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theoretical framework

What is a Theoretical Framework? How to Write It (with Examples) 

What is a Theoretical Framework? How to Write It (with Examples)

Theoretical framework 1,2 is the structure that supports and describes a theory. A theory is a set of interrelated concepts and definitions that present a systematic view of phenomena by describing the relationship among the variables for explaining these phenomena. A theory is developed after a long research process and explains the existence of a research problem in a study. A theoretical framework guides the research process like a roadmap for the research study and helps researchers clearly interpret their findings by providing a structure for organizing data and developing conclusions.   

A theoretical framework in research is an important part of a manuscript and should be presented in the first section. It shows an understanding of the theories and concepts relevant to the research and helps limit the scope of the research.  

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What is a theoretical framework ?  

A theoretical framework in research can be defined as a set of concepts, theories, ideas, and assumptions that help you understand a specific phenomenon or problem. It can be considered a blueprint that is borrowed by researchers to develop their own research inquiry. A theoretical framework in research helps researchers design and conduct their research and analyze and interpret their findings. It explains the relationship between variables, identifies gaps in existing knowledge, and guides the development of research questions, hypotheses, and methodologies to address that gap.  

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Now that you know the answer to ‘ What is a theoretical framework? ’, check the following table that lists the different types of theoretical frameworks in research: 3

Developing a theoretical framework in research can help in the following situations: 4

  • When conducting research on complex phenomena because a theoretical framework helps organize the research questions, hypotheses, and findings  
  • When the research problem requires a deeper understanding of the underlying concepts  
  • When conducting research that seeks to address a specific gap in knowledge  
  • When conducting research that involves the analysis of existing theories  

Summarizing existing literature for theoretical frameworks is easy. Get our Research Ideation pack  

Importance of a theoretical framework  

The purpose of theoretical framework s is to support you in the following ways during the research process: 2  

  • Provide a structure for the complete research process  
  • Assist researchers in incorporating formal theories into their study as a guide  
  • Provide a broad guideline to maintain the research focus  
  • Guide the selection of research methods, data collection, and data analysis  
  • Help understand the relationships between different concepts and develop hypotheses and research questions  
  • Address gaps in existing literature  
  • Analyze the data collected and draw meaningful conclusions and make the findings more generalizable  

Theoretical vs. Conceptual framework  

While a theoretical framework covers the theoretical aspect of your study, that is, the various theories that can guide your research, a conceptual framework defines the variables for your study and presents how they relate to each other. The conceptual framework is developed before collecting the data. However, both frameworks help in understanding the research problem and guide the development, collection, and analysis of the research.  

The following table lists some differences between conceptual and theoretical frameworks . 5

thesis writing theoretical framework

How to write a theoretical framework  

The following general steps can help those wondering how to write a theoretical framework: 2

  • Identify and define the key concepts clearly and organize them into a suitable structure.  
  • Use appropriate terminology and define all key terms to ensure consistency.  
  • Identify the relationships between concepts and provide a logical and coherent structure.  
  • Develop hypotheses that can be tested through data collection and analysis.  
  • Keep it concise and focused with clear and specific aims.  

Write a theoretical framework 2x faster. Get our Manuscript Writing pack  

Examples of a theoretical framework  

Here are two examples of a theoretical framework. 6,7

Example 1 .   

An insurance company is facing a challenge cross-selling its products. The sales department indicates that most customers have just one policy, although the company offers over 10 unique policies. The company would want its customers to purchase more than one policy since most customers are purchasing policies from other companies.  

Objective : To sell more insurance products to existing customers.  

Problem : Many customers are purchasing additional policies from other companies.  

Research question : How can customer product awareness be improved to increase cross-selling of insurance products?  

Sub-questions: What is the relationship between product awareness and sales? Which factors determine product awareness?  

Since “product awareness” is the main focus in this study, the theoretical framework should analyze this concept and study previous literature on this subject and propose theories that discuss the relationship between product awareness and its improvement in sales of other products.  

Example 2 .

A company is facing a continued decline in its sales and profitability. The main reason for the decline in the profitability is poor services, which have resulted in a high level of dissatisfaction among customers and consequently a decline in customer loyalty. The management is planning to concentrate on clients’ satisfaction and customer loyalty.  

Objective: To provide better service to customers and increase customer loyalty and satisfaction.  

Problem: Continued decrease in sales and profitability.  

Research question: How can customer satisfaction help in increasing sales and profitability?  

Sub-questions: What is the relationship between customer loyalty and sales? Which factors influence the level of satisfaction gained by customers?  

Since customer satisfaction, loyalty, profitability, and sales are the important topics in this example, the theoretical framework should focus on these concepts.  

