• Roles and responsibilities of supervisors

Introduction  

  • Knowledge of regulations, policies and procedures
  • Advice on program of study, research and professional development
  • Meetings/consultation
  • Financial assistance
  • Intellectual property
  • Publications
  • Withdrawal of supervisory duties
  • Accommodation

Introduction

Effective graduate student supervision requires complex interactions between graduate students and their supervisors. The role of a supervisor is threefold: to advise graduate students, monitor their academic progress, and act as a mentor. Supervisors not only provide guidance, instruction and encouragement in the research activities of their students, but also take part in the evaluation and examination of their students’ progress, performance and navigation through the requirements of their academic program with the goal to ensure that their students are successful.

Supervisors are responsible for fostering the intellectual and scholarly development of their students. They also play an important role in providing advice about professional development and both academic and non-academic career opportunities, as they are able, and based upon the student’s career interests. 

While these expectations apply to all graduate students, supervising PhD students reflects a longer-term, more substantive commitment.  The privilege to supervise PhD students requires that the supervisor hold Approved Doctoral Dissertation Supervisor (ADDS) status. The intent of ADDS policy is to ensure that faculty have the appropriate knowledge to facilitate excellence in PhD supervision.

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  Knowledge of regulations, policies and procedures

Effective graduate student supervision requires a knowledge and understanding of the University’s requirements and expectations.  To this end, supervisors should:

2.1    Be knowledgeable and remain updated on department, Faculty and University regulations, policies and procedures, and have these protocols guide the supervisors’ decision-making and behaviour as they interact with graduate students. Supervisors are encouraged to take the necessary steps to be well-informed with those Policies identified in section 1.2 .

2.2    Be familiar with the support services available to students and faculty at the University including those articulated in section 1.2 . This information is normally available through department graduate co-ordinators, Faculty Graduate Studies Offices, Graduate Studies and Postdoctoral Affairs (GSPA), the Graduate Student Association (GSA) or the University Secretariat.

2.3   Be informed about University of Waterloo policies and procedures that inform academic integrity  (Office of Research).

2.4    Be aware of the University of Waterloo and Tri-Agency policies and procedures associated with the conduct of research.   Where appropriate, supervisors should be prepared to provide guidance to students on:

  • The responsible conduct of research, with particular emphasis on the Tri-Agency Framework as defined in the Faculty Association of University of Waterloo (FAUW) /University of Waterloo memorandum of Agreement (Section 14).
  • The ethical conduct of research  (Office of Research) involving animals, animal or human tissues, and human participants

2.5   Have knowledge of the policies and procedures that govern international travel and security that can be found at Waterloo International.

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  Advice on program of study, research and professional development

As noted above, supervisors are expected to serve as mentors to their graduate students.  To this end, supervisors should be prepared to provide well-informed advice on academics and professional development.  More specifically, supervisors should be prepared to advise students on:

2.6    An academic program that is challenging, at the appropriate level for the degree being sought, and that can be accomplished within commonly understood and desirable time and resource expectations of the student and the supervisor.

2.7    The choice of courses and seminars needed to fulfil the degree requirements.

2.8    The development and construct of a research topic and proposal.

2.9    The development of a communication plan with the supervisory/advisory committee as to how the student’s progress will be assessed (including during thesis writing and completion), and the role of advisory committee members in the assessment.

2.10    The availability of internships, practica, co-op or other experiential learning opportunities as part of the program.

2.11    The availability of professional development resources for Waterloo graduate students to help advance the students’ career objectives.

Meetings/consultation 

The establishment and communication of common expectations are critical elements to positive experiences for both graduate students and their supervisors.  Achieving these outcomes can be facilitated by regular meetings and/or consultation between students, their supervisors, and where appropriate advisory committees. Especially important is timely feedback on students’ written submissions. 

The University encourages supervisors to:

2.12    Ensure, especially important in the case of doctoral students, that the student has:

  • An advisory committee as required.
  • A program of study consistent with department and Faculty requirements that has been approved by the advisory committee as required.
  • A research plan that is appropriate in breadth, depth and time to completion (see  Milestones in master's and doctoral programs ).

2.13    Arrange for regular (as agreed by the student and supervisor) meetings (which may involve the advisory committee) with students for consultation to ensure steady progress. The frequency of such meetings will depend on the discipline/field of study, type of program, and the student’s progress. At least two, preferably more, meetings should be arranged in each academic term. Supervisors should also be reasonably accessible for meetings requested by their students. The approach to these student meetings should be individualized to reflect the needs of the student. For example, some students may need more support while other may need less.

2.14    Communicate their evaluation of student progress to the department once a year or more often if required. The report should clearly indicate the status of the student’s progress (i.e., satisfactory or unsatisfactory).  In the latter case, the report must include a clearly articulated set of conditions that if satisfied will restore the student’s status to satisfactory. Where the supervisor feels that the student will have serious difficulties finishing the program, the supervisor, in consultation with the advisory committee as appropriate, will inform in writing, both the student and the graduate officer of the nature of the problem(s), suggested remedies and may recommend withdrawal from the program.  More information on assessing students’ progress can be found in the Graduate Studies Academic Calendar.

2.15    Thoroughly review and provide constructive feedback on all written materials relevant to the thesis or research paper submitted by their students. The supervisor and the student are encouraged to establish in writing expectations on what constitutes timely feedback; a timeframe of two to three weeks depending on the complexity of the document is commonly applied. However, this can vary depending on various circumstances such as travel or vacation.  These circumstances should be discussed between the supervisor and student.

2.16   Have knowledge of the guidelines for evaluating students’ progress in a research program  (Graduate Studies Academic Calendar).

2.17   Inform students about the broad spectrum of resources available  (Writing and Communication Centre) to facilitate development of oral communication and writing skills.

2.18    Be active and supportive in promoting students’ well-being.  This may include:

  • Inquiring about a student’s well-being, as appropriate.
  • Directing students to appropriate support services , including Mental Health and Wellness resources  (Campus Wellness).
  • Displaying empathy towards the student.

2.19    Complete as appropriate the University requirements for Sexual violence awareness, referral and support training  (Human Rights, Equity and Inclusion Office) to understand how to respond to disclosures of sexual violence and refer students to the appropriate supports.

The University recognizes that supervisors will be away from the University for extended periods of time (e.g., sabbatical, satellite campus, visiting professorship).  Being physically away from the University does not preclude a supervisor from remaining engaged with their graduate students.  In cases where the supervisor will not be available either in person or via electronic communications, the supervisor should:

2.20    Inform students, prospective students and the department of any anticipated extended period where communication will not be occurring. In cases when the absence is for a period of two months or more, supervisors should arrange for suitable communication methods. Interim supervision also must be arranged, for example, using members of advisory committees. Supervisors must inform the student’s department (chair/graduate officer) of the arrangements made for the period of absence, including supervision of laboratory or field work where graduate students continue to work during the absence.

2.21    Ensure students know that in situations where a supervisor works away from campus for two months or more and where their students can accompany the supervisor, the decision to remain on campus or to follow the supervisor rests entirely with the student. Students shall face no pressure (explicit or implicit) or consequences when making this choice and are not required to provide any reason.

As with the departmental representatives, supervisors have responsibility to advance safety.  More specifically, supervisors should:

2.22    Ensure a safe working environment both on and off campus (working alone, field work) by assessing hazards and implementing appropriate controls. This must be in accordance with the Occupational Health and Safety Act, Policy 34  (Secretariat) and department and Faculty regulations.  All supervisors must complete mandatory health and safety supervisor awareness training  (Safety Office) and must ensure that graduate students complete both mandatory and work-specific safety training.  More information can be found on the Safety Office website.

2.23    Ensure that students obtain additional training when new safety risks arise and ensure training is kept up to date.

Inherent to graduate education are the dissemination of knowledge and the participation in scholarly activities away from the University campus.  Travel (domestic and international) can include fieldwork, conferences, course work and other work related to the thesis. Supervisors are encouraged to support students’ travel to accomplish these important objectives.  Supervisors should:

2.24    Follow or encourage students to follow Policy 31  (Secretariat) that governs University-sanctioned travel.

2.25    Categorize and report risk associated with travel. Low risk  (Safety Office) are activities for which it is expected that participants will encounter hazards that are no greater than what they encounter in their everyday lives. Examples of significant risk (e.g. industrial sites, remote regions etc.) are noted on the Safety Office website .  Travel or field work that involves significant risk must be documented using the Fieldwork Risk Management Form from the Safety Office .  For low risk activities off campus, supervisors should:

  • Provide advice on preparation for pre-departure orientation and planning for any travel and including associated risk, as they are able;

2.26    Document the student(s) location and duration of travel, including personal and emergency contact information. Review the material provided by Waterloo International to understand how to best mitigate risk and ensure safety for international travel.

2.27    Encourage students to register using the Pre-departure Travel Form at Waterloo International .

2.28    Consult the Government of Canada Travel Advice and Advisories web page for the international destination and discuss the mitigation of risk with the students to the destination.

 Financial assistance

Supervisors regularly provide financial support for their graduate students.  Both the supervisor and the student benefit when a clear understanding exists of the value of funding, and the academic outcomes that should occur from the supported activities.  Specifically, supervisors should:

2.29    Be informed about the spectrum of funding opportunities available through the department, Faculty and Graduate Studies and Postdoctoral Affairs (GSPA) for students in financial need and to communicate these sources to student.

2.30   Communicate clearly and in writing to their students the terms (e.g., amounts, length of time, conditions) of the financial commitment being made when financial assistance is to be provided from research grants or contracts under the supervisor’s direction.

2.31    Support students’ understanding of their funding, including a consideration of student expenses (primarily tuition and housing) and taxation, if appropriate.  

Intellectual property 

Increasingly, students and supervisors enter into their academic relationships with previously established intellectual property (IP).  Moreover, students and supervisors may have an expectation that their collective work may produce new IP.  Best practices include the articulation of students’ and supervisors’ understanding of IP relationships at regular intervals throughout the students’ academic program.  More specifically, supervisors should: 

2.32    Discuss issues related to intellectual property such as patents, software, copyright, and income from sales and royalties, and inform students of University policies about intellectual property and the conduct of research. It should be recognized that, in accordance with Policy 73  (Secretariat), intellectual property normally is owned by the creators. However, the University retains a royalty-free right to use, for educational and research purposes, any intellectual property created by faculty, staff and students. Ideally, supervisors and students should enter into a written agreement that expresses IP owned by either party prior to beginning the research relationship and the default way in which IP created by the researchers’ joint activities will be owned.  A common example is an assumption in the absence of an explicit agreement of joint IP ownership, with each researcher owning an equal share.

2.33    Ensure that students are aware of implications and/or obligations regarding intellectual property of research conducted under contract. If appropriate, discuss with their students and any research partners the protection of intellectual property by patent or copyright. Any significant intellectual contribution by a student must be recognized in the form of co-authorship. Supervisors must convey to students, in advance of publication, whether they intend to recognize the student as co-author for work under contract.

Publications 

Academic outputs – in various forms – document and demonstrate ownership of creative research and other scholarly activities.  These outputs are important for advancing knowledge and catalyzing additional scholarly activity in these areas and should be encouraged.  When supervisors and graduate students work collectively on these academic works, it is important for both that their relative contributions are represented appropriately.  To achieve these goals, supervisors should:

2.34    Discuss with their students, at an early stage of their program, authorship practices within the discipline and University policies about publications ( Policy 73  on the Secretariat website). 

2.35    Discuss and reach agreement with students, well in advance of publication and ideally at the outset of collaboration, the way in which authorship will be shared, if appropriate, between the supervisor, the student and other contributors for work conducted under contract.

2.36    Encourage the dissemination of students’ research results by publication in scholarly and research journals, presentation at conferences (domestic or international) and seminars;

2.37    Motivate the dissemination of research through non-traditional or non-academic avenues (e.g. Open Access resources, public presentations, and popular media).

Withdrawal of supervisory duties 

In rare cases supervisors may determine that they are not prepared or able to continue in a supervisory capacity.  When this occurs, the supervisor is required to:

2.38    Follow the guidelines in the Graduate Studies Academic Calendar regarding University Responsibilities Regarding Supervisory Relationships that outlines the steps for dissolution of the supervisory relationship.

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Accommodation 

The University is eager to establish conditions that maximize graduate students’ likelihood of success.  To this end, supervisors:

2.39    Have a duty to engage in accommodations processes with AccessAbility Services , as requested, and to provide appropriate accommodation to the point of undue hardship.

2.40    Remain informed of their roles and responsibilities with respect to accommodations.

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thesis submitted supervisor

The Educationalist

thesis submitted supervisor

Thesis Supervision 101

The educationalist. by alexandra mihai.

thesis submitted supervisor

Welcome to a new issue of “The Educationalist”! You probably noticed quite a long gap since the last issue- as some of you may know, in the past two weeks I moved to the US to start my Fulbright Schuman Scholarship at Yale University. I am very excited to be working at the Poorvu Center for Teaching and Learning and I’m looking forward to sharing with you what I learn and what inspires me here in the next six months. In the meantime, this week I want to address a topic that I myself had to plunge into this year: thesis supervision . Luckily, I benefitted a lot from the valuable advice of my colleague, Therese Grohnert and that is why I asked her to share her tips and resources here, which she kindly accepted. We hope you find them useful and we look forward to your comments, experiences and ideas. Happy reading and have a nice week!

If you are currently involved in a taught Master’s programme, then you are most likely a Master thesis supervisor, guiding students in completing an extended research project from planning to finished thesis or dissertation. When you think back to how you got started in this role, did you receive formal support for developing your dissertation skills, did you have access to best practices and advice outside of your own network? In fact, many thesis supervisors receive little to no guidance when getting started , having to rely on their own experiences as a student, or their colleagues’ experiences. This can create quite some uncertainty, when thesis supervision is a wonderful opportunity to work closely with students individually or in small groups, to get students excited about research, and to build their research and project management skills.

In my role as a faculty developer, I often get asked for advice on getting started as a beginning supervisor, on maintaining students’ motivation throughout the process, and on using your limited supervision time effectively. So, I went to work and collected best practices and advice for my colleagues. Let’s walk through the supervision process step by step, from preparing your first supervision to assessing a master’s thesis.

Step 0: Preparing

Before you are assigned your first thesis students, you can already take steps to set yourself and your student up for success:

Check the expectations of the programme regarding the timeline, the final thesis, and what you as a supervisor are expected to do, check the code of practice or contact your thesis coordinator for this information;

Set up ground rules : make explicit how you want to work together with your student, think of how and when you want to be contacted, when and how often you will provide the student with feedback, when you expect the student to speak up and ask for help, etc. More experienced colleagues can share what is common in the programme;

If you are new at your current institution, find out what the support network is like for students , including academic advising, workshops, library support etc. so you can direct the student when needed, and can share the load.

Depending on your programme, you may already formulate tentative topics and you might consider whether you will supervise students individually or in small groups; this will depend on the size of the programme and the autonomy given to students when it comes to choosing a topic.

Step 1: The First Meeting

Once you have the first meeting scheduled with your thesis student, use the following agenda points to prepare with motivation, safety, and effectiveness of the process in mind:

Make time to get to know each other , connect over common interests, background, or goals to build trust and a comfortable atmosphere; encourage the student to speak up when needed and to let you know how they are doing;

Ask your student about their learning goals (not their grade goals!): which skill would they like to learn through the thesis, what are their plans after graduation, and how can the thesis trajectory help them prepare?

Ask the student to share why they are interested in their topic , what they hope to find out and who would benefit from the insights of their thesis before helping them formulate two or three concrete steps to get started.

In this first meeting, be sure to discuss your ground rules and to ask the student how they like to collaborate so you can make specific agreements and manage expectations on all sides.

Step 2: Managing the Process

Throughout the supervision process, it is important that the student takes responsibility for their own their process, and that you support the student in managing the thesis process. My colleagues have shared the following tips for fostering student independence and project management skills :

Ask your student to send in a document or questions in time, to prepare an agenda, and to start each meeting with a short recap of their current project status;

Check in to reflect on the student’s skill development towards their learning goals, as well as any struggles that the student cannot overcome by themselves yet;

At the end of each meeting, ask your student to formulate specific next steps for their work an a clear guidance for when to contact you again for the next meeting (forgetful students can also be encouraged to send you an email with these steps in writing).

In case you are supervising many students, you can create a tracker with key milestones and room for notes for a quick overview, and you can pair up students with a similar topic, method or challenge so they can support each other and you can provide support for these students as a group.

Step 3: Providing Feedback

When and how you provide feedback to your student will depend on the programme guidelines as well as on what your fellow supervisors are offering to their students. In some programmes, students will receive feedback at least once on each chapter of their thesis, while in others, supervisors will focus on a complete draft only. In either case, there are some ways in which you can use your time and energy in an efficient and effective way:

Ask students to submit feedback questions along with their work: which sections did students struggle with, where are they unsure of their work, which element are they not yet happy with and why? This will allow you to focus on these issues first, adding 2-3 additional points when needed to challenge but not overwhelm the student and connect to their current level of learning;

Consider the level of feedback needed : when sections are messy and ineffective, avoid editing your student’s work, but offer to create an outline together before the student reorganises their own work; if paragraphs are not well-organised, edit one paragraph together and ask the student to apply your feedback to the remainder of the section;

Don’t forget to let the student know what they are already doing well and where to apply these good points in future sections – make these comments as specific as you can.

Finally, whether we are experienced supervisors or not, every student is different and may benefit from different ways of providing feedback. Ask you student what works for them and plan together how you will give and how they will process feedback . This is an essential learning skill they will benefit from regardless of their plans after graduation.

Step 4: Assessment

Let’s assume everything has gone well and your student is getting ready to submit their thesis. At some universities, students complete a defense (or viva) in which they discuss their thesis with the supervisor and maybe an independent reader. This part can be daunting for a beginning supervisor, but here are some tips to get started:

Check whether there are any rubrics or assessment criteria available for your programme, who is required to assess a thesis, where to send the final grade, and what happens if the student fails;

If possible, ask experienced colleagues to share a good, an average, and an insufficient thesis with you, along with their assessment and feedback for the student; these documents can help you benchmark your own grading;

Think how you will communicate your grade and feedback to the student , in writing or during a defense; keep the student’s learning goals in mind and make explicit how the student can continue their learning journey based on what they have achieved throughout the thesis trajectory.

If you are unsure, ask a colleague to provide a second opinion and their best practices for the defense/viva and/or providing written feedback. As with any skill, becoming a good thesis supervisor takes experience, reflection, and feedback . I am curious to hear your experiences and best practices, and am happy to discuss our faculty development activities on thesis supervision with anyone interested – looking forward to connecting with you!

Further resources

“Understanding the up, back, and forward-component in master's thesis supervision with adaptivity” , by Renske A.M. de Kleijn, Larike H. Bronkhorst, Paulien C. Meijer, Albert Pilot & Mieke Brekelmans- a qualitative study for framing and fostering goals in the supervision process;

The UM Library Thesis Bookshelf - helpful resources for supervisors and students on academic writing and literature reviews;

Tips and resources for supervising remotely - University of Edinburg’s best practices for remote supervision;

Master thesis supervision: resources on preparing, managing and assessing theses - resources from our own SBE Learning Academy, including videos for supervisors and resources that can be shared with students;

The LDO Troubleshooting Guide to Academic Writing - an interactive tool we use in our programme that helps students process feedback on the thesis or to deal with various writing struggles;

A Practical Guide to Projects and Dissertations - an online course developed by the Centre for Distance Education, University of London, that has both resources dedicated to students and an Instructor Tool Kit.

Dr. Therese Grohnert is an educational developer, educator, and assistant professor at Maastricht University’s School of Business and Economics in The Netherlands. She supports staff in effectively supervising master theses, managing group dynamics in a PBL context and designing courses with constructive alignment and student motivation in mind. She is also studying how professionals learn and develop in the workplace for better judgments and decision-making. Find her on Twitter: @grohnerttherese .

thesis submitted supervisor

Ready for more?

students in library

Thesis supervision

Find a thesis supervisor.

Thesis supervisors must be authorized by their Faculty to supervise theses.

Finding a thesis supervisor arrow_drop_down

Before thinking about a supervisor, students should make sure they are committing to the area of study that most interests them. They should ask themselves whether they are enthusiastic enough about a topic area to sustain this enthusiasm over the period of time it will take to prepare the thesis. Speaking to students and professors who do research in the proposed area of study will help clarify the students’ thoughts. The students should make sure they are well-informed before they approach any potential supervisors.

A professor is not obligated to take on a student if he or she feels the match-up would not be a good one, or if the professor lacks lab space, time or funding.

A student may have more than one supervisor. When mention is made of the thesis supervisor, it is implicit that there may be a co-supervisor.

  • Information to collect before contacting a potential supervisor
  • Questions to ask after the meeting with the potential supervisor
  • Professors, by research interest

Appointment of a thesis supervisor arrow_drop_down

From the uoZone Application tab, click Service Requests to create a service request and appoint a thesis supervisor.

Meetings between the supervisor and the student arrow_drop_down

Preliminary meetings.

Before a student begins researching and writing a thesis, the supervisor and the student should have a detailed discussion of expectations and requirements. Below are examples of general and specific issues to be discussed during the preliminary meetings.

As soon as possible, the student should obtain ethics approvals or any other required approvals to conduct research. The student should discuss with the thesis supervisor and visit the  Office of Research Ethics and Integrity  Website.

  • General and specific topics to be discussed

Regular meetings

The student and the supervisor should plan to meet regularly whether or not the student has any finished work to show to the supervisor.

If it is a major meeting, the student should draw up and deliver to the supervisor an agenda beforehand. If the meeting is to discuss text that has already been written, the student must send the draft well in advance of the meeting. 

After the meeting, and based on this agenda, the student prepares a brief report on what was discussed and decided, and shares this report with the supervisor.

It is important to be productive at these major meetings, but it is also crucial to just keep in touch.

Components of a typical agenda

  • a summary of the purpose of the meeting
  • a review of what was discussed at the previous meeting and what has been accomplished to date
  • a discussion and clarification of the current topics, ideas and issues
  • next steps as a result of this discussion
  • agree with a date for the next meeting

Feedback and revision arrow_drop_down

All along during the thesis preparation process, a student will receive feedback and should expect to do revisions. Revising a thesis based on feedback from the thesis supervisor, advisory committee (if applicable) and from the jury is an important part of the thesis preparation process.

Part of the advancement of knowledge that preparing a thesis fosters involves engaging in dialogue and learning from these discussions, learning how to communicate clearly, and responding appropriately to suggestions for improvement

student carrying books

Already a student?

Types of supervision, co-supervision arrow_drop_down.

A joint management with a professor in another discipline may be considered if the research project of a student is favoured.

Cotutelle arrow_drop_down

A doctoral student may prepare a thesis under a cotutelle agreement. You find below additional information to help familiarize yourself with the roles played by each of the stakeholders.  

Learn more about Cotutelle.

Thesis advisory committee arrow_drop_down

In many academic units, a thesis advisory committee, also referred to as thesis committee, is assembled as soon as a student finds a thesis supervisor. Please note that not all academic units have thesis committees, the students must check on the protocol in their own academic unit.

Constitution of the thesis committee

How the thesis committee is formed varies from academic unit to academic unit. The thesis supervisor plays the biggest role by approaching colleagues who have the expertise and inviting them to join the committee.

A thesis committee is made up of:

  • the student
  • the thesis supervisor, and
  • usually at least two other professors.

The thesis supervisor is usually the chair of the thesis committee.

Role of the thesis committee

While the roles and responsibilities of thesis committees may vary from one academic unit to another, members of the committee should provide guidance to the student on thesis planning, research and writing; be available to discuss ideas or for consultation on any other matter related to the thesis; and, if this is the practice within the discipline, evaluate the thesis after submission.

Thesis committees meet according to a schedule set either by the academic unit or by the committee itself. The student is usually responsible for initiating the meetings. When concerns about the progress of the research arise, the supervisor and/or academic unit may require meetings at more frequent intervals.

Useful information

Contracts arrow_drop_down.

Some supervisors and students have contracts or agreements to formalize the expectations and delineate the responsibilities in the preparation of a thesis.

Although these agreements are not considered official documents with force of law, they set out the expectations of the student and supervisor in relation to many of the issues covered in this Website section and help avoid conflict and misunderstandings.

A student should not make assumptions about who will do what in the research and who gets credit for any new discoveries or inventions. A supervisor should not assume the supervised student is aware of any assumptions the supervisor has or any authorship or credit protocols that may exist in the area of research.

Professors who use contracts do so because they have found such agreements are a good tool for helping students achieve their goals and finish their theses. However, while a written agreement can be very useful, one of the keys to a successful supervisor–student relationship is good communication and mutual trust. Both sides need to foster and build on that. 

Absences arrow_drop_down

Sometimes a potential supervisor is approached by a student looking for a thesis supervisor and both the student and professor agree it would be a good match, but the professor is going on an academic leave partway through the period in which the student will be preparing this thesis. In the event of a scheduled absence from the University for more than one month, the thesis supervisor must make the necessary arrangements with his students and the academic unit concerned to ensure that students continue to be accompanied during the supervisor's absence.

A thesis supervisor who is going to be away should let the student know well in advance. The same goes for the student. The student should discuss this with the thesis supervisor well ahead of time. In case of illness, the student should let the supervisor know the expected timeline for recovery.

If the student is planning to suspend work on the thesis for a term or more, for whatever reason, the student needs to apply for and receive approval for a leave of absence. Please note that absence has an impact on eligibility for funding.

Form - Request for leave of absence (PDF)

Professionalism arrow_drop_down

As a student, the development of professional skills—for example, communicating appropriately in writing and in person, responding promptly to e-mails, coming prepared to meetings, following up after meetings, respecting deadlines, tracking changes to the text so that it is easy for the supervisor to review each draft after revisions—is important in the preparation of the thesis. Some faculties offer courses in professional skills.

If the student feels aspects of the supervisor’s behavior are unprofessional, he or she should consult the graduate program director or the chair of the academic unit.

Changing supervisors arrow_drop_down

As for changing supervisors partway through a thesis, this is not recommended. Keep in mind that as long as the thesis is logical and the conclusions drawn from the data are valid, the student and the supervisor do not need to be in total agreement on methodology, analysis or interpretation.

The thesis committee may be able to fill in whatever gaps the student perceives in the relationship with the supervisor. If the research goes off in an unexpected direction, one that is not very familiar to the thesis supervisor, the student could see what opportunities are available and what guidelines the academic unit has for this situation. The student could consider joint supervision as an alternative to finding a new supervisor.

If the student has explored all other options and still wish to change supervisors, he or she should talk to the graduate program director. If the supervisor happens to be the graduate program director, the student should talk to the director of the academic unit. If the student remains uncertain or dissatisfied, he or she should talk to the vice-dean graduate studies of his/her home faculty. Beyond that, the student can talk to the university ombudsperson. The student can request that the exchanges with any or all of these individuals (directors, vice-dean, ombudsperson) remain confidential.

The student should be sure to explore options carefully before withdrawing from the supervisory arrangement—a student who terminates the relationship with a supervisor before finding another supervisor may have difficulty securing another supervisor and compromise the thesis project.

Get science-backed answers as you write with Paperpal's Research feature

How to Make Your Thesis Supervision Work for You

thesis supervision

For most doctoral students, it takes a lot of determination and hard work to defend their thesis successfully. During a thesis defense, researchers are expected to present their research to a panel of experts. These individuals are well-versed in the subject being discussed and may ask probing questions that require in-depth knowledge and expertise to answer. This is where an experienced supervisor becomes invaluable. It is widely acknowledged that having a capable supervisor is half the battle won in a student’s doctoral journey.  

Doctoral students must never underestimate the importance of a good supervisor. It is also essential to keep in mind that while it is good to work under a supervisor who supports you and instills a great deal of confidence at critical junctures in your doctoral journey, it is equally essential for the students to drive the process. For thesis supervision to have a positive impact, students must keep an open mind and maintain a reciprocal approach by building on the inputs and ideas suggested by their supervisor.  

In this article, we will talk about how to make your thesis supervision work for you and how the partnership with your supervisor should inspire you to rise above any challenges that you may face while pursuing your PhD.  

How to make the best of thesis supervision

As a research student, you should be aware of what to expect from your supervisors and how best you can make use of their feedback to get the best results for your work. The following guidelines will be helpful in this regard. 

You are the driver, and the thesis is your responsibility

It is essential to internalize the fact that your thesis is ultimately your responsibility. The supervisor is not going to do the work for you, and you should not be waiting for them to give you orders on what to do. The supervisor’s responsibility is to provide you with the necessary guidance and advice on various aspects of your thesis work and at all stages of your thesis progression. To this end, you need to ensure that you submit your work periodically so that supervisors can respond to your work in a timely manner. Submission of written work is, therefore, critical. Make sure that you highlight any specific aspects or areas in your work for which you may need your supervisor’s guidance.  

Plan regular meetings with your supervisor

Having regular thesis supervision sessions is critical, and a mutually convenient time should be fixed for these sessions. Such dedicated time should be utilized as an excellent opportunity for the students to understand and discuss their supervisor’s feedback, identify the strengths and limitations of the submitted work, and decide on the following steps to be taken. Having such regular sessions should be counted as a learning process. It also enables the supervisor to understand the progression of your work. In cases where the students need to consult their supervisor in between sessions, they should be able to plan it out with the supervisor during specified office hours. 

Taking a positive and proactive approach

Students must understand that at various stages of thesis supervision, they can receive both praise and constructive criticism as feedback. A positive and proactive approach needs to be developed in handling both situations, keeping in mind that these are ultimately for improving your work. At the PhD level, you are expected to learn to be more independent in the course of your work. There may also be situations where you receive contradictory feedback from two supervisors. This is normal since supervisors have different research interests and experiences, and research arguments can be put forward in various ways. Here, the best option is to have an open discussion with the supervisory team and agree on the steps ahead. 