Benefits of a theoretical framework  

There are several benefits of a theoretical framework in research: 2  

  • Provides a structured approach allowing researchers to organize their thoughts in a coherent way.  
  • Helps to identify gaps in knowledge highlighting areas where further research is needed.  
  • Increases research efficiency by providing a clear direction for research and focusing efforts on relevant data.  
  • Improves the quality of research by providing a rigorous and systematic approach to research, which can increase the likelihood of producing valid and reliable results.  
  • Provides a basis for comparison by providing a common language and conceptual framework for researchers to compare their findings with other research in the field, facilitating the exchange of ideas and the development of new knowledge.  

thesis writing theoretical framework

Frequently Asked Questions 

Q1. How do I develop a theoretical framework ? 7

A1. The following steps can be used for developing a theoretical framework :  

  • Identify the research problem and research questions by clearly defining the problem that the research aims to address and identifying the specific questions that the research aims to answer.
  • Review the existing literature to identify the key concepts that have been studied previously. These concepts should be clearly defined and organized into a structure.
  • Develop propositions that describe the relationships between the concepts. These propositions should be based on the existing literature and should be testable.
  • Develop hypotheses that can be tested through data collection and analysis.
  • Test the theoretical framework through data collection and analysis to determine whether the framework is valid and reliable.

Q2. How do I know if I have developed a good theoretical framework or not? 8

A2. The following checklist could help you answer this question:  

  • Is my theoretical framework clearly seen as emerging from my literature review?  
  • Is it the result of my analysis of the main theories previously studied in my same research field?  
  • Does it represent or is it relevant to the most current state of theoretical knowledge on my topic?  
  • Does the theoretical framework in research present a logical, coherent, and analytical structure that will support my data analysis?  
  • Do the different parts of the theory help analyze the relationships among the variables in my research?  
  • Does the theoretical framework target how I will answer my research questions or test the hypotheses?  
  • Have I documented every source I have used in developing this theoretical framework ?  
  • Is my theoretical framework a model, a table, a figure, or a description?  
  • Have I explained why this is the appropriate theoretical framework for my data analysis?  

Q3. Can I use multiple theoretical frameworks in a single study?  

A3. Using multiple theoretical frameworks in a single study is acceptable as long as each theory is clearly defined and related to the study. Each theory should also be discussed individually. This approach may, however, be tedious and effort intensive. Therefore, multiple theoretical frameworks should be used only if absolutely necessary for the study.  

Q4. Is it necessary to include a theoretical framework in every research study?  

A4. The theoretical framework connects researchers to existing knowledge. So, including a theoretical framework would help researchers get a clear idea about the research process and help structure their study effectively by clearly defining an objective, a research problem, and a research question.  

Q5. Can a theoretical framework be developed for qualitative research?  

A5. Yes, a theoretical framework can be developed for qualitative research. However, qualitative research methods may or may not involve a theory developed beforehand. In these studies, a theoretical framework can guide the study and help develop a theory during the data analysis phase. This resulting framework uses inductive reasoning. The outcome of this inductive approach can be referred to as an emergent theoretical framework . This method helps researchers develop a theory inductively, which explains a phenomenon without a guiding framework at the outset.  

thesis writing theoretical framework

Q6. What is the main difference between a literature review and a theoretical framework ?  

A6. A literature review explores already existing studies about a specific topic in order to highlight a gap, which becomes the focus of the current research study. A theoretical framework can be considered the next step in the process, in which the researcher plans a specific conceptual and analytical approach to address the identified gap in the research.  

Theoretical frameworks are thus important components of the research process and researchers should therefore devote ample amount of time to develop a solid theoretical framework so that it can effectively guide their research in a suitable direction. We hope this article has provided a good insight into the concept of theoretical frameworks in research and their benefits.  

References  

  • Organizing academic research papers: Theoretical framework. Sacred Heart University library. Accessed August 4, 2023. https://library.sacredheart.edu/c.php?g=29803&p=185919#:~:text=The%20theoretical%20framework%20is%20the,research%20problem%20under%20study%20exists .  
  • Salomao A. Understanding what is theoretical framework. Mind the Graph website. Accessed August 5, 2023. https://mindthegraph.com/blog/what-is-theoretical-framework/  
  • Theoretical framework—Types, examples, and writing guide. Research Method website. Accessed August 6, 2023. https://researchmethod.net/theoretical-framework/  
  • Grant C., Osanloo A. Understanding, selecting, and integrating a theoretical framework in dissertation research: Creating the blueprint for your “house.” Administrative Issues Journal : Connecting Education, Practice, and Research; 4(2):12-26. 2014. Accessed August 7, 2023. https://files.eric.ed.gov/fulltext/EJ1058505.pdf  
  • Difference between conceptual framework and theoretical framework. MIM Learnovate website. Accessed August 7, 2023. https://mimlearnovate.com/difference-between-conceptual-framework-and-theoretical-framework/  
  • Example of a theoretical framework—Thesis & dissertation. BacherlorPrint website. Accessed August 6, 2023. https://www.bachelorprint.com/dissertation/example-of-a-theoretical-framework/  
  • Sample theoretical framework in dissertation and thesis—Overview and example. Students assignment help website. Accessed August 6, 2023. https://www.studentsassignmenthelp.co.uk/blogs/sample-dissertation-theoretical-framework/#Example_of_the_theoretical_framework  
  • Kivunja C. Distinguishing between theory, theoretical framework, and conceptual framework: A systematic review of lessons from the field. Accessed August 8, 2023. https://files.eric.ed.gov/fulltext/EJ1198682.pdf  

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Home » Theoretical Framework – Types, Examples and Writing Guide

Theoretical Framework – Types, Examples and Writing Guide

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Theoretical Framework

Theoretical Framework

Definition:

Theoretical framework refers to a set of concepts, theories, ideas , and assumptions that serve as a foundation for understanding a particular phenomenon or problem. It provides a conceptual framework that helps researchers to design and conduct their research, as well as to analyze and interpret their findings.