Being professional in discharging your duties

Being respectful to each other is critical in a supervisor-supervisee relationship. As mentioned earlier, feedback from supervisors should be approached constructively. Aim to view your supervisors as experts from whom you can further your knowledge. However, in genuine cases where there is hardly any functional relationship between the supervisor and the supervisee, students should contact their department focal points. Examples of dysfunctional relations include:

  • Failure to provide any feedback.
  • Having meetings with the doctoral student.
  • Being disrespectful to students.
  • Offering irrelevant, poor-quality feedback.

Each institution will have its own procedures to deal with such cases, and it is essential to contact the concerned persons to address the same. 

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Duties of a thesis supervisor and the supervision plan

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Supervision work is closely linked to the intended learning outcomes of the degree and thesis as well as the related grading criteria. In accordance with the Regulations on Degrees and the Protection of Students’ Rights at the University of Helsinki, the student must receive instruction both during their studies and while writing their thesis.  See here for instructions on ensuring that your supervision is aligned with the learning outcomes.

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Supervision principles.

The Rector decides on the principles of supervision, including the rights and obligations of the student and the supervisor. The degree programme’s curriculum must contain instructions on how to prepare a personal study plan, along with the practices for approving and updating the plan. Please review the curriculum of your faculty and the thesis grading criteria in order to ensure that your supervision is aligned with the learning outcomes.

In the Rector’s decision, supervision refers to the support provided for the student’s or doctoral candidate’s learning process as they change, gain experience and grow as an expert. As a whole, supervision consists of communication, advice, instruction and special guidance. Supervision and counselling can be organised in a group led by the supervisor, at a seminar, in a peer group of students or doctoral candidates organised by the supervisor or in a personal meeting separately agreed between the supervisor and the student/doctoral candidate. Supervision and counselling can also be provided electronically through, for example, Moodle or other teaching tools available. 

Members of the teaching and research staff provide counselling that is related to teaching and research and requires knowledge of the content of different studies and disciplines. This counselling may concern, for example, personal study plans or thesis supervision. 

Guidance and counselling are provided in the Finnish and Swedish-language and multilingual degree programmes in Finnish or Swedish depending on the student’s native language or in English or another language as agreed with the student. If the student’s native language is a language other than Finnish or Swedish, guidance and counselling are provided in English or, if agreed with the student, in another language. In English-language master’s programmes and doctoral programmes, guidance can also be provided solely in English.

The degree programme steering group is responsible for ensuring that each student is appointed with a primary supervisor who is responsible for the supervision of their thesis. Additional supervisors may also be appointed. Your supervision plan can be used to agree on the responsibilities related to the supervision.

Supervision as interaction and the supervision plan

Supervision is about interaction with responsibilities that are divided between the different parties of the supervision relationship. Ambiguities related to supervision are often due to the parties’ different expectations regarding the content and responsibilities of the supervision and the fact that the parties are often unaware of the others’ expectations. Below, you can find a table that serves as a great tool for considering the different rights and obligations related to supervision

The policies and practices of supervision should be discussed in the early stages of the thesis process. The supervisor and the student may also prepare a written supervision plan that clarifies the schedule for the supervision and the thesis work as well as the content of the supervision. The plan can also be utilised if any problems arise or you fall behind schedule.

Topics the supervisor should incorporate in the supervision

When supervising a student’s thesis work, remember to pay attention to the following topics:

  • the responsible conduct of research and avoiding cheating
  • guiding the student in matters related to data protection  
  • matters related to open access publications and the public availability of theses  
  • inform the student of the general process of thesis examination and approval and the related schedule 

Different faculties may have their own decisions and instructions on thesis supervision. Please read the instructions provided by your faculty.

See also the Instructions for Students

You will find related content for students in the Studies Service.

Bachelor’s theses and maturity tests

Thesis and maturity test in master's and licentiate's programmes.

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Individualized & Interdisciplinary Studies Program

Guide for thesis supervisors.

Thank you for supervising an individualized major senior thesis project. Your expertise is critical in guiding the student’s project and setting the criteria for its evaluation. The guidelines below outline some considerations particular to individualized major students. They are most appropriate for traditional research projects but may also be relevant to less traditional final projects.

All individualized majors complete a capstone, which provides them an opportunity to integrate knowledge they have acquired during the course of their majors. About 40-45 percent of individualized majors do so by completing a thesis. (The rest complete our capstone course or an approved alternative.)

Thesis projects usually take the form of a traditional research study, but other formats, such as a photo essay, film, website, or piece of creative writing are also possible. Thesis projects, whatever their form, should contribute to the development of knowledge or practice in new ways, involve significant background research, and require sustained attention in the implementation of the project. If the final product takes a less traditional form, it should include a piece of writing that describes the student’s learning process.

Thesis Courses

Some thesis projects will comprise six credits completed over the course of two semesters. This is mandatory for students completing Honors Scholar requirements in their individualized major. Non-honors students may complete a one-semester, three-credit thesis project. Students intending to complete a thesis project must submit a thesis proposal  which they have discussed with their thesis supervisor no later than the last day of classes of the semester before they begin their thesis.

In the social sciences and humanities : In the Fall semester of the senior year, students will typically begin their research by enrolling in a thesis-related research seminar, graduate course, or independent study in their thesis supervisor’s department. During the Spring semester, students will enroll in UNIV 4697W Senior Thesis (for which the thesis supervisor serves as instructor) in which they will complete the research and write the thesis. During this process, the student meets regularly with the thesis supervisor for feedback on data collection, evidence gathering, analysis, and writing.

In the sciences , students may follow a more extended sequence, perhaps two to three semesters of data collection and laboratory work (independent studies or research courses) followed by thesis writing (UNIV 4697W) in the final semester.

Learning Outcomes

Individual faculty will differ in expectations regarding research methodology, theoretical approaches, and presentation of findings. Nonetheless, there are some general criteria and intended learning outcomes for all individualized major thesis projects.

  • The student’s research, analysis, and writing on the thesis project should be relevant to their individualized major and represent an opportunity for them to integrate and deepen at least several aspects of study in the major.
  • A thesis should do more than summarize the existing literature on a particular topic. It should make an original contribution to the field of study, present new findings in the form of new data, or new, critical interpretations of existing material. It should reflect a good command of the research methodologies in the relevant discipline(s).

Upon completion of the thesis project the student should be able to:

  • Define a research question and design a substantial research project.
  • Select a methodological approach to address the research question.
  • Identify appropriate sources and collect relevant and reliable data that addresses the research question.
  • Analyze the strengths and limitations of different scholarly approaches to the question, and recognize the resulting interpretative conflicts.
  • Develop an argument that is sustained by the available evidence
  • Present that argument in a clear, well-organized manner.

Requirements for Honors Students

As noted above, all Honors students are expected to complete at least six credits of thesis-relevant coursework. In addition, all Honors students are expected to have a second reader and make a public presentation of their thesis project.

Second Reader

We ask Honors students to identify a second reader for their thesis from a relevant discipline, which may be the same as, or different from, the supervisor’s discipline. The second reader will provide the student with a different perspective and may provide additional insights on how to achieve the intended learning outcomes of the thesis. The thesis supervisor, in consultation with the student, determines when to bring the second reader on board. It is the supervisor’s prerogative to define how the grade for the thesis will be determined.

Public Presentation

Honors students are required to make a public presentation of their thesis research in a format negotiated with the thesis supervisor. Where possible, the audience should include the thesis supervisor, the second reader, and an IISP staff member. Other faculty members and the student’s peers may be invited to join the audience, as well.

Existing departmental exhibitions or “Frontiers in Undergraduate Research” make excellent venues for student presentations. If a student cannot find a venue for his or her presentation, please consult with IISP and we will coordinate one.

Note: Although non-Honors students who are completing a thesis are not required to have a second reader or make a public presentation, we would certainly welcome them to do so.

Honors Advising

An IISP staff member serves as Honors Advisor to each individualized major following an Honors Scholar plan of study. The staff member’s role as an Honors advisor is to coordinate and facilitate students’ plans for completing Honors Scholar requirements, including the thesis, and to monitor progress toward completion.

Thesis Course Registration

Specific instructions for registering for UNIV 4697W are available on the Capstone page .

We very much appreciate your willingness to supervise an individualized major’s senior thesis. If you have any questions about the Individualized Major Program or about supervising an individualized major thesis, please contact IISP staff .

  • Masters Thesis and Supervisor

[Part of the Policies of the CHD, August 2019]

Master’s Thesis

A candidate for a terminal Master's degree, with the prior approval of a faculty supervisor and of the CHD, may undertake an extended reading and research project resulting in what amounts to a Master's thesis.  The thesis is optional for the S.M. degree and required for the M.E. degree.  In connection with this project, an S.M. candidate may take no more than two SEAS letter-graded reading and research courses (299r), no more than one in any given semester.  M.E. candidates may take up to one 299r course as part of the eight letter-graded courses and are required to take eight 300-level reading and research courses. 

Second Reader

When a thesis project is pursued in connection with a terminal Master’s degree, the thesis supervisor, in consultation with the student, shall nominate an outside reader who is a member of the SEAS faculty for approval by the CHD by course-enrollment day of their second semester in the case of SM students, or by course-enrollment day of their third semester for M.E. students.  Ordinarily, both the supervisor and reader must be members of the SEAS faculty; exceptions must be approved by the CHD.

An initial draft of the thesis must be transmitted to the supervisor before Spring Recess of the student’s final semester (or Thanksgiving Recess if the student’s final semester is the fall). The final draft of the thesis, incorporating any revisions given on prior drafts by the thesis supervisor and outside reader, must be transmitted to the thesis supervisor and outside reader by the first day of Reading Period, and the student should simultaneously submit a one- or two-page abstract to the Office of Academic Programs. The thesis supervisor and outside reader should each submit to the Office of Academic Programs by the last day of Reading Period a letter giving their evaluation of the thesis.

It is expected that such a thesis will represent a more substantial contribution than is customary for an undergraduate senior thesis, but less so than a doctoral dissertation. The thesis will follow a similar format to a Ph.D. dissertation, and satisfy similar criteria. The main difference is in the volume of original work expected of a master’s thesis, which might have the content of roughly 25% of original research as in the Ph.D. dissertation. No part of a master’s thesis may be included in a subsequent Ph.D. dissertation. The student should note that the following four points should be covered in a master’s thesis: introduction, stating the question being asked, or hypothesis being tested, or design challenge being addressed; literature review, summarizing pertinent prior work; original research or design; and conclusions, stating what was learned.

The thesis abstract and evaluations will be made part of the student's permanent record. When an S.M. or M.E. program plan approved by the CHD provides for or requires the preparation of a thesis, awarding of the degree will not be recommended until the abstract and satisfactory evaluations have been received by the Office of Academic Programs.   Unsatisfactory evaluations of the thesis will be reflected as unsatisfactory grades given by the supervisor in the student’s 300-level and/or 299r courses and will preclude the awarding of the M.E. degree; M.E. students who otherwise have met the requirements for the S.M. may apply for that degree to be conferred on the next degree date.

M.E. students who are in-between supervisors

M.E. students who do not remain with their initial supervisor are expected to secure a new supervisor by the end of the second semester.  Students who cannot identify a new supervisor by that time will be expected to withdraw from the program based on a lack of progress to degree, receiving the S.M. if they have met the requirements for that degree.  Such students may petition to remain for a third semester in order to satisfy the S.M. requirements.

The new supervisor will normally be a member of the SEAS faculty.  Permission for a student to have a non-SEAS supervisor may be given by the Director of Graduate Studies; such students must also have a SEAS faculty member as co-advisor.

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  • Published: 22 August 2019

The journey of thesis supervisors from novice to expert: a grounded theory study

  • Leila Bazrafkan 1 ,
  • Alireza Yousefy 2 ,
  • Mitra Amini 1 &
  • Nikoo Yamani 2  

BMC Medical Education volume  19 , Article number:  320 ( 2019 ) Cite this article

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Supervision is a well-defined interpersonal relationship between the thesis supervisors and their students. The purpose of this study was to identify the patterns which can explain the process of expertise attainment by thesis supervisors. We aimed at developing a conceptual framework/model to explain this development based on the experience of both students and supervisors.

We have conducted a qualitative grounded theory study in 20 universities of medical sciences in Iran since 2017 by using purposive, snowball sampling, and theoretical sampling and enrolled 84 participants. The data were gathered through semi-structured interviews. Based on the encoding approach of Strauss and Corbin (1998), the data underwent open, axial, and selective coding by constant comparative analysis. Then, the core variables were selected, and a model was developed.

We could obtain three themes and seven related subthemes, the central variable, which explains the process of expertise as the phenomenon of concentration and makes an association among the subthemes, was interactive accountability. The key dimensions during expertise process which generated the supervisors’ competence development in research supervision consisted maturation; also, seven subthemes as curious observation, evaluation of the reality, poorly structured rules, lack of time, reflection in action, reflection on action, and interactive accountability emerged which explain the process of expertise attainment by thesis supervisors.

Conclusions

As the core variable in the expertise process, accountability must be considered in expertise development program planning and decision- making. In other words, efforts must be made to improve responsibility and responsiveness.

Peer Review reports

Supervision is a well-defined term in the interpersonal relationship between thesis supervisors and students. A supervisor is designated to assist the student’s development in terms of their research project [ 1 , 2 , 3 ]. Faculty members supervise the students because qualified supervision leads to success on the part of the student, and it has moral, reputational, and financial outcomes for the institution. Supervisors are expected to train students to gain competence in areas such as specialist skills, generalist skills, self-reliance skills, and group/team skills [ 4 ]. Expertise is derived from the three essential elements of knowledge, experience, and the ability to solve problems in society [ 5 , 6 , 7 ]. .According to Dreyfus, acquisition of expertise or practical wisdom represents a higher level of “self-actualization.” At this point, one reaches a level in which they can flourish in their talents and abilities. This enables the teachers to function in scientific communities and multicultural environments [ 7 ].

Wiscer has identified three stages in the thesis supervision process and describes the duties of the supervisors in each of them [ 8 ]. Pearson and Brew state that maturation in specialist skills, generalist skills, self-reliance skills, and group/team skills are the major areas that need to be promoted in the student. Moreover, these are the generic processes in which the supervisors should be involved for efficacious supervision if they aim to help the students develop in various institutional, disciplinary and professional settings; acquire appropriate expertise and features needed for employment; and make an outline of what might form a flexible professional development program for supervisors in this setting [ 3 ]. Vereijken et al. emphasized novice supervisors’ approaches to reach expertise in supervision and explained the relationship between practice and dilemmas among novice supervisors [ 9 ].