In research, a theoretical framework explains the relationship between various variables, identifies gaps in existing knowledge, and guides the development of research questions, hypotheses, and methodologies. It also helps to contextualize the research within a broader theoretical perspective, and can be used to guide the interpretation of results and the formulation of recommendations.

Types of Theoretical Framework

Types of Types of Theoretical Framework are as follows:

Conceptual Framework

This type of framework defines the key concepts and relationships between them. It helps to provide a theoretical foundation for a study or research project .

Deductive Framework

This type of framework starts with a general theory or hypothesis and then uses data to test and refine it. It is often used in quantitative research .

Inductive Framework

This type of framework starts with data and then develops a theory or hypothesis based on the patterns and themes that emerge from the data. It is often used in qualitative research .

Empirical Framework

This type of framework focuses on the collection and analysis of empirical data, such as surveys or experiments. It is often used in scientific research .

Normative Framework

This type of framework defines a set of norms or values that guide behavior or decision-making. It is often used in ethics and social sciences.

Explanatory Framework

This type of framework seeks to explain the underlying mechanisms or causes of a particular phenomenon or behavior. It is often used in psychology and social sciences.

Components of Theoretical Framework

The components of a theoretical framework include:

  • Concepts : The basic building blocks of a theoretical framework. Concepts are abstract ideas or generalizations that represent objects, events, or phenomena.
  • Variables : These are measurable and observable aspects of a concept. In a research context, variables can be manipulated or measured to test hypotheses.
  • Assumptions : These are beliefs or statements that are taken for granted and are not tested in a study. They provide a starting point for developing hypotheses.
  • Propositions : These are statements that explain the relationships between concepts and variables in a theoretical framework.
  • Hypotheses : These are testable predictions that are derived from the theoretical framework. Hypotheses are used to guide data collection and analysis.
  • Constructs : These are abstract concepts that cannot be directly measured but are inferred from observable variables. Constructs provide a way to understand complex phenomena.
  • Models : These are simplified representations of reality that are used to explain, predict, or control a phenomenon.

How to Write Theoretical Framework

A theoretical framework is an essential part of any research study or paper, as it helps to provide a theoretical basis for the research and guide the analysis and interpretation of the data. Here are some steps to help you write a theoretical framework:

  • Identify the key concepts and variables : Start by identifying the main concepts and variables that your research is exploring. These could include things like motivation, behavior, attitudes, or any other relevant concepts.
  • Review relevant literature: Conduct a thorough review of the existing literature in your field to identify key theories and ideas that relate to your research. This will help you to understand the existing knowledge and theories that are relevant to your research and provide a basis for your theoretical framework.
  • Develop a conceptual framework : Based on your literature review, develop a conceptual framework that outlines the key concepts and their relationships. This framework should provide a clear and concise overview of the theoretical perspective that underpins your research.
  • Identify hypotheses and research questions: Based on your conceptual framework, identify the hypotheses and research questions that you want to test or explore in your research.
  • Test your theoretical framework: Once you have developed your theoretical framework, test it by applying it to your research data. This will help you to identify any gaps or weaknesses in your framework and refine it as necessary.
  • Write up your theoretical framework: Finally, write up your theoretical framework in a clear and concise manner, using appropriate terminology and referencing the relevant literature to support your arguments.

Theoretical Framework Examples

Here are some examples of theoretical frameworks:

  • Social Learning Theory : This framework, developed by Albert Bandura, suggests that people learn from their environment, including the behaviors of others, and that behavior is influenced by both external and internal factors.
  • Maslow’s Hierarchy of Needs : Abraham Maslow proposed that human needs are arranged in a hierarchy, with basic physiological needs at the bottom, followed by safety, love and belonging, esteem, and self-actualization at the top. This framework has been used in various fields, including psychology and education.
  • Ecological Systems Theory : This framework, developed by Urie Bronfenbrenner, suggests that a person’s development is influenced by the interaction between the individual and the various environments in which they live, such as family, school, and community.
  • Feminist Theory: This framework examines how gender and power intersect to influence social, cultural, and political issues. It emphasizes the importance of understanding and challenging systems of oppression.
  • Cognitive Behavioral Theory: This framework suggests that our thoughts, beliefs, and attitudes influence our behavior, and that changing our thought patterns can lead to changes in behavior and emotional responses.
  • Attachment Theory: This framework examines the ways in which early relationships with caregivers shape our later relationships and attachment styles.
  • Critical Race Theory : This framework examines how race intersects with other forms of social stratification and oppression to perpetuate inequality and discrimination.

When to Have A Theoretical Framework

Following are some situations When to Have A Theoretical Framework:

  • A theoretical framework should be developed when conducting research in any discipline, as it provides a foundation for understanding the research problem and guiding the research process.
  • A theoretical framework is essential when conducting research on complex phenomena, as it helps to organize and structure the research questions, hypotheses, and findings.
  • A theoretical framework should be developed when the research problem requires a deeper understanding of the underlying concepts and principles that govern the phenomenon being studied.
  • A theoretical framework is particularly important when conducting research in social sciences, as it helps to explain the relationships between variables and provides a framework for testing hypotheses.
  • A theoretical framework should be developed when conducting research in applied fields, such as engineering or medicine, as it helps to provide a theoretical basis for the development of new technologies or treatments.
  • A theoretical framework should be developed when conducting research that seeks to address a specific gap in knowledge, as it helps to define the problem and identify potential solutions.
  • A theoretical framework is also important when conducting research that involves the analysis of existing theories or concepts, as it helps to provide a framework for comparing and contrasting different theories and concepts.
  • A theoretical framework should be developed when conducting research that seeks to make predictions or develop generalizations about a particular phenomenon, as it helps to provide a basis for evaluating the accuracy of these predictions or generalizations.
  • Finally, a theoretical framework should be developed when conducting research that seeks to make a contribution to the field, as it helps to situate the research within the broader context of the discipline and identify its significance.

Purpose of Theoretical Framework

The purposes of a theoretical framework include:

  • Providing a conceptual framework for the study: A theoretical framework helps researchers to define and clarify the concepts and variables of interest in their research. It enables researchers to develop a clear and concise definition of the problem, which in turn helps to guide the research process.
  • Guiding the research design: A theoretical framework can guide the selection of research methods, data collection techniques, and data analysis procedures. By outlining the key concepts and assumptions underlying the research questions, the theoretical framework can help researchers to identify the most appropriate research design for their study.
  • Supporting the interpretation of research findings: A theoretical framework provides a framework for interpreting the research findings by helping researchers to make connections between their findings and existing theory. It enables researchers to identify the implications of their findings for theory development and to assess the generalizability of their findings.
  • Enhancing the credibility of the research: A well-developed theoretical framework can enhance the credibility of the research by providing a strong theoretical foundation for the study. It demonstrates that the research is based on a solid understanding of the relevant theory and that the research questions are grounded in a clear conceptual framework.
  • Facilitating communication and collaboration: A theoretical framework provides a common language and conceptual framework for researchers, enabling them to communicate and collaborate more effectively. It helps to ensure that everyone involved in the research is working towards the same goals and is using the same concepts and definitions.

Characteristics of Theoretical Framework

Some of the characteristics of a theoretical framework include:

  • Conceptual clarity: The concepts used in the theoretical framework should be clearly defined and understood by all stakeholders.
  • Logical coherence : The framework should be internally consistent, with each concept and assumption logically connected to the others.
  • Empirical relevance: The framework should be based on empirical evidence and research findings.
  • Parsimony : The framework should be as simple as possible, without sacrificing its ability to explain the phenomenon in question.
  • Flexibility : The framework should be adaptable to new findings and insights.
  • Testability : The framework should be testable through research, with clear hypotheses that can be falsified or supported by data.
  • Applicability : The framework should be useful for practical applications, such as designing interventions or policies.

Advantages of Theoretical Framework

Here are some of the advantages of having a theoretical framework:

  • Provides a clear direction : A theoretical framework helps researchers to identify the key concepts and variables they need to study and the relationships between them. This provides a clear direction for the research and helps researchers to focus their efforts and resources.
  • Increases the validity of the research: A theoretical framework helps to ensure that the research is based on sound theoretical principles and concepts. This increases the validity of the research by ensuring that it is grounded in established knowledge and is not based on arbitrary assumptions.
  • Enables comparisons between studies : A theoretical framework provides a common language and set of concepts that researchers can use to compare and contrast their findings. This helps to build a cumulative body of knowledge and allows researchers to identify patterns and trends across different studies.
  • Helps to generate hypotheses: A theoretical framework provides a basis for generating hypotheses about the relationships between different concepts and variables. This can help to guide the research process and identify areas that require further investigation.
  • Facilitates communication: A theoretical framework provides a common language and set of concepts that researchers can use to communicate their findings to other researchers and to the wider community. This makes it easier for others to understand the research and its implications.

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What Is a Theoretical Framework? | Guide to Organizing

Published on October 14, 2022 by Sarah Vinz . Revised on November 20, 2023 by Tegan George.

A theoretical framework is a foundational review of existing theories that serves as a roadmap for developing the arguments you will use in your own work.

Theories are developed by researchers to explain phenomena, draw connections, and make predictions. In a theoretical framework, you explain the existing theories that support your research, showing that your paper or dissertation topic is relevant and grounded in established ideas.

In other words, your theoretical framework justifies and contextualizes your later research, and it’s a crucial first step for your research paper , thesis , or dissertation . A well-rounded theoretical framework sets you up for success later on in your research and writing process.

Table of contents

Why do you need a theoretical framework, how to write a theoretical framework, structuring your theoretical framework, example of a theoretical framework, other interesting articles, frequently asked questions about theoretical frameworks.

Before you start your own research, it’s crucial to familiarize yourself with the theories and models that other researchers have already developed. Your theoretical framework is your opportunity to present and explain what you’ve learned, situated within your future research topic.

There’s a good chance that many different theories about your topic already exist, especially if the topic is broad. In your theoretical framework, you will evaluate, compare, and select the most relevant ones.