.Despite the importance of expertise in higher education and particularly research supervision, research abilities are not considered as one of the priorities in the employment of the academic staff. Furthermore, the newly employed faculty members are often involved in teaching, administrative tasks, and services in health care; this inhibits them from expertise attainment in other aspects such as research supervision [ 10 , 11 , 12 ]. In this regard, Malekafzali believes that in the area of research activities, the faculty members have serious weaknesses in defining the problem, choosing the appropriate method for research, analyzing the data, interpreting the results, and publishing scientific articles. Besides, there is a lack of coherent and compiled training programs which can enhance their research capabilities [ 13 ].

One of the most important factors contributing to the thesis and research quality is the process of developing expertise in supervisors’ research supervision. Most studies in our country have focused on research abilities during the research, and fewer studies have focused on the process of expertise acquisition in thesis supervision, and no actual model has been proposed for this [ 11 , 12 , 13 ]. The quantitative researches could not explain exactly how and through which process the faculty members, as thesis supervisors, become experts in thesis supervision since the expertise process is multi-factorial and has many unknown aspects. Considering the effective role of qualitative research in clarifying ambiguous and unknown aspects, we chose the grounded theory approach for this study [ 14 , 15 , 16 , 17 ]. This theory will be used when the investigator intends to determine the patterns of actions and social interactions needed for the development of expertise by specific groups of people in a specific setting [ 17 , 18 ].

In this study, we aimed to identify the themes that explain the expertise development process among thesis supervisors in Iran, and also to develop a conceptual framework/model to explain this development based on the experience of both students and supervisors.

This study was carried out in 20 universities of medical sciences with different ranks in Iran because universities are the places where supervisors and students interact purposefully to discourse the needs of experts on specific occasions and in specific conditions. In these universities, different students study with various disciplines. There are three types of universities in Iran. Type 1 universities are the ones with the most facilities, faculties, research presentations, international collaborations, and scientific outcomes. The second rank belongs to type 2, and the one with the least mentioned qualities is type 3 universities. All three types of universities were included in this study. In all these courses, writing a thesis is one of the requirements with the same role and regulation. The majority of the students in this research project were in the late stages of both undergraduate and postgraduate educational programs within the same function and regulation.

Study design

We conducted this qualitative study based on a grounded theory approach in a systematic form [ 17 , 18 ]. Grounded theory is a symbolic interaction which is derived from systematic data collection during the research process. In this strategy, collecting and analyzing data and the theory derived from the data have a close association [ 17 , 19 ]. The investigator’s purpose in using grounded theory is to describe and clarify a phenomenon in the social condition and to identify the essential processes working within [ 17 ].

Participants

In this study, 84 subjects including 56 faculty members of medical sciences, 20 undergraduate and postgraduate students (medical students, MS of Science, Ph.D. and residents), and eight managers in the field of research supervision participated. Using purposive sampling, snowball sampling with maximum variation, we selected the participants from a variety of academic ranks with different work experiences, as the key informants in thesis supervisors. Then, to continue the sampling, we used theoretical sampling and data saturation. The inclusion criterion was 5 years of work experience in thesis supervision, and the exclusion criterion was the unwillingness to participate in the study. Firstly, we collected data in Shiraz University with the help of a research supervisor who is known for his high quality of supervision and then data gathering was initiated in the university of Isfahan. There were 34 key informants from the two universities and 22 individuals from other universities. Students were selected based on their willingness to participate.

Theoretical sampling was used next to develop the tentative theory. The basis for theoretical sampling was the queries that emerged during data analysis. At this stage, the researcher interviewed the supervisor, administrators, and students. Theoretical sampling facilitated in verifying the supervisors’ responses and credibility of categories and resulted in more conceptual density. Data saturation was obtained when no new data emerged in the last five interviews. Therefore, data gathering by interviews was terminated.

Data collection

We collected the data primarily by semi-structured interviews from September 2017 to September 2018. The participants were recognized with unknown codes based on their field of work and setting, and each participant was interviewed in one or two sessions. Having obtained the participants’ informed consent, we recorded the interviews and they were transcribed verbatim immediately. The interviews began with open-ended general questions such as, “What did you experience during research supervision?” and then the participants were asked to describe their perceptions regarding their expertise process. Leading questions were also used to deeply explore the conditions, processes, and other factors that participants recognized as significant issues. The interview was based mostly on the questions which came up during the interview. On average, each interview lasted for an hour, during which field notes and memos were taken. At the end of each session, the participants were asked to give an opinion on other important topics which did not come up during the interview, followed by data collection and analysis which are simultaneously done in grounded theory; analytic thought and queries that arose from one interview were carried to the next one [ 20 ].

The data were also collected by unstructured observations of the educational atmosphere in the laboratory, and the faculty member and students’ counseling offices. These observations lasted 5 weeks, during which the faculties and students’ interactions and the manner of supervision were closely monitored. The observation was arranged to sample the maximum variety of research supervisor activity for some faculty member who is known to be a good or poor supervisor and detailed organized field notes were kept.

Also, we used the field notes to reflect emergent analytic concepts as a source of three angulations of data, frequently reconsidering the data, and referring to field notes in the context of each participant’s explanation. Analysis of the field notes facilitated in shaping contextual conditions and clarifying variations in the supervisors’ responses in each context. This led to the arrangement of several assumptions in the effect of contexts.

Data analysis

We simultaneously performed data collection and analysis. We read the scripts carefully several times and then entered them into MAXQDA (version10). We collected and analyzed the data practically and simultaneously by using a constant comparative method. Data were analyzed based on the 3-stage coding approach, including open, axial, and selective coding by Strauss and Corbin In the open coding stage, we extracted the basic concepts or meaning units from the gathered information. Then, more general concepts were formed by grouping similar concepts into one theme. The themes became clearer throughout the interviews. Then, the constructs of them were compared with each other to form tentative categories. After that, we conducted axial coding by using the guidelines given in Corbin and Strauss’s (2008) Paradigm Model [ 21 ]. The extracted themes (codes) in the previous (open coding) stage were summarized in 3 main themes during the axial coding stage, and then the core variables were selected in the selective coding stage [ 20 ]. To generate a reasonable theory to the community, a grounded theorist needs to condense the studied happenings a the precise sequence. To check the data against categories, the researcher asks questions related to certain categories and returns to the data to seek evidence. After developing a theory, the researcher is required to confirm the theory by comparing it with existing theories found in the recently available research [ 21 ]. We finalized the model after 5 days; during this time, we explained the relations between subcategories and the core category for realizing theoretical saturation and clarifying the theoretical power of the analysis explained about work as narration.

In terms of accuracy improvement, we used the Lincoln and Guba’s criteria, including credibility, dependability, conformability, and transferability [ 22 , 23 ].

To increase credibility, we collected data from different universities in Iran, and their credibility was also confirmed by three reviewers and experts in qualitative research. Also, some of the participants rechecked the data and the investigators’ description and interpretation of their experiences carefully. Prolonged engagement and tenacious observation facilitated the data credibility. In this way, the process of data collection and analysis took 12 months. Data triangulation and method triangulation also confirmed credibility [ 20 ]. The use of the maximum variation sampling method contributed to the dependability and conformability of data. Furthermore, once the explanation of the phenomenon was full, it was returned for confirmation to 3 participants of each university, and they validated the descriptions. Finally, to attain transferability, we adequately described the data in this article, so that a judgment of transferability can be made by readers.

Ethical considerations

This study was approved by the Ethics Committee of Isfahan University of Medical Sciences (92–6746). The participants were informed about the research aim and interviews. Informed consent for conducting and recording the interview was obtained. The confidentiality of the participants’ information was maintained throughout the study.

In this study, the mean age of the faculty members and students was 44.34 ± 14.60 and 28.54 ± 2.38 years, respectively. All the faculty members and most of the students were married. Only three students were single. Three themes and seven interrelated sub-themes emerged from the data (Table  1 ). The main variable, which explains the process of expertise as the phenomenon of concentration and makes an association among the categories, was interactive accountability. The key dimensions of the expertise process are displayed in a model (Fig.  1 ).

figure 1

The process of expertise attainment in research supervisor model

Theme 1: engagement

In this theme, the initial phase of expertise, the supervisor starts to observe the others’ behavior in the students’ supervision and guidance based on the practical and cognitive skills previously acquired. They attempt to recognize the different needs based on the amount of their motivation and previous competence so that the models become important for them, and they recognize the scope of the needs based on their importance. Then, they try to understand the needs and values of real thesis supervision in this context. In this theme, two sub-themes, curious observation, and evaluation with reality emerged.

Curious observation

In this sub-theme, several concepts such as personal interest, self-awareness, ability to meet the students’ needs, ability to detect weaknesses in research skills, and observation of role models in this area act as the impellent factors in expertise attainment in research supervision.

Regarding personal interest, a successful faculty member in the area of research supervision said:

“…In my experience, faculties must be selected from those who have curious personalities as well as being good observers, first of all. In this way, they will have the appropriate intrinsic character to acquire knowledge in guidance and supervision)…” (Faculty member N0.3)

According to our participants, the most important intrinsic motivation is the desire to update the content knowledge and skills in research supervision. An experienced professor said:

“ … The knowledge gap between the new and old generations of faculty members is what forced me to update my knowledge...and it has been detected by myself…” (Faculty member N0.3).

Another important intrinsic motivation is the ability to meet the educational and research needs of students. However, usually these needs are combined; one of the faculty members put it:

“…I would like to be an expert in this process (thesis supervision) to meet my students’ needs. Because I have seen and felt this need many times before…” (Faculty member N0.12).

Since the publication of research directly affects the promotion of a faculty, some professors seek skills that are practical in article publication such as several statistical and basic skills for thesis writing. The participants considered the self-awareness and consciousness elements as very important. Through consciousness, one can better understand their needs.

Evaluation with reality

In this sub-theme, in the initial phase maintaining academic dignity and competition motivates the faculty members to obtain expertise in research supervision. At this point, the supervisor evaluates themself and their potentialities considering more precise features and acquired information (or data), so that they can find the distance between the optimal state and the existing conditions. They also evaluate the others’ potentialities in this field realistically and compete. Good supervision is then highlighted for them. Based on the supervisors’ experience, at this stage, they are seriously engaged in evaluation and competition.

Another motivation was obtaining academic and social promotion. Although the number of theses supervised by them can affect the academic promotion of supervisors, this effect is insignificant. The real motivation is maintaining academic dignity and competition amongst peers. A member of the clinical faculties stated:

“ … To enhance academic dignity, a faculty member should master various skills such as patient care, teaching, educational skills, and last but not least, research supervision. I got involved in research and thesis supervision because I felt I should not be left behind…” ( Faculty member N0.17).

At this stage, the junior supervisor tries to increase the cognitive knowledge in research supervision such as increasing specific knowledge of the discipline, planning, directing of a project effectively, and developing good interpersonal skills presented in research supervision.

Theme 2: supervision climate

In this theme, we describe the contextual factor which changes the process of expertise attainment in thesis supervisors. The result of the study reflects some concerns about the relationship between individuals in the context in that they interact purposefully but with barriers. The supervision climate in the thesis supervision process in this theme led to the emergence of two sub-themes, challenging shortcomings and role ambiguity. These challenges include poorly structured rules and regulations which, in turn, can cause confusion and role ambiguity.

Challenging shortcomings

This report shows that contextual factor plays a significant role in promoting the quality of a thesis in a university, but the process is faced with altered challenges such as inadequate resources, inadequate time, and ineffective evaluation and rule and regulation deficit. These challenges include the following. Most faculty members and students have experienced these shortcomings.

Various inadequate resources, such as access to new and online journals, laboratory equipment were one of the challenges for supervisors in certain aspects which required more competency, and the constraints on communication with the other academic centers worldwide undermine the sense of competition and hinder the effort put in to become an expert. One of the students said: “… I see how difficult it is to gain access to a good article or laboratory materials in this situation …we try, but it just isn’t possible...” (Faculty member N0.17).

Based on our results, the sudden changes in personal life, work position, and organizational change can affect the path to expertise. These changes such as marriage, work overload, admission of students over the capacity, new rules and regulation of scholar citizenship, promotion and so on can have both positive and negative impacts, depending on whether they facilitate or restrict the professional development of faculties as supervisors. For instance, an increase in student admission causes work overload, which results in neglecting self-improvement.

“…As you know, we are over- loaded with students (they have increased the number of admissions), which is beyond our capacity. This means that most of our time will be dedicated to teaching. Self-improvement is difficult due to lack of time…” (Faculty member N0.6).

Role ambiguity

Poorly structured supervision can occur where there is an ambiguous context of supervision structure, supervisors and students’ roles. Most participants, as faculty members, managers, and students have experienced some difficulties in this regard, due to poorly structured rules(EDITORS NOTE; do you mean ‘rules and regulations ‘here) and regulations and its impact on the thesis supervision. It is not only the rules themselves but also the way they are implemented. One of the faculty members expressed confusion over the rules related to the dissertation as follows:

“…It should be made clear what I must do exactly. It is obvious regarding supervision on the work of students; there are not the same expectations from an Assistant Professor, Associate Professor, and a professor. Most problems occur as a result of the gap in legislation; For example, the rules imply a full Professor does not need a statistical consult, while many supervisors like me do not have enough knowledge and skills in statistical analysis...” (Faculty member N0.1).

Failure to implement the rules also increases the sense of this ambiguity, and there are no specific rules for verifying capability and audits to determine inadequate experts in thesis supervision. The role ambiguity or unclear roles and responsibilities of the supervisor and student in the thesis process were other limitations that were emphasized by the majority of participants. A faculty member stated:

“… Supervisors have different roles during the thesis process. To enhance this process, one must exactly know one’s responsibilities. For instance, in the beginning, the supervisor should guide the students through the process of finding a suitable research topic, but if the teacher's role is unclear, then instead of guiding they may actually choose the topic, and if so, the students will be prevented from exploring, using their creative thinking, and improving their problem-solving abilities…” (Faculty member N0.1).

Various performance

Based on the participants’ experiences, in this situation in which there are inadequate resources and organizational and social problems, some faculty members are well-trained in the field of supervision. One of the senior faculty members said: “It is my honor to mention that despite the existence of many obstacles, I have been able to train well-educated students, who have become researchers and contribute to the development of science in my country.”

One of the most important causes of poor performance is ineffective evaluation. Based on the participants experiences, two main problems can result in ineffective evaluation. First of all is the inadequate feedback from the supervisor which leads to unmotivated learners and the second one is lack of feedback from the stakeholders and educational institutes which in turn diminishes the supervisor’s efforts toward self-improvement. These can lead to poor performance both in students and supervisors.

In one of the Ph.D. student’s words:

“…In this system, there is no supervision on the supervisors; there is no control or evaluation of their work. Also, the supervisors don't get feedback from their students during the research process, and there is no third person who investigates whether the report is real or not…” (student N0. 7).

Evidence from data suggests that an unfair judgment and evaluation of academic theses are other problems in the process of acquiring the merit of teachers. If there isn’t proper evaluation, students and supervisors would not have the right standards to correct their performance.