By “framing” your research within a clearly defined field, you make the reader aware of the assumptions that inform your approach, showing the rationale behind your choices for later sections, like methodology and discussion . This part of your dissertation lays the foundations that will support your analysis, helping you interpret your results and make broader generalizations .

  • In literature , a scholar using postmodernist literary theory would analyze The Great Gatsby differently than a scholar using Marxist literary theory.
  • In psychology , a behaviorist approach to depression would involve different research methods and assumptions than a psychoanalytic approach.
  • In economics , wealth inequality would be explained and interpreted differently based on a classical economics approach than based on a Keynesian economics one.

To create your own theoretical framework, you can follow these three steps:

  • Identifying your key concepts
  • Evaluating and explaining relevant theories
  • Showing how your research fits into existing research

1. Identify your key concepts

The first step is to pick out the key terms from your problem statement and research questions . Concepts often have multiple definitions, so your theoretical framework should also clearly define what you mean by each term.

To investigate this problem, you have identified and plan to focus on the following problem statement, objective, and research questions:

Problem : Many online customers do not return to make subsequent purchases.

Objective : To increase the quantity of return customers.

Research question : How can the satisfaction of company X’s online customers be improved in order to increase the quantity of return customers?

2. Evaluate and explain relevant theories

By conducting a thorough literature review , you can determine how other researchers have defined these key concepts and drawn connections between them. As you write your theoretical framework, your aim is to compare and critically evaluate the approaches that different authors have taken.

After discussing different models and theories, you can establish the definitions that best fit your research and justify why. You can even combine theories from different fields to build your own unique framework if this better suits your topic.

Make sure to at least briefly mention each of the most important theories related to your key concepts. If there is a well-established theory that you don’t want to apply to your own research, explain why it isn’t suitable for your purposes.

3. Show how your research fits into existing research

Apart from summarizing and discussing existing theories, your theoretical framework should show how your project will make use of these ideas and take them a step further.

You might aim to do one or more of the following:

  • Test whether a theory holds in a specific, previously unexamined context
  • Use an existing theory as a basis for interpreting your results
  • Critique or challenge a theory
  • Combine different theories in a new or unique way

A theoretical framework can sometimes be integrated into a literature review chapter , but it can also be included as its own chapter or section in your dissertation. As a rule of thumb, if your research involves dealing with a lot of complex theories, it’s a good idea to include a separate theoretical framework chapter.

There are no fixed rules for structuring your theoretical framework, but it’s best to double-check with your department or institution to make sure they don’t have any formatting guidelines. The most important thing is to create a clear, logical structure. There are a few ways to do this:

  • Draw on your research questions, structuring each section around a question or key concept
  • Organize by theory cluster
  • Organize by date

It’s important that the information in your theoretical framework is clear for your reader. Make sure to ask a friend to read this section for you, or use a professional proofreading service .

As in all other parts of your research paper , thesis , or dissertation , make sure to properly cite your sources to avoid plagiarism .

To get a sense of what this part of your thesis or dissertation might look like, take a look at our full example .

If you want to know more about AI for academic writing, AI tools, or research bias, make sure to check out some of our other articles with explanations and examples or go directly to our tools!

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While a theoretical framework describes the theoretical underpinnings of your work based on existing research, a conceptual framework allows you to draw your own conclusions, mapping out the variables you may use in your study and the interplay between them.

A literature review and a theoretical framework are not the same thing and cannot be used interchangeably. While a theoretical framework describes the theoretical underpinnings of your work, a literature review critically evaluates existing research relating to your topic. You’ll likely need both in your dissertation .

A theoretical framework can sometimes be integrated into a  literature review chapter , but it can also be included as its own chapter or section in your dissertation . As a rule of thumb, if your research involves dealing with a lot of complex theories, it’s a good idea to include a separate theoretical framework chapter.

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Theoretical Framework: Research Writing Guide

theoretical framework

In a thesis or dissertation, a theoretical framework is a section where the writer evaluates or discusses the most relevant theories to their study.

The purpose of this section is to: 

  • Define the key concepts
  • Combine and evaluate relevant models and theories
  • Explain expectations and assumptions that guide the project

The proper presentation of this information frames the research while justifying the approach taken by the writer. This section does this by showing the established ideas on which you ground your work.

Essentially, this section of a dissertation a foundation that supports the analysis that follows. It also allows the author to convincingly interpret their results and state or explain their relevance in a larger context.

When properly written, this section works like the software or buildings that provide critical support to the other aspects of the study. Writing a strong framework with a strong theoretical basis enhances investigations that lead to the achievement of specific study goals.

A well-written framework reduces a dreadful research topic into two basic concepts. These are:

  • The study problem
  • The rationale behind its investigation

When writing the framework section, focus on creating a piece that connects you with the existing knowledge via the guidance of relevant theories. Also, provide the basis of your hypothesis and your chosen research methods. A professional dissertation writer will help, if you’re in trouble.

What Is a Theoretical Framework?

  • The Length of a Theoretical Framework

Theoretical or Conceptual Framework?

Types of theoretical framework, how to write a theoretical framework.

  • Summary of a Theoretical Framework Sample

Just like the name suggests, this part of a dissertation or thesis is about theories. Researchers develop theories to draw connections, explain phenomena, and make predictions.

The simplest theoretical framework definition describes it as a collection of theories or interrelated concepts. It comprises concepts and their definitions, as well as, a reference to existing theory and scholarly literature that will be used in a particular study. Your content in this section of a thesis or dissertation must show your understanding of concepts and theories relevant to your research topic. It must also relate them to the considered broader field of knowledge.
  • Some students confuse conceptual vs. theoretical framework. In some cases, learners use these terms interchangeably. But though these terms help readers understand the research problem while guiding the collection, as well as, analysis of information, they are different.
  • According to the above definition of theoretical framework, it comprises concepts or theories relevant to a study. It highlights how the author will understand and investigate the research problem.
  • On the other hand, a conceptual framework can include several formal theories partly or entirely, and other empirical findings and concepts from the field’s literature. The main difference between theoretical and conceptual framework is that the latter demonstrates the relationships among ideas and their relationship with the study.
  • A conceptual framework is commonly used in qualitative research. Although some researchers use a theoretical framework in qualitative research, it is common in quantitative research. A conceptual framework is commonly used in qualitative research, especially in behavioral and social science studies.

The Length of a Theoretical Framework

The complexity and length of this section depend on the topic and study field. Some fields and topics have an obvious and well-established theoretical basis. Others need a more detailed justification and explanation.

Maybe you already know that you will apply a specific theory or several theories to your specific context. For instance, you may intend to use the social impact theory when conducting your market research. In that case, the main task is to discuss the main aspects of this theory and then convince the readers that it offers a solid basis that will enable you to answer the research question. It’s also crucial that you evaluate more theories, as long as, they are relevant to your study. Also, tell your readers why you’ve chosen that specific approach.

In some cases, authors draw on different theories and then combine ideas. This approach can lead to strong research. However, it may require more work because you have to implement the theories in your work.

Most theoretical framework examples range between three and five pages. However, no rules govern the length of this section of a dissertation. Nevertheless, try to keep yours within the range of 3-5 pages. This length is adequate for providing all the relevant information your reader wants to know about your chosen theories and assumptions.

Perhaps, you are torn between a theoretical and conceptual framework. Well, the best approach for deciding what to use in your paper is determining the kind of study you want to conduct. If you must use a theoretical framework in qualitative research, determine the theories you intend to use.

That’s because most types of theoretical framework in qualitative research are found in studies based on existing theories. For instance, you can use this framework when your study is based on motivation theory.

On the other hand, a conceptual framework is ideal for something you will develop based on a theory. Thus, you can use some or all concepts of this theory. Thus, you develop a conceptual framework to solve a problem for which you’re doing the study to find a solution.

At this point, you’re no longer asking, ‘what is theoretical framework?’ But, you most likely want to know the types of frameworks that you can consider for your research. Well, this framework provides a lens or a perspective via which you will examine your topic. And this perspective can be from any study field depending on your academic paper.

For instance, a nursing student can use a theoretical framework in nursing research as long as it defines the concepts while explaining the phenomena in question. However, learners can consider other categories and types of theoretical framework in research.

They include: 

  • Dynamic and sustainability framework
  • Implementation results framework
  • Theoretical domains validation framework
  • Consolidated implementation research and theoretical domains framework
  • Active research implementation framework
  • Evaluation framework

The internet has many resources with examples of theoretical framework in qualitative research and quantitative research. Check them out before you use any framework in your research to know what it entails.

This article has already answered the question, ‘what is theoretical framework in research?’ It has also highlighted the types of this framework. But, how do you complete your theoretical framework research work?

Here is a guide for creating this framework for your research: 

  • Identify the main concepts : Start by picking the main terms of your research problem or research questions. Some concepts can have several definitions. Your framework should define what each concept means clearly. For instance, if concepts like “customer satisfaction” and “customer loyalty” are central to your study, define them and discuss theories that explain their relationship.
  • Explain and evaluate relevant theories : Engage in an extensive literature review to find out the definition of the connections between theories and concepts by other researchers. As you compose your framework, focus on critically evaluating different approaches and comparing them. Establish the most appropriate definitions for your research after discussing different theories and models. Mention all important concepts that are connected to the theories that you discuss in your framework. Explain why you choose a well-established theory for your study and what makes it the most suitable for that purpose. If unsure about the best way to do this, check a theoretical framework example online first.
  • Demonstrate how your study fits in : In addition to discussing theories by other people, your framework should demonstrate how your project will implement these ideas. That means you have to test whether your chosen theory holds in your specific context. Also, use this theory to interpret the findings of your study. It’s also crucial to challenge or critique the theory. What’s more, combine various theories in a unique or new way. If possible and relevant, use your framework to come up with your research hypothesis.
  • Structure your framework : When writing a dissertation or a thesis paper, you can integrate your framework in the literature review chapter. However, you can have it as a separate section or chapter of your paper. If you will be dealing with several complex theories in your paper, have a separate chapter or section for the framework. Nevertheless, you don’t have to follow specific, fixed rules when it comes to structuring the research theoretical framework section. But, your framework should have a logical, clear structure. For instance, you can draw on your study problems or questions and then structure every section around a major concept or question.

These tips should guide you in writing a framework with the theories or concepts you intend to use in your thesis or dissertation. However, you can apply them differently depending on the nature of your study. For instance, a business paper framework may not be the same as a nursing theoretical framework because these are different study fields. However, the concept of creating this framework is the same.