The professors do not always consider the lack of expertise to be the only cause of poor performance. Many believe that inadequate monitoring can also reduce the motivation for quality performance. This means that supervisors may obtain the necessary expertise, but they are not motivated to enhance their performance since they are not expected to do this. One student had experienced:

“…I was so thrilled that my thesis supervisor was an experienced, older and well-known professor, but unfortunately, I soon found out that not only was his scientific knowledge outdated, but also he lacked the necessary supervision skills, so he let the students do all the work unsupervised. He did not take any responsibility during the process…” (Student N0.4).

Another point which leads to poor performance is the fact that some faculty members do not comprehend the main purpose of the thesis writing process; actually, they do not know the difference between teaching and guiding in the project or thesis supervision. One of the basic science supervisors said: “… Some faculties consider a thesis as research work and not a lesson in which research methodology should be taught...” (Faculty member N0.5).

Performing poorly along with ignoring professional ethics can also lead to increased tension and stress in student-teacher relationships. This can result in despondency and frustration in both students and teachers and create a vicious cycle of inefficient supervisors who will train inefficient students or future supervisors.

One of the students put it this way:

“...I feel the absence of a supervisor in my research; I would have been more successful, and my results would have been better if I had had more guidance.” (Student N0.6).

Theme 3: maturation

In this theme, the secondary phase of expertise, the individual is emotionally involved and feels that success or failure is important. This is a stage in which the learner needs an integrated schedule to be competent, and as a result, success or failure will follow. The supervisors frequently think about personal promotion and takes action in this way. They try out different approaches, and sometimes due to disappointment and embarrassment they fail. Some individuals quit at this stage and never reach competence, or they have what may be called an artificial competence. And this does not mean that they are not considered to be well-known supervisors; rather, they know, as do the students, that they are not competent. At this stage, the supervisor attempts to acquire the identity of a researcher and tries to enhance his availability, and be dutiful, knowledgeable, and enthusiastic in research supervision. Along the lines of this theme, three sub-themes of Reflection in action, Reflection on action, and Interactive accountability emerged.

Reflection in action

In this sub-theme, the patterns of expertise development begin, and self-directed learning, participatory teaching and learning strategies through a hidden curriculum are considered. At this stage, the supervisor tries to follow self-directed learning, and the amount of time allocated to expertise acquirement seems to be one of the most important factors. In this regard, one stated:

“…My success in this case (research supervision) is, first of all, due to self-evaluation and self-effort. For instance, to be in control and take full responsibility, I think about everything related to the guidance of the students, and I felt the need to master every aspect of research, even the statistical skills needed for analysis…” (Faculty member N0.8).

The supervisors’ activities were divided into two groups: self-directed –learning strategy and gaining experience through individual effort. Expertise requires continuous interaction and experience. They evaluate their learning, and by this, they experience the manner of managing and allocating time for effective supervision. According to participants, the amount of time allocation for expertise seems to be one of the most important factors for self-directed learning and expertise acquirement.

The formal training workshops provided an opportunity for supervisors with similar terms and the same problems in terms of learning experiences, environmental features, students, and educational problems to come together in one place. Participants also considered the formal participatory teaching necessary since it can provide an opportunity for the peers to get together and exchange their experiences. As a clinical faculty member put it:

“…Collaborative strategies can be beneficial in many ways. One of them is the facilitation of experience exchanges amongst teachers, peers, and colleagues and modeling the behavior of teachers and teaching workshops that emphasize the importance of their expertise in research supervision…” (Faculty member N0.1).

In our participants’ experience, this self-directed learning is effective if, and only if, it is done accompanied by proper training and participatory teaching. Otherwise, it is a waste of time. As an example, one of the students in this field said:

“…my supervisor was a great teacher and put in a lot of time and effort on my thesis supervision; however, due to his lack of research skills, I had to change my thesis proposal three times. However, after he participated in a training course at the University of Oxford, his progress was unbelievable and impressive…and I saw his expertise…” (Student N0.11).

One of the faculty members also quoted:

“…When the teachers feel a gap in their knowledge or skill, the university must provide a comfortable, appropriate, and easy way for learning them …” (Faculty member N0.10).

Regarding this subject, one of the Managers in this field stated:

“…Another improvement strategy is the use of interpersonal interactions among faculty members, these instructive interpersonal interactions among the faculty members in similar conditions make it possible to benefit from peers’ feedback …” (Manager N0.1).

A hidden curriculum strategy, like learning through trial and error can also affect the expertise process. One of the professors expressed:

“… Learning through trial and error is very effective; through the supervision of each thesis, we learn some of our mistakes and try not to remake them in the next one …” (Faculty member N0.3).

The professors do not always consider the lack of expertise to be the only cause of poor performance. Many believe that inadequate monitoring can also reduce the motivation for quality performance. This means that supervisors may obtain the necessary expertise, but they are not motivated to enhance their performance since they are not expected to do this. One student’s experience:

Reflection on action

The learner provides an integrated schedule for their competence and uses all the facilitators and facilities around them for further efficiency and promotion. This stage is named Conditional Self-efficacy by expertise experience. At this stage, the supervisor is considered a competent individual who can guide the students based on the experiences of specialized and non-specialized faculty members.

In this regard, one of the students said:

“…I can acknowledge that my supervisor functioned very impressively in this thesis, but guidance and supervision are not static; rather, it is an active process. To be a good supervisor, the faculty members should try to keep up to date and revise their attitudes, duties, and their specialty and knowledge. …” (Student N0.3).

According to the participants, at this stage the supervisors have achieved meta-competence and general characteristics or professional value; are able to guide the students and others; and develop characteristics such as acquiring specific knowledge of the discipline, especially well-organized knowledge, planning, directing of a project effectively, having good interpersonal skills, and being dutiful, knowledgeable and enthusiastic in research.

One of the PhD students states: “… My supervisor is typical of an expert. His ingenious inquiries, extraordinary attention to science and his personality have always been admired and he has been a role model for me…” (Student N0.6).

For example, the supervisors attend educational programs on scientific writing and thesis evaluation as well as ethics in research and apply them in team work. Gradually, their competency can enable them to function as a good supervisor for their students. At this stage, the supervisor develops so that they can respond due to discovery and intuition. These responses replace their dubious and unskilled reactions. The supervisor now reflects various stages of supervision and guidance. They take action, and in fact, a part of their reactions are achieved through observation and recognition. In this stage, they not only recognize what should be done but also distinguish how to achieve it with more precise discretion. A competent person does the appropriate task in the most appropriate time using the right platform.

The time period required for training or acquiring expertise varies from one person to another. Some individuals become experts very soon, whilst it takes others longer.. As one of the professors said:

“…In the beginning, I was too concerned with my responsibility as a thesis supervisor and was not sure what I should do. However, after ten years of experience, I have gained a sense of awareness which makes supervision easier for me. Of course, up to date knowledge and skill as to managing a thesis are always necessary. It took me about 12 years to reach where I am today. Furthermore, an individual who is expert at present, will not be so in two years, so I want to say that the expertise in thesis supervision in a continuum, which depends on the supervisor’s reflections on work and activity …” (Faculty member N0.15).

The continuous path of expertise in supervision can be affected by various factors. This has resulted in a range of expertise and performance in supervisors. This range and continuum is a theme that most of our participants agreed with. One of the managers revealed:

“…There is surely a continuum of expertise. We cannot deny the expert supervisors; however, the existence of those with poor supervising skills must also be acknowledged (in thesis supervision). There are those on whose ethics, honesty, and knowledge we can rely on. On the other hand, there are a few who are not as trustworthy as needed.” (Manager N0.1).

The core variable: interactive accountability

As shown in Fig. 1 , through this survey, we found that the core variable in thesis supervision process is the interactive accountability shaped by interactions of supervisors and students in an academic setting, so to enhance the accountability, each group must take responsibility and do his or her job. In this regard, one of the managers claimed:

“…When supervisors find themselves responsible, and the university officials recognize this responsibility, the supervisors are motivated to seek expertise and try to enhance their competencies and acquire learning strategies because of being accountable…” (Manager N0.2)

This means that teachers must be responsive to the needs of students, university and community. Accountability is a mutual interaction between the students and their supervisor, in other words, if the student is responsive to his duties, he creates motivation in his supervisor. One of the participants commented;

“…I've always tried to be a competent thesis supervisor, so that I have the ability to meet the needs of the community and university as well as students. I say to myself when I accept the supervision of a thesis, I should be well accountable for its results…” (Faculty member N0.32)

This study aimed at exploring the processes of expertise among thesis supervisors based on the experience of faculty members, students, and managers of Iranian universities of medical sciences. The section concludes with an explanation of how these themes are a cohesive relationship, which enables the expertise development of supervisors. It seems that the core variable in the expertise process is the concept of interactive accountability and efforts to acquire the capacity to respond to the students and academic needs. This will help them to promote their professional behavior in research supervision. The importance of accountability and various types of ability in thesis supervision has also been emphasized by other studies [ 24 , 25 , 26 ]. It was also mentioned as the major feature of the supervisor in other studies [ 26 , 27 ].

In this study, “accountability” emerged as the behavioral pattern through which the supervisors resolved their main concern of being an expert in being responsive to academic and students’ needs. Supervision training is complex since academic choices in the real world can depend on supervisor characteristics. The results of this study revealed that in the initial phase of supervision, observation, evaluation, and reflection in action and maturation stage in the secondary phase were the major themes that emerged. This result compared with Bandura’s social learning and self-efficacy theory was significant in similarity and difference. Bandura believes that achieving self-efficacy is one of the most important contributors to competence. In his model, he suggested four sources of self-efficacy, including previous accomplishments, vicarious experiences such as having a role model, verbal persuasion such as coaching and evaluative feedback, and emotional arousal [ 28 , 29 ]. Likewise, in this study, we found that the emotional arousals such as personal interest in cooperative learning, peer competition, meeting the needs of students, self-awareness and the need for upgrading are the significant factors for the faculties’ expertise. Also, our participants found that the utilization of previous experiences is the most effective method of achieving personal competence. However, this study indicates conditional expertise, which means if an expert’s information is not up to date and they do not make any effort in this regard, being an expert and having expertise is not a permanent condition.

This study also revealed that self-effort, workshops, and role models, as part of a hidden curriculum, are influential methods of teacher empowerment which agrees with the results of some studies such as those of Britzman et al. and Patel et al. Patel et al. have also suggested the importance of role modeling; they believe that modeling and observing other faculty members behavior is an effective tool for promoting and strengthening the sense of efficacy in learners [ 30 , 31 ].

Based on our study results, among the learning methods used in Iran, the collaborative education and problem-based learning is the widely accepted method which is preferred by most faculties. Therefore, cooperative and collaborative learning strategies can be used in educating the faculty members towards expertise in supervision, as revealed in other studies [ 32 , 33 ].

Lack of time is reported by supervisors to be one of the most common barriers in trying to become an expert and carry out respectable worthy supervision, and taking one’s time is acknowledged as a motivating factor for putting in more effort in thesis supervision [ 34 , 35 , 36 ].

The effect of contextual factors is studied in several surveys [ 36 , 37 , 38 ]. Gillet et al. state that contextual and organizational factors play a key role in the competence of teachers in research supervision [ 36 ]. This study also showed that faculty expertise in thesis supervision was significantly affected by the impact of contextual interventional factors such as sudden changes, structural shortcomings, and educational environment. Based on our and other studies’ results, among the sudden changes, increased workload due to the increase in the student population has greatly affected expertise. Moreover, while an increase in the workload can lead to more experienced faculty members, it is very time-consuming and, therefore, reduces the chance to obtain new information and skills in thesis supervision [ 33 , 37 ].

Similar to our study, other studies such as those of Al-Naggar et al. and Yousefi et al. have also found insufficient monitoring and lack of formative evaluations to be one of the main obstacles in the thesis supervision process. Studies have indicated that to improve the supervision process, careful planning and incentive rules must be applied [ 5 , 34 ]. Similarly, our participants mentioned that rules and regulations which have resulted in the positive effect of research on scholarship and promotion had truly motivated them. Like our study, other studies in Iran have also found that the amount of time allocated to learning is one of the influential factors affecting the faculty members’ expertise [ 13 , 38 ]. A malfunctioning relationship between the student and supervisors can affect both of them negatively; that is, it can compel the students to misbehave and also reduce the teachers’ motivation to develop better skills. This malfunction may be due to the lack of constructive interactions or paternalism leadership in research supervision [ 39 , 40 ]. As shown in Fig. 1 , this study provided a conceptual framework that can be used in policy making and studies of expertise development in research supervision. This framework is based on the perception and experience of the majority of those involved in the thesis process. It also provides teachers with an opportunity to compare and share their experiences.

This model has three fields of experience, which yields a comprehensive gradient of the factors used for the development and progress of thesis supervision quality. In other words, it is a rational structure that makes an effort to cover a comprehensible number of stages, of concept, achievement, and impact or consequence. In other words, this model is a combination of a great number of items that help to recognize the present and future processes of expertise in thesis supervision, and future challenges in this area which predict results and impacts of supervisor’s knowledge, attitude and research supervision. Table one offers the categories and clarifications [ 17 ].

This study is based on our overall model of expertise attainment. This model reveals that specific personal efforts such as observation of prior knowledge, evaluation or self-assessments alongside the university contextual dynamics help to figure out how supervisors select their approaches and engagements, and respond carefully to their task, which in turn impacts the supervisors’ level of expertise and, finally, outcomes such as work and perseverance, which then help them to become an expert. Similar to the social learning theory of Bandura, this model also states that there is a mutual relationship between different parts that can mutually affect one another. For instance, faculty members have shown in various studies how one’s previous academic success and failure can affect the future levels of involvement and motivation. Based on the study aims, we focused on only three of the components of the model: observation, evaluation, and self-efficacy; in terms of motivational processes, we focused on four motivational components. The first is self-efficacy, defined as students’ judgments of supervisor abilities to carry out a task, and their beliefs about their ability to do so show the highest levels of academic achievement and also engagement in academic behaviors promoting learning.

Through the use of this grounded theory, we can begin to understand the supervisors’ challenges and why it may be difficult to become an expert in research supervision in practice. The junior supervisors curiously observe and evaluate their environment by reflection and in action and do their best to attain knowledge and skills in the supervision of the theses, so that they can reach maturation. They are mainly supported by prior knowledge of the research supervision, which they had acquired when they were students. The concept of “interactive accountability” refers to the fact that if the supervisor is responsive to the students’ needs, they can be an expert in supervision. If they cannot overcome the barriers and shortcomings such as lack of time, they will not attain expertise in thesis supervision.

Strengths and limitations of the study

This grounded theory study describes the main dimensions of expertise in research supervision from straight reports of a large qualitative sample ( n  = 84) which consists of thesis supervisors, from all Iranian universities in three different data collection phases. Like other qualitative research, the results of this study cannot be generalized; therefore, it is recommended that the researchers conduct further qualitative research in other contexts to support these findings.

Despite the above limitations, we believe that this model can be useful for supervisors in the thesis supervision area, not only in analyzing the supervisors’ experience of supervision and being an expert but also in recognizing the areas of intervention or development of teacher training.