Summary of a Theoretical Framework Sample

For some researchers, an ideal approach is to define theoretical framework. However, some researchers assume the reader already knows what this framework is all about. As such, they go straight to the details. Below is a summary of a theoretical framework in research example.

Company Y wants to resolve the problem of having many customers buy its products online without returning for subsequent purchases. As such, the company management is looking for ways to enhance customer loyalty, hoping that better customer satisfaction will lead to the achievement of this goal.

In your research, you have developed a problem statement, research question, and research question as follows: 

  • Research problem : Most online buyers do not come back for subsequent purchases.
  • Objective : To boost customer loyalty hoping to increase revenue through online sales
  • Research questions : How can company Y improve the satisfaction of online customers to enhance customer loyalty?

Your framework should focus on answering these questions: 

  • Is there a relationship between customer satisfaction and customer loyalty?
  • How loyal and satisfied are the online customers of company Y currently?
  • What are some of the factors affecting the loyalty and satisfaction of the online customers of company Y?

Customer satisfaction and customer loyalty are major concepts that play a role in such a research paper. Therefore, they should be investigated and measured using theories or concepts that should be featured in the framework.

The information contained in this framework could be different from that of a theoretical framework nursing educators expect. That’s because this framework is meant for a business-oriented research paper. Nevertheless, the approach for writing both frameworks is the same.

The framework section of a thesis or dissertation paper clarifies implicit theories or concepts in a clearly defined manner. It also shows how they connect to the current research and why they are suitable for it. Your academic supervisor will most likely check this section first. Therefore, understanding its purpose and how to write it properly is very important.

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Organizing Your Social Sciences Research Paper

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Theories are formulated to explain, predict, and understand phenomena and, in many cases, to challenge and extend existing knowledge within the limits of critical bounded assumptions or predictions of behavior. The theoretical framework is the structure that can hold or support a theory of a research study. The theoretical framework encompasses not just the theory, but the narrative explanation about how the researcher engages in using the theory and its underlying assumptions to investigate the research problem. It is the structure of your paper that summarizes concepts, ideas, and theories derived from prior research studies and which was synthesized in order to form a conceptual basis for your analysis and interpretation of meaning found within your research.

Abend, Gabriel. "The Meaning of Theory." Sociological Theory 26 (June 2008): 173–199; Kivunja, Charles. "Distinguishing between Theory, Theoretical Framework, and Conceptual Framework: A Systematic Review of Lessons from the Field." International Journal of Higher Education 7 (December 2018): 44-53; Swanson, Richard A. Theory Building in Applied Disciplines . San Francisco, CA: Berrett-Koehler Publishers 2013; Varpio, Lara, Elise Paradis, Sebastian Uijtdehaage, and Meredith Young. "The Distinctions between Theory, Theoretical Framework, and Conceptual Framework." Academic Medicine 95 (July 2020): 989-994.

Importance of Theory and a Theoretical Framework

Theories can be unfamiliar to the beginning researcher because they are rarely applied in high school social studies curriculum and, as a result, can come across as unfamiliar and imprecise when first introduced as part of a writing assignment. However, in their most simplified form, a theory is simply a set of assumptions or predictions about something you think will happen based on existing evidence and that can be tested to see if those outcomes turn out to be true. Of course, it is slightly more deliberate than that, therefore, summarized from Kivunja (2018, p. 46), here are the essential characteristics of a theory.

  • It is logical and coherent
  • It has clear definitions of terms or variables, and has boundary conditions [i.e., it is not an open-ended statement]
  • It has a domain where it applies
  • It has clearly described relationships among variables
  • It describes, explains, and makes specific predictions
  • It comprises of concepts, themes, principles, and constructs
  • It must have been based on empirical data [i.e., it is not a guess]
  • It must have made claims that are subject to testing, been tested and verified
  • It must be clear and concise
  • Its assertions or predictions must be different and better than those in existing theories
  • Its predictions must be general enough to be applicable to and understood within multiple contexts
  • Its assertions or predictions are relevant, and if applied as predicted, will result in the predicted outcome
  • The assertions and predictions are not immutable, but subject to revision and improvement as researchers use the theory to make sense of phenomena
  • Its concepts and principles explain what is going on and why
  • Its concepts and principles are substantive enough to enable us to predict a future

Given these characteristics, a theory can best be understood as the foundation from which you investigate assumptions or predictions derived from previous studies about the research problem, but in a way that leads to new knowledge and understanding as well as, in some cases, discovering how to improve the relevance of the theory itself or to argue that the theory is outdated and a new theory needs to be formulated based on new evidence.

A theoretical framework consists of concepts and, together with their definitions and reference to relevant scholarly literature, existing theory that is used for your particular study. The theoretical framework must demonstrate an understanding of theories and concepts that are relevant to the topic of your research paper and that relate to the broader areas of knowledge being considered.

The theoretical framework is most often not something readily found within the literature . You must review course readings and pertinent research studies for theories and analytic models that are relevant to the research problem you are investigating. The selection of a theory should depend on its appropriateness, ease of application, and explanatory power.