Implications of the study

The findings of the present study will help administrators to choose the supervisor with definite criteria in medical sciences institutes and facilitate the expertise in the supervision process through elimination of the shortcomings and improvement of the educational climate. The supervisor’s interest, talent, and capabilities should be assessed at the beginning of their employment as academic staff. Supervisors should attend educational workshops for updating their knowledge about supervision. It is recommended that collaborative strategies and methods should be used, so that we can contribute to the process of becoming an expert. The assessment of supervisors’ functioning in supervising and provision of feedback can contribute to the process of expertise. Feedback received from students about their supervisors will improve the supervisor’s further expertise and capabilities. For future studies survey on the impact of successful models in thesis supervision, disclosure analysis studies about student and supervisor are recommended.

In this study, we aimed to find out how thesis supervisors achieve expertise in supervision. The results of our study indicated that thesis supervisors achieve expertise in supervision in two stages of engagement and maturation. The emotional need to be responsive towards peers and students is the main motivation for the acquisition of competency at observation and evaluation phase of engagement. Through the evaluation and observation phase, the supervisors reach cognitive competence, such as research skills. Also, in the maturation phases, they reach meta-competence in research supervision such as problem-solving and resolving dilemmas by reflection in and when exposed to dilemmas. Meanwhile, the effects of supervision climate include shortcomings and role ambiguities which should be taken into account. According to this model, when supervisors are exposed to such problems, they apply multiple strategies, such as self-directed and collaborative learning; and learning by trial and error and from the role models. This will help them to promote their professional behavior in research supervision. This study indicated that interactive accountability, as the core variable, can be guaranteed in thesis supervisors by making the role clear, creating a supportive context, and improving the academic competencies of staff in an ongoing fashion. Therefore, this can promote constructive expertise in supervisors and foster a deeper understanding of the supervisor’s expertise in thesis supervision.

Availability of data and materials

The datasets produced and analyzed during the present study are not publicly accessible due to participant confidentiality, but are obtainable from the corresponding author on reasonable request.

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Acknowledgments

The researchers would like to thank all research participants of Medical Sciences Universities (faculty, student, and managers) who contributed to the study. The authors would also like to thank the Education Development Center of Shiraz University of Medical Sciences for cooperation in this study and special thanks to Professor Shokrpoour for her editing.

The present article was extracted from the thesis written by Leila Bazrafkan. The design and implementation of the project was financially supported by Esfahan University of Medical Sciences (Grant No. 92–6746).

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Clinical Education Research Center, Shiraz University of Medical Sciences, Shiraz, Iran

Leila Bazrafkan & Mitra Amini

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Alireza Yousefy & Nikoo Yamani

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Contributions

LB developed the study design, conducted the interviews and analysis, ensured trustworthiness, and drafted the manuscript. AY, as the supervisor participated in the study design, supervised the codes and data analysis process, and revised the manuscripts. NY as research advisor participated in the study and provided guidance during the study and MA revised the manuscript. All authors read and approved the final manuscript.

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LB is an assistant professor of medical education in Medical Education Research Center, Shiraz University of Medical Sciences,

AY is Professor of Medical Education Dept., Medical Education Research Center, University of Medical Sciences, Isfahan

MA is Professor of Medical Education in the Medical Education Research Center, Shiraz University of Medical Sciences,

NY Associate Professor of Medical Education Dept., Medical Education Research Center, University of Medical Sciences, Isfahan, Iran

Corresponding author

Correspondence to Nikoo Yamani .

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This study was approved by the Ethics Committee of Isfahan University of Medical Sciences (92–6746). The participants were justified about the research aim and interviews. Informed consent for conducting and recording the interview was obtained. The confidentiality of the participants’ information was maintained throughout the study.

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Bazrafkan, L., Yousefy, A., Amini, M. et al. The journey of thesis supervisors from novice to expert: a grounded theory study. BMC Med Educ 19 , 320 (2019). https://doi.org/10.1186/s12909-019-1739-z

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thesis submitted supervisor

Sample emails to your thesis supervisor

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A good thesis requires good communication between you and your thesis supervisor. This includes emails! Yet, even a simple email can lead to stress and overthinking. If you struggle to communicate with your thesis supervisor via email, have a look at six sample emails for inspiration.

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General tips for emailing your thesis supervisor

Sample email to thesis supervisor inquiring about potential supervision, sample email to thesis supervisor setting up a meeting, sample email to thesis supervisor sharing post-meeting action points, sample email to thesis supervisor asking for feedback, sample email to thesis supervisor asking for support, sample email to thesis supervisor when not meeting a deadline.

Every relationship between student and thesis supervisor is unique. And everyone has a unique (email) writing style.

Nonetheless, there are a few general tips for emailing your thesis supervisor:

  • Properly address your supervisor. In some contexts, it is acceptable that students address their supervisors on a first-name basis. In others, it would be completely unthinkable! So make sure to follow context-specific standards, and learn how to address your supervisor depending on their position and rank in the university hierarchy . When in doubt, always go for the more formal option (Dr. x, Professor x, Prof. Dr. x, Mr. x, Ms. x).
  • Keep your emails short. No one wants to read an email of the length of a novel. Too much text can bury your main request. Always state clearly what you want. Don’t expect your thesis supervisor to read between the lines.
  • Create accompanying calendar invites to your emails. Once you and your thesis supervisor/s agree on a meeting date via email, make sure that you send everyone involved a calendar invite via email. It will be greatly appreciated.
  • Don’t overthink your emails too much. You may obsess about formulating a certain sentence or making sure no word is missing and no grammatical mistake is made. While emails to your supervisor should not read like a jotted-down text message, overthinking your emails is also a waste of time. Your supervisor will not judge you if your email includes one whacky sentence or a single spelling mistake.

The first email to a potential thesis supervisor tends to be very formal. If you have never met the potential thesis supervisor in person before, make sure to check out tips on how to cold-email professors. In the following sample email, however, we assume that the student and the potential thesis supervisor met before.

thesis submitted supervisor

Successful (postgraduate) students are proactive and take matters into their own hands. Reaching out to their thesis supervisors to set up a meeting is one part of it. The following sample email contains a simple request from a student to meet with her thesis supervisor.

To get the most out of thesis supervision meetings , it is highly recommended that the student takes notes during the meeting. Based on these notes, the student then summarises the key takeaways from the meeting, or action points, so to speak. These action points will guide the student’s work until the next meeting, and provide a written record of agreements.

Sometimes, it does not make sense to wait for feedback until the next supervision meeting. Of course, students should not bombard their supervisors with constant questions via email. However, a kind request once in a while is usually accepted and appreciated. The following sample email showcases a student asking for feedback.

As a student, it can also happen that you get stuck. Often, it is better to reach out and ask your thesis supervisor for support, both in terms of content or any other challenges you experience. Don’t suffer in silence. The following sample email shows an example of a student asking for support.

And lastly, there are the unfortunate occasions where you made agreements with your thesis supervisor, which you cannot meet. Pulling an all-nighter is generally a bad idea, as sleep is crucial for efficient thesis writing . It might be smarter, to be honest, and open about it and to inform your thesis advisor in advance. In the following sample email, the student informs the supervisor that he cannot meet the agreed deadline.

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Throughout your research candidature you will work toward producing your final thesis. There are some key points to keep in mind when you start this process.

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  • University of Sydney (Higher Degree by Research) Rule (pdf, 877KB)
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Thesis frontispiece sections

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Thesis title and abstract

The following upper limits apply to your title and abstract content submitted on RECS for the final lodgement:

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  • thesis abstract: maximum 2000 characters including spaces.

Login to Sydney Student (go to ‘My studies’, then 'Research details') to update and maintain your thesis title and thesis abstract.

Note that there are no characters limits for the title and abstract in the actual pdf of the thesis. 

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I certify that the intellectual content of this thesis is the product of my own work and that all the assistance received in preparing this thesis and sources have been acknowledged.

Signature* Name

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Authorship attribution statement

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Such a statement typically appears in the frontispiece of your thesis.

If the publication in which your work has previously appeared has a convention about author order, then you need to include this information after each relevant attribution statement (for example,  Journal of XXXX  requires that the lead author must be corresponding author).

This only applies where you have made a substantial contribution to the paper. You cannot present minor contributions to published works in the main body of your thesis – these can only be included as appendices.

Example: Chapters published as papers/edited book chapters

Chapter x of this thesis is published as [citation]. I designed the study, analysed the data and wrote the drafts of the MS.

Chapter y of this thesis is published as [citation]. I designed the study, extracted the data and wrote the drafts of the MS.

Chapter z of this thesis is published as [citation]. I co-designed the study with the co-authors, interpreted the analysis done by A.N. Other and wrote the drafts of the MS.

Example: Published material distributed through the thesis

This thesis contains material published in [citation]. This is section x.y; figure s.t, and pages p-q of section y.z. I did... [describe your role].

Attesting your authorship attribution statement

You and your supervisor need to attest to an authorship attribution statement under the  Thesis and Examination Policy and Procedures (pdf, 185KB) . The following are suggested:

In addition to the statements above, in cases where I am not the corresponding author of a published item, permission to include the published material has been granted by the corresponding author.

Student Name, Signature, Date

As supervisor for the candidature upon which this thesis is based, I can confirm that the authorship attribution statements above are correct.

Supervisor Name, Signature, Date

You should refer to the Thesis and Examination of Higher Degrees by Research Procedures (pdf, 180KB) for information about the inclusion of published material you wrote, or contributed to as an author. This includes use of citations and quotations.

If your thesis contains material you have previously published, an authorship attribution statement, outlined above, may be included.

More information can be found in the Thesis and Examination of Higher Degrees by Research Policy (pdf, 194KB) and the University of Sydney (Higher Degree by Research) Rule (pdf, 877KB) .

The responsibilities of all researchers, academic staff and students are outlined in our Research Code of Conduct (pdf, 484KB) . This defines research misconduct and breaches of the Code related to plagiarism.

File type for submission

You need to submit your thesis as a pdf file. This is the required format for us to submit your thesis into Turnitin for similarity detection. If we receive a file in another format, then the conversion to pdf will not be controlled by you and may result in unacceptable or undesirable formatting changes. Be aware, once a thesis file is submitted for examination, it is not possible to withdraw it for revisions unless under the provisions of the Thesis and Examination of Higher Degree by Research Students Policy .

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Thesis examinations for master’s and doctoral students are proceeding as normal, and we have not seen any interruptions in this process. We want to ensure you that your academic unit, SGS, and the examiners involved are all committed to a fair and timely review of your work. We also realize that, for many graduate students, covid-19 has require changes in research plans. You and your supervisor are invited to draft and submit a covid-19 impact statement along with your thesis , so your examiners are aware of significant changes that were required.

The information below is intended to help you draft and submit your thesis/report to fulfill your program requirements.

Before you submit:

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  • Aim to submit your thesis for examination at least four months before the convocation you hope to atend. SGS does not accept any responsibility for completing the prescribed procedure in time for the nearest convocation date unless the thesis is submitted by the prescribed date.
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  • The subsequent examination is public and chaired by the Dean of Graduate Studies or delegate. In addition to the examining board, the supervisor(s) will participate in a non-voting capacity.
  • All oral defences are conducted as eDefences. Requests to fly external examiners to Memorial University are decided on a case-by-case basis.
  • Doctoral students should be prepared to give a 15-25 minute presentation outlining the major contributions made by the thesis. Following the student’s presentation, the Chair will direct at least two rounds of questions from the members of the examination board. After each round of questioning, the supervisor(s) will be asked if they want to contribute any questions/comments. The Chair will not permit questions or comments from anyone other than the members of the examining board and supervisor(s).
  • The Chair must be satisfied that the doctoral student has been thoroughly examined.
  • Doctoral students should be prepared to defend the contents of the thesis in its entirety. Questions relating to the detailed content of the thesis and/or the relation of the general body of knowledge of the discipline to the body of material presented in the thesis are permitted.
  • There will not be any time limits regarding questioning (minimum or maximum).
  • At the conclusion of the public portion of the examination, the members of the examination board hold an in camera meeting to evaluate the performance of the student. Only the voting members of the examining board may vote on the outcome of the thesis and oral defence.
  • Details on the oral defence and possible outcomes can be found in the University Calendar .
  • Students must maintain their graduate registration until all academic requirements for their degree including thesis corrections have been met.

Final submission:

  • The final version of a thesis found acceptable with or without corrections shall be submitted to the University within six months of the date on which the thesis and examiners’ reports are returned to the student’s academic unit.
  • For final submission, all graduate students are required to produce one electronic copy of their thesis to the Head of their academic unit.
  • The final version of your thesis should be in PDF/A (or PDF/A-1a) format (needed for the long-term archiving of electronic theses) and use the following naming convention: lastname_firstname_middlename_finalsubmissionmonthandyear_degree.pdf (e.g., Smith_John_James_122013_PhD.pdf).
  • Click here for instructions on how to convert files to PDF/A format. For further help, you may wish to contact Memorial’s Digital Media Centre .
  • Upon approval by the Head of the academic unit, please send the electronic copy of your thesis, along with any associated supplementary files, and a metadata file detailing your thesis information to [email protected] . We will confirm by email once you have successfully submitted your thesis.
  • All graduate students are required to consult with their supervisory committee and Head of their academic unit regarding any restrictions to publication of the thesis before final submission.
  • If required, a completed should be uploaded along with the thesis as a supplementary file.
  • In cases where file size exceeds 500MB files may be submitted on DVD or CD. The disc sleeve should note student name, student number, degree program, and the academic unit. A completed Thesis Deposit Form must be included with CD/DVD submissions.
  • At the time of e-thesis submission, a completed Recommendation for the Award of a Graduate Degree form should be submitted to SGS by the Head of the academic unit.

Publication:

  • Graduate student theses are stored and preserved electronically through Memorial University Libraries’ Research Repository . A graduate student’s thesis is deposited only after a degree is conferred at Convocation in May or October. Documents in the Research Repository are searchable by the general public directly or via search engines like Google.
  • Memorial University also participates in the Theses Canada program . Library and Archives Canada routinely harvests graduate student theses for storage in a central, publically searchable database.
  • Graduate students interested in obtaining personal bound copies of their final thesis may order directly from Lehmann Bookbinding .
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Guide on Thesis Supervision

A. appointment of the thesis supervisor.

  • Assignment. Each research postgraduate (RPg) student will be assigned a thesis supervisor who will oversee the student’s research from the time the student embarks on his/her research.
  • The prime thesis supervisor must be a full-time member of the HKUST academic faculty.
  • Arising from the cross-campus appointments between HKUST and HKUST(GZ), a faculty member with zero percent joint appointment with the non-home campus is not allowed to serve as the prime supervisor of RPg students at the non-home campus.
  • A non-academic professional or an academic member carrying a title of, e.g., Visiting or Adjunct faculty, Research Assistant Professor, or Visiting Scholar, may help supervise the research work of an RPg student, but only as a co-supervisor.
  • Arising from the cross-campus appointments between HKUST and HKUST(GZ), a faculty member with zero percent joint appointment or affiliate appointment at the non-home campus can serve as the co-supervisor of RPg students at the non-home campus.
  • Appointment of a non-academic professional as a co-supervisor requires approval from the HKUST Fok Ying Tung Graduate School (FYTGS).
  • When a prime supervisor is on sabbatical leave or no-pay leave, he/she will be allowed to continue supervising his/her existing students, but a prime supervisor on no-pay leave will not be allowed to admit any new students.
  • The prime supervisor should identify a co-supervisor to take care of the academic matters, physical and mental well-being, safety and any emergency issues of the students when he/she is on leave.
  • Vacancy. In the case of a thesis supervisor leaving the University, another member on the Thesis Supervision Committee should be appointed as a temporary thesis supervisor until a replacement thesis supervisor has been identified.
  • Change. If, after sincere effort, a good working relationship fails to develop and the student and/or the thesis supervisor believe that, for this reason, satisfactory study progress cannot be made, either party may approach the PG Coordinator for advice. The PG Coordinator should, in consultation with the Department Head/Associate Dean of the relevant School responsible for postgraduate studies, consider the matter carefully. If appropriate, the PG Coordinator may recommend a change of the thesis supervisor.

B. Thesis Supervision Committee

Each student will be supervised by a Thesis Supervision Committee (TSC) which consists of at least two members: the thesis supervisor and the committee chair.

For MPhil students, the TSC is normally formed within their first year of study. The TSC for PhD students is normally formed within their second year of study before they attempt their qualifying examination.

In most cases, the formation of a TSC is initiated by the thesis supervisor. The student may be consulted in the process. The authority to approve and appoint TSCs usually rests with the departmental PG studies committee.

For both MPhil and PhD TSCs, at least one committee member must normally have had experience, at the University or elsewhere, as the designated supervisor of the thesis research work of at least two RPg students who have successfully completed their degrees.

For PhD TSCs, at least one member of the committee must normally have had experience, at the University or elsewhere, in the supervision of at least one PhD student who has successfully completed the degree.

Members on a TSC usually have research expertise relevant to the student’s area of research.

TSC members should meet regularly with the student under their supervision to ensure that the student’s academic and research progress is satisfactory. The student, the thesis supervisor and the TSC are required to complete an annual progress report which serves to document the study progress of the student.

When a thesis supervisor goes on sabbatical leave, he/she will usually continue to supervise his/her students through various means. In the case of a thesis supervisor leaving the University, another member on the TSC should be appointed as a temporary thesis supervisor until a replacement thesis supervisor has been identified.

C. Joint Supervision with Non-academic Institutions

The joint supervision of RPg students by academic institutions and the corporate sector is a universal trend with multiple, wide-ranging benefits that HKUST seeks to foster. The principles, limitations and framework for joint supervision of RPg students by the corporate sector and the University are provided in the “ Guidelines on Joint Supervision of RPgs with Non-academic Institutions ”.

D. Supervisor-Student Relationships

To ensure high quality in both the student’s research and his/her learning experience, thesis supervisors should provide advice, guidance and support at every stage. Specifically, thesis supervisors are expected to:

  • Provide guidance about the nature of research, the standard expected, the planning of the research program, the review of literature, the selection of coursework, and appropriate training in research techniques;
  • Establish, at the beginning of the student’s research, a framework for supervision, including arrangements for regular meetings. The stages of progress the student is expected to have completed at various points should also be agreed on;
  • Meet with the student regularly following the agreed schedules and with a clear agenda, and be accessible to the student at other appropriate times when he/she may need advice;
  • Falls within his/her own area of expertise;
  • Can be completed with the resources available;
  • Can be completed within the prescribed period of study; and
  • Is suitable for the degree program the student aims to undertake.
  • If applicable, discuss any potential physical hazards involved in the research work and how these can best be dealt with, ensuring that safety procedures are followed;
  • Provide advice on the publication of research work, ensuring that attribution is discussed before publication;
  • Deal promptly with any research problems the student may encounter;
  • Adhere to the schedule for submission of the annual progress report;
  • Advise the student promptly of unsatisfactory progress with regard to any aspect of his/her study, and put this advice in writing if such unsatisfactory progress is considered likely to interfere with satisfactory completion of the research by the agreed deadline;
  • Guide the student in the preparation of the thesis and the thesis examination;
  • Identify prospective examiners for the student’s Thesis Examination Committee;
  • Treat the student professionally, ensuring proper credit for his/her work;
  • Be on the lookout for signs of behavioral changes, stress and depression, including absence from classes, laboratory sessions or appointments with no prior notification, reclusion, or erratic behavior in the student being supervised. The Department Head and PG Coordinator should be notified if any of the above behavior has been observed or reported. If necessary, the student should be referred to the Counseling and Wellness Center of the Dean of Students' Office for professional advice; and
  • Ensure that replacement supervision is available to the student during any significant period of absence.

RPg students are expected to:

  • Discuss with the thesis supervisor and TSC the type and scope of guidance he/she needs, and agree on regular meeting times;
  • Take the initiative in raising problems or difficulties with the thesis supervisor, however elementary they may seem, before they become serious;
  • Attend supervisory meetings well prepared and with a clear agenda for the meeting;
  • Be accessible to the thesis supervisor and/or TSC or during the course of study;
  • Make satisfactory academic and research progress following the advice of the thesis supervisor and TSC;
  • Discuss with and obtain the approval of the thesis supervisor regarding any changes in the direction of his/her research focus and its implications;
  • Provide a brief self-evaluation summary report to be attached to the annual progress report for submission through the thesis supervisor as part of the annual review process;
  • Ensure that the thesis is completed and submitted within the period stipulated by the University for assessment;
  • Abide by the rules and regulations governing postgraduate studies of the University; and
  • Ensure that all work done by others used in the thesis is properly acknowledged.
  • Mutual respect and open communication are the foundation of a good relationship between the thesis supervisor and the student. Both parties must strive to express respect and communicate clearly and honestly with each other.
  • To avoid unnecessary disruption, the student and the thesis supervisor should inform the other party as soon as they are aware of a possible change in their status, e.g. a student plans to withdraw from the program of study, or a thesis supervisor may take sabbatical leave.
  • If, after sincere effort, a good working relationship has failed to develop and the student and/or the thesis supervisor believe that, for this reason, satisfactory study progress cannot be made, either party may approach the PG Coordinator for advice. The PG Coordinator should, in consultation with the Department Head/Associate Dean of the relevant School responsible for postgraduate studies, consider the matter carefully. If appropriate, the PG Coordinator may recommend a change of the thesis supervisor.

Graduate Research Hub

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  • Submitting my thesis

Prerequisites for submission

  • Before you submit your thesis, it's important that you discuss your submission with your supervisors.
  • Your estimated submission date, or your thesis submission date, must not exceed your maximum submission date, i.e. your expected thesis submission date as listed on the Graduate Research Details page of  my.unimelb .
  • If you have an active stipend, payments will end on confirmation of your thesis submission,  as outlined in the Graduate Research Scholarship Terms and Conditions.
  • You may want to consider the impact on any future potential to develop intellectual property (IP) that you have created or co-created – refer to the Before you submit your thesis IP Guide .
  • You must present your research findings at a completion seminar prior to submission and meet the eligibility requirements to submit.
  • If your thesis comprises multiple components (including multimedia files), email the Graduate Research Examinations Office to arrange a secure University Graduate Research SharePoint link for uploading.
  • Additional preparation may be required for examination of creative works . As graduate researchers submitting creative works in the form of a performance, an exhibition, an e-portfolio, or a website have an obligation to avoid identifying their examiners, the  Creative Works: Examiner Confidentiality Declaration form should be completed and submitted to the Graduate Research Examinations Office by email when submitting your thesis to TES.
  • When submitting your thesis for examination, you must provide an iThenticate similarity report of your full thesis. Your principal supervisor and Chair of Examiners (CoE) will review this report to assess the readiness of your thesis for examination. You are encouraged to share the iThenticate report with your supervisor before you submit your thesis. You and your supervisor may provide a declaration explaining any legitimate text matches to your CoE.
  • You are required to create an  ORCID and provide it when submitting your thesis.
  • You must be admitted to the relevant graduate research degree to submit your thesis.  If your candidature is suspended, cancelled or terminated and you wish to submit, you must first apply for reinstatement and readmission .
  • Download the Graduate Research Thesis Submission Checklist to assist you in preparing your thesis for examination.

For details see the  Graduate Research Training Policy .

Completion seminar

You must present your research findings at a public completion seminar in the six months prior to submission. If you originally presented a completion seminar more than six months prior to submission, another completion seminar must be held.

At least 10 working days before the date of your seminar, please submit a Completion Seminar Form .  The form will ask you for an abstract of your thesis research of no more than 100 words.  This abstract will be used to facilitate publicity of your seminar.

The completion seminar is an important milestone of your candidature. During the seminar you should present the objectives, methods, findings and significance of your research.

This is your opportunity to receive constructive feedback from an expert audience prior to submission and it provides you with further experience in developing your arguments effectively. It confirms that you understand your research, and illustrates that you have the necessary skills in oral presentations and other research attributes expected of graduate researchers at the University.

Detailed information on completion seminar requirements is available in the Graduate Research Training Policy .

How to submit

Your thesis should be submitted electronically via the University's Thesis Examination System.

  • Prior to submission, or prior to your performance or exhibition of a creative component of your thesis, register your intention to submit by logging into the Thesis Examination System (TES). About 2 months prior to your submission is the ideal time for this. Your estimated submission date, or your thesis submission date, must not exceed your maximum submission date, i.e. your expected thesis submission date as listed on the Graduate Research Details page of my.unimelb . Registering your intention to submit begins the process of the selection of examiners.  You will need to provide a brief (80-word) overview of your research question, methods and results which will be sent to potential examiners. If you are submitting a thesis with creative work, include the weighting of the proportion of written dissertation and creative component/s. You are encouraged to create and enter an ORCID .
  • Confirm that the thesis is your work
  • Confirm that you have presented a completion seminar
  • If your thesis contains publications, upload a completed Declaration for publication incorporated in a thesis form.
  • Provide appropriate Field of Research codes for your research. The Field of Research is recorded on your enrolment record and will display as discipline/s on academic transcripts and the AHEGS issued by the University once you graduate. An AHEGS is issued in addition to the testamur and academic transcript.
  • Select the type of public access to your final thesis in the University's digital repository, Minerva Access
  • Upload your iThenticate similarity report.  You may also choose to provide an accompanying declaration/explanation with your report.
  • Certify that your thesis conforms with relevant policies and procedures, including Graduate Research Training Policy , Preparation of Graduate Research Theses Rules and Management of Research Data and Records Policy
  • Upload your thesis as a single file (please ensure there are no commas and hashtags in the file name)

After you have submitted your thesis, notifications will be sent to your principal supervisor and Chair of Examiners to confirm that the thesis is ready for examination.

Once you have completed your examination and received a pass you must login to Thesis Examination System and submit your final thesis including the redacted thesis (if final is restricted) and the supporting files (if included). You must enter your ORCID. If you do not have an  ORCID then create one and enter it in Thesis Examination System.

More information

  • Read the  FAQs on using the Thesis Examination System

Once you submit and your thesis is under examination, you remain a member of the University’s graduate research community. If your student card has expired, you can obtain a new student card from Stop 1 .

You can continue using University-wide facilities and services, such as counselling, careers, library and student services. Check with your local graduate research administrator to find out what faculty /department-based privileges are available to you.

Celebrating your submission

Smiling graduate researcher celebrating their thesis submission with a thesis submission photo frame

We know that submitting your thesis is a big achievement and we'd love to celebrate this with you at Stop1 .

You can  pre-book your thesis celebration and gift collection by:

https://students.unimelb.edu.au/myuniapps/student-services-appointments

  • Booking an appointment using the ‘Documents, Student cards and Thesis Celebration (Parkville)’ booking type.
  • Following the instructions in the booking confirmation email before arriving on campus.

Alternatively, you can also access the digital celebration frame and submit a photo to [email protected] if you cannot attend campus.

Thesis submission gallery

Congratulations to the 900+ graduate researchers who submit their thesis each year! The University is proud of your achievements! The photos of those who have chosen to provide one to celebrate their thesis submission are available to view via the links below.

thesis submitted supervisor

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Once your thesis is under examination, if you require further time to submit revisions or your final thesis, please submit the appropriate form below to the Graduate Research Examinations Office by email .

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  • Supervision: The Code of Practice

Responsibilities of the supervisor

An outline of supervisors' responsibilities towards PGR students and the wider University.

  • At the outset of the research, the supervisor should explore in detail the student's academic background to identify any areas in which further training (including English language training) is required. In particular, the supervisor should advise the student in the choice of subject-specific knowledge and skills training required. Supervisors should be aware of the difficulties which may face international students who may, in the early stages, require more frequent contact and advice.
  • The supervisor will give guidance on the nature of the research and the standard expected; the selection of a research programme and the topic to be covered; the planning and timing of the successive stages of the research programme; literature and sources; research methods and instrumental techniques; attendance at appropriate courses; data management, avoidance of unfair means and respect for copyright.
  • The supervisor should ensure that they have a thorough understanding of the DDP and its benefits, to ensure students make the most appropriate choice of modules and other training and development opportunities.
  • The supervisor should ensure that the student has a clear understanding in general terms of the main aspects of graduate research: the concept of originality; the different kinds of research; the form and structure of the thesis (including the appropriate forms of referencing); the necessary standards to be achieved; the importance of planning and time management; the procedures for monitoring and reporting progress.
  • The supervisor should ensure that the student is aware of the University's Good Research and Innovation Practices (GRIP) Policy. In addition, the supervisor should ensure that the student has a clear understanding in general terms of 'research ethics', where this is relevant (i.e. if they are undertaking research that involves contact with human participants and/or with human data and/or human tissue) and a clear understanding of research governance, where this is relevant. 
  • The supervisor should work with the student to establish an effective supervisory relationship, thereby supporting the student. This should include an agreement on the frequency of progress meetings and the arrangements for keeping records.
  • The supervisor should set a target date for Confirmation Review and and regular progress milestones at induction, to ensure that all parties acknowledge the length of time available for each stage of the project.

Supervision

  • The supervisor should ensure that the research project can be completed fully, including preparation and submission of the thesis, within the student's tuition fee-paying period, and should advise the student accordingly.
  • The supervisor must ensure that a clear agreement is made with the student on the frequency and nature of the supervisory contact required at any particular stage of the project. Supervisory sessions should be uninterrupted as far as possible by telephone calls, visitors and other departmental business. The frequency of such sessions should be every four to six weeks as a minimum (pro-rata for part-time); the frequency may depend on the nature of the research (e.g. whether laboratory work is involved) and the specific research project. The length of sessions will also vary, from student to student, across time and between disciplines.
  • The supervisor should comply with the attendance and engagement monitoring requirements of the department/University and notify their department at an early stage if a student's attendance or engagement gives cause for concern.
  • Written records of formal supervisory meetings should be made and retained by both the student and supervisor for at least the duration of the student's registration. 
  • Both the supervisor and student should keep any relevant or significant correspondence, including emails, which relate to the student's degree.  This is especially important for students who are studying via the Remote Location programme or who are spending a significant amount of time off-campus.
  • The student and supervisor must have an agreed procedure for dealing with urgent problems (e.g. by telephone, e-mail and/or the arrangement of additional meetings at short notice).
  • The supervisor should, in discussion with the student, establish and maintain a satisfactory timetable for the research, including the necessary completion dates for each stage, so that the thesis may be submitted on time. This planning should take into account the requirements of the relevant funding body in relation to submission.
  • The supervisor should read promptly all the written work submitted in accordance with the agreed timetable and provide constructive and timely feedback.  The supervisor should advise the student of any obstacles to providing timely feedback, e.g. planned periods of time away from the University, particularly when the student is approaching submission.
  • The supervisor should arrange, as appropriate, (in many departments it is a requirement) for the student to present work to staff or graduate seminars and should take an active part in introducing the student to meetings of learned societies and to other researchers in the field. The supervisor should provide advice, where appropriate, on publication of any of the research.
  • The supervisor should advise the student, in advance, of any planned periods of absence from the University. If the period of absence is significant (more than the length of time between supervisory meetings), the supervisor should ensure that appropriate arrangements for alternative supervision are made and that the student is informed of them.
  • The supervisor should take note of feedback from the student.
  • The supervisor should engage with mandatory Continuing Professional Development appropriate to their level of supervisory experience, in line with University requirements.

Academic progress

  • The supervisor should ensure that the student is informed of any inadequacy of standards of work below that generally expected from research students and should suggest remedial action, or training, as appropriate.
  • The supervisor should comply with all departmental, faculty and/or sponsor requirements concerning the monitoring of progress and submission of progress reports. 

The final stages

  • The supervisor should nominate appropriate examiners well in advance of the thesis being submitted, bearing in mind that all nominations require faculty approval before they can be appointed.  Failure to do so will lead to delays in dispatching the student’s thesis and arranging the viva examination.
  • The supervisor should read and comment on drafts of the thesis before submission.
  • The supervisor should ensure that the student understands the procedures for the submission and examination of the thesis and should assist the student in preparing for the oral examination, including offering a mock viva.
  • Should the student be asked to resubmit their thesis, the supervisor will be responsible for continuing to provide support and supervision throughout the resubmission period.
  • The supervisor should discuss and agree with the student if there is a need to embargo the thesis and should sign off on the Access to Thesis form which specifies any embargo requirements.

Related information

Contact the Research Degree Support Team

Workshops for Research Supervisors

Responsibilities of the student

Responsibilities of the department

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  • How to Write a Thesis Statement | 4 Steps & Examples

How to Write a Thesis Statement | 4 Steps & Examples

Published on January 11, 2019 by Shona McCombes . Revised on August 15, 2023 by Eoghan Ryan.

A thesis statement is a sentence that sums up the central point of your paper or essay . It usually comes near the end of your introduction .

Your thesis will look a bit different depending on the type of essay you’re writing. But the thesis statement should always clearly state the main idea you want to get across. Everything else in your essay should relate back to this idea.

You can write your thesis statement by following four simple steps:

  • Start with a question
  • Write your initial answer
  • Develop your answer
  • Refine your thesis statement

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Table of contents

What is a thesis statement, placement of the thesis statement, step 1: start with a question, step 2: write your initial answer, step 3: develop your answer, step 4: refine your thesis statement, types of thesis statements, other interesting articles, frequently asked questions about thesis statements.

A thesis statement summarizes the central points of your essay. It is a signpost telling the reader what the essay will argue and why.

The best thesis statements are:

  • Concise: A good thesis statement is short and sweet—don’t use more words than necessary. State your point clearly and directly in one or two sentences.
  • Contentious: Your thesis shouldn’t be a simple statement of fact that everyone already knows. A good thesis statement is a claim that requires further evidence or analysis to back it up.
  • Coherent: Everything mentioned in your thesis statement must be supported and explained in the rest of your paper.

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The thesis statement generally appears at the end of your essay introduction or research paper introduction .

The spread of the internet has had a world-changing effect, not least on the world of education. The use of the internet in academic contexts and among young people more generally is hotly debated. For many who did not grow up with this technology, its effects seem alarming and potentially harmful. This concern, while understandable, is misguided. The negatives of internet use are outweighed by its many benefits for education: the internet facilitates easier access to information, exposure to different perspectives, and a flexible learning environment for both students and teachers.

You should come up with an initial thesis, sometimes called a working thesis , early in the writing process . As soon as you’ve decided on your essay topic , you need to work out what you want to say about it—a clear thesis will give your essay direction and structure.

You might already have a question in your assignment, but if not, try to come up with your own. What would you like to find out or decide about your topic?

For example, you might ask:

After some initial research, you can formulate a tentative answer to this question. At this stage it can be simple, and it should guide the research process and writing process .

Now you need to consider why this is your answer and how you will convince your reader to agree with you. As you read more about your topic and begin writing, your answer should get more detailed.

In your essay about the internet and education, the thesis states your position and sketches out the key arguments you’ll use to support it.

The negatives of internet use are outweighed by its many benefits for education because it facilitates easier access to information.

In your essay about braille, the thesis statement summarizes the key historical development that you’ll explain.

The invention of braille in the 19th century transformed the lives of blind people, allowing them to participate more actively in public life.

A strong thesis statement should tell the reader:

  • Why you hold this position
  • What they’ll learn from your essay
  • The key points of your argument or narrative

The final thesis statement doesn’t just state your position, but summarizes your overall argument or the entire topic you’re going to explain. To strengthen a weak thesis statement, it can help to consider the broader context of your topic.

These examples are more specific and show that you’ll explore your topic in depth.

Your thesis statement should match the goals of your essay, which vary depending on the type of essay you’re writing:

  • In an argumentative essay , your thesis statement should take a strong position. Your aim in the essay is to convince your reader of this thesis based on evidence and logical reasoning.
  • In an expository essay , you’ll aim to explain the facts of a topic or process. Your thesis statement doesn’t have to include a strong opinion in this case, but it should clearly state the central point you want to make, and mention the key elements you’ll explain.

If you want to know more about AI tools , college essays , or fallacies make sure to check out some of our other articles with explanations and examples or go directly to our tools!

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A thesis statement is a sentence that sums up the central point of your paper or essay . Everything else you write should relate to this key idea.

The thesis statement is essential in any academic essay or research paper for two main reasons:

  • It gives your writing direction and focus.
  • It gives the reader a concise summary of your main point.

Without a clear thesis statement, an essay can end up rambling and unfocused, leaving your reader unsure of exactly what you want to say.

Follow these four steps to come up with a thesis statement :

  • Ask a question about your topic .
  • Write your initial answer.
  • Develop your answer by including reasons.
  • Refine your answer, adding more detail and nuance.

The thesis statement should be placed at the end of your essay introduction .

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M.A. Thesis Defense: Austin Coke

Speaker austin coke.

Graduate Student Milestone title

Austin will defend his Master's thesis, "The Jewish South: A Comparison of Jewish Integration into Southern Society", with his thesis committee. The Major Professor is Dr. Scott Reynolds Nelson. The university community is invited. If you wish to attend please contact the graduate program office  in advance.

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IMAGES

  1. Adding supervisor to thesis

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  2. SUPERVISOR REVIEW OF BACHELOR THESIS

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  3. (PDF) Expectation of Students from their Thesis Supervisor

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  4. Thesis Roles & Responsibilities

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  5. how to find a thesis supervisor

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  6. [Solved] Help designing a Title Page for thesis

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COMMENTS

  1. Effective master's thesis supervision

    In working on their thesis, students are guided by a master's thesis supervisor (or advisor) who is responsible for fostering the required skills and competences through one-on-one or small-group teaching over an extended period of time, making master's thesis supervision a key teaching role for student development, as well as an increasingly ...

  2. How to get great thesis supervision

    Here are some tips on where to start: 1. Check out their profile on their chair's website (many people list research interests there). 2. Take a look at their publications: if they have not ...

  3. How to Choose the Right Supervisor for Your Thesis

    Contact the supervisor and arrange a meeting. Be the first to add your personal experience. 4. Compare and contrast different supervisors. Be the first to add your personal experience. 5. Confirm ...

  4. Roles and responsibilities of supervisors

    2.15 Thoroughly review and provide constructive feedback on all written materials relevant to the thesis or research paper submitted by their students. The supervisor and the student are encouraged to establish in writing expectations on what constitutes timely feedback; a timeframe of two to three weeks depending on the complexity of the ...

  5. PDF Master's Thesis Supervision Guidelines for Students & Supervisors

    The MA thesis student and supervisor will discuss and attempt to resolve any conflicts as they arise. If, however, the MA thesis student or supervisor needs to terminate the relationship for any reason, the MA thesis student and supervisor agree to abide by one another's decision. If the MA thesis student or supervisor decides to terminate

  6. Thesis Supervision 101

    Thesis Supervision 101. The Educationalist. By Alexandra Mihai. Alexandra Mihai. Mar 07, 2022. Welcome to a new issue of "The Educationalist"! You probably noticed quite a long gap since the last issue- as some of you may know, in the past two weeks I moved to the US to start my Fulbright Schuman Scholarship at Yale University.

  7. Thesis supervision

    The thesis supervisor is usually the chair of the thesis committee. Role of the thesis committee. While the roles and responsibilities of thesis committees may vary from one academic unit to another, members of the committee should provide guidance to the student on thesis planning, research and writing; be available to discuss ideas or for ...

  8. How to Make Your Thesis Supervision Work for You

    The supervisor's responsibility is to provide you with the necessary guidance and advice on various aspects of your thesis work and at all stages of your thesis progression. To this end, you need to ensure that you submit your work periodically so that supervisors can respond to your work in a timely manner.

  9. Duties of a thesis supervisor and the supervision plan

    The policies and practices of supervision should be discussed in the early stages of the thesis process. The supervisor and the student may also prepare a written supervision plan that clarifies the schedule for the supervision and the thesis work as well as the content of the supervision. The plan can also be utilised if any problems arise or ...

  10. The Many Roles of a Thesis Supervisor

    In conclusion, the role of a thesis supervisor goes beyond scientific guidance. The supervisor ensures good working conditions, can develop an extra-scientific relationship and build up strong ...

  11. Guide for Thesis Supervisors

    Students intending to complete a thesis project must submit a thesis proposal which they have discussed with their thesis supervisor no later than the last day of classes of the semester before they begin their thesis. In the social sciences and humanities: In the Fall semester of the senior year, students will typically begin their research by ...

  12. Masters Thesis and Supervisor

    The thesis supervisor and outside reader should each submit to the Office of Academic Programs by the last day of Reading Period a letter giving their evaluation of the thesis. Format It is expected that such a thesis will represent a more substantial contribution than is customary for an undergraduate senior thesis, but less so than a doctoral ...

  13. The journey of thesis supervisors from novice to expert: a grounded

    Supervision is a well-defined term in the interpersonal relationship between thesis supervisors and students. A supervisor is designated to assist the student's development in terms of their research project [1,2,3].Faculty members supervise the students because qualified supervision leads to success on the part of the student, and it has moral, reputational, and financial outcomes for the ...

  14. PDF A Short, Practical Guide to The Academic Thesis Working With a Supervisor

    supervisor, please feel free to discuss with the Graduate Program Director (GPD). Once you know your supervisor, you and your supervisor should meet to discuss your thesis goals, go over requirements and set up a work schedule. How often you submit, and in what quantity, will be determined by mutual agreement.

  15. What Is a Thesis?

    A thesis is a type of research paper based on your original research. It is usually submitted as the final step of a master's program or a capstone to a bachelor's degree. Writing a thesis can be a daunting experience. Other than a dissertation, it is one of the longest pieces of writing students typically complete.

  16. PDF Best practices for doctoral thesis supervision

    The thesis supervisor must bear in mind the annual goals for the doctoral programme and let the student know about them. The supervisor must help the student achieve them satisfactorily with the documents and/or activities scheduled by the Academic Committee to assess them. We highly recommend that supervisors take the Doctoral Thesis

  17. Sample emails to your thesis supervisor

    A good thesis requires good communication between you and your thesis supervisor. This includes emails! Yet, even a simple email can lead to stress and overthinking. If you struggle to communicate with your thesis supervisor via email, have a look at six sample emails for inspiration. Contents General tips for emailing your thesis supervisorSample email

  18. Prepare your thesis

    Your thesis must be a coherent and cohesive whole. You can submit a thesis including publications but we don't accept thesis by publication. Refer to the relevant Thesis and Examination policy (pdf, 392KB) and discuss this with your supervisor. There are also certain formatting and referencing requirements that are outlined below.

  19. Theses and reports

    You and your supervisor are invited to draft and submit a covid-19 impact statement along with your thesis, so your examiners are aware of significant changes that were required. The information below is intended to help you draft and submit your thesis/report to fulfill your program requirements. Before you submit:

  20. Handbook for Research Postgraduate Studies

    A. Appointment of the Thesis Supervisor. Assignment. Each research postgraduate (RPg) student will be assigned a thesis supervisor who will oversee the student's research from the time the student embarks on his/her research. ... Ensure that the thesis is completed and submitted within the period stipulated by the University for assessment ...

  21. Submitting my thesis

    How to submit. Your thesis should be submitted electronically via the University's Thesis Examination System. Prior to submission, or prior to your performance or exhibition of a creative component of your thesis, register your intention to submit by logging into the Thesis Examination System (TES). About 2 months prior to your submission is the ideal time for this.

  22. Responsibilities of the supervisor

    The supervisor should, in discussion with the student, establish and maintain a satisfactory timetable for the research, including the necessary completion dates for each stage, so that the thesis may be submitted on time. This planning should take into account the requirements of the relevant funding body in relation to submission.

  23. How to Write a Thesis Statement

    Step 2: Write your initial answer. After some initial research, you can formulate a tentative answer to this question. At this stage it can be simple, and it should guide the research process and writing process. The internet has had more of a positive than a negative effect on education.

  24. M.A. Thesis Defense: Lauren Elyse Elyaman

    Speaker. Lauren Elyse Elyaman. Graduate Student. [email protected]. Thu, 04/11/2024 - 1:00pm. 201 LeConte Hall. Elyse Elyaman will defend her M.A. thesis, "Republican Nuns: Conventual Reform in Chile, 1840-1891," in conference with her graduate advisory committee. The Major Professor is Dr. Cassia Roth. The university community is invited.

  25. M.A. Thesis Defense: Austin Coke

    Austin Coke. Graduate Student, Teaching Assistant. [email protected]. Mon, 04/15/2024 - 2:00pm. 201 LeConte Hall. Austin will defend his Master's thesis, "The Jewish South: A Comparison of Jewish Integration into Southern Society", with his thesis committee. The Major Professor is Dr. Scott Reynolds Nelson. The university community is invited.