The theoretical framework strengthens the study in the following ways :

  • An explicit statement of  theoretical assumptions permits the reader to evaluate them critically.
  • The theoretical framework connects the researcher to existing knowledge. Guided by a relevant theory, you are given a basis for your hypotheses and choice of research methods.
  • Articulating the theoretical assumptions of a research study forces you to address questions of why and how. It permits you to intellectually transition from simply describing a phenomenon you have observed to generalizing about various aspects of that phenomenon.
  • Having a theory helps you identify the limits to those generalizations. A theoretical framework specifies which key variables influence a phenomenon of interest and highlights the need to examine how those key variables might differ and under what circumstances.
  • The theoretical framework adds context around the theory itself based on how scholars had previously tested the theory in relation their overall research design [i.e., purpose of the study, methods of collecting data or information, methods of analysis, the time frame in which information is collected, study setting, and the methodological strategy used to conduct the research].

By virtue of its applicative nature, good theory in the social sciences is of value precisely because it fulfills one primary purpose: to explain the meaning, nature, and challenges associated with a phenomenon, often experienced but unexplained in the world in which we live, so that we may use that knowledge and understanding to act in more informed and effective ways.

The Conceptual Framework. College of Education. Alabama State University; Corvellec, Hervé, ed. What is Theory?: Answers from the Social and Cultural Sciences . Stockholm: Copenhagen Business School Press, 2013; Asher, Herbert B. Theory-Building and Data Analysis in the Social Sciences . Knoxville, TN: University of Tennessee Press, 1984; Drafting an Argument. Writing@CSU. Colorado State University; Kivunja, Charles. "Distinguishing between Theory, Theoretical Framework, and Conceptual Framework: A Systematic Review of Lessons from the Field." International Journal of Higher Education 7 (2018): 44-53; Omodan, Bunmi Isaiah. "A Model for Selecting Theoretical Framework through Epistemology of Research Paradigms." African Journal of Inter/Multidisciplinary Studies 4 (2022): 275-285; Ravitch, Sharon M. and Matthew Riggan. Reason and Rigor: How Conceptual Frameworks Guide Research . Second edition. Los Angeles, CA: SAGE, 2017; Trochim, William M.K. Philosophy of Research. Research Methods Knowledge Base. 2006; Jarvis, Peter. The Practitioner-Researcher. Developing Theory from Practice . San Francisco, CA: Jossey-Bass, 1999.

Strategies for Developing the Theoretical Framework

I.  Developing the Framework

Here are some strategies to develop of an effective theoretical framework:

  • Examine your thesis title and research problem . The research problem anchors your entire study and forms the basis from which you construct your theoretical framework.
  • Brainstorm about what you consider to be the key variables in your research . Answer the question, "What factors contribute to the presumed effect?"
  • Review related literature to find how scholars have addressed your research problem. Identify the assumptions from which the author(s) addressed the problem.
  • List  the constructs and variables that might be relevant to your study. Group these variables into independent and dependent categories.
  • Review key social science theories that are introduced to you in your course readings and choose the theory that can best explain the relationships between the key variables in your study [note the Writing Tip on this page].
  • Discuss the assumptions or propositions of this theory and point out their relevance to your research.

A theoretical framework is used to limit the scope of the relevant data by focusing on specific variables and defining the specific viewpoint [framework] that the researcher will take in analyzing and interpreting the data to be gathered. It also facilitates the understanding of concepts and variables according to given definitions and builds new knowledge by validating or challenging theoretical assumptions.

II.  Purpose

Think of theories as the conceptual basis for understanding, analyzing, and designing ways to investigate relationships within social systems. To that end, the following roles served by a theory can help guide the development of your framework.

  • Means by which new research data can be interpreted and coded for future use,
  • Response to new problems that have no previously identified solutions strategy,
  • Means for identifying and defining research problems,
  • Means for prescribing or evaluating solutions to research problems,
  • Ways of discerning certain facts among the accumulated knowledge that are important and which facts are not,
  • Means of giving old data new interpretations and new meaning,
  • Means by which to identify important new issues and prescribe the most critical research questions that need to be answered to maximize understanding of the issue,
  • Means of providing members of a professional discipline with a common language and a frame of reference for defining the boundaries of their profession, and
  • Means to guide and inform research so that it can, in turn, guide research efforts and improve professional practice.

Adapted from: Torraco, R. J. “Theory-Building Research Methods.” In Swanson R. A. and E. F. Holton III , editors. Human Resource Development Handbook: Linking Research and Practice . (San Francisco, CA: Berrett-Koehler, 1997): pp. 114-137; Jacard, James and Jacob Jacoby. Theory Construction and Model-Building Skills: A Practical Guide for Social Scientists . New York: Guilford, 2010; Ravitch, Sharon M. and Matthew Riggan. Reason and Rigor: How Conceptual Frameworks Guide Research . Second edition. Los Angeles, CA: SAGE, 2017; Sutton, Robert I. and Barry M. Staw. “What Theory is Not.” Administrative Science Quarterly 40 (September 1995): 371-384.

Structure and Writing Style

The theoretical framework may be rooted in a specific theory , in which case, your work is expected to test the validity of that existing theory in relation to specific events, issues, or phenomena. Many social science research papers fit into this rubric. For example, Peripheral Realism Theory, which categorizes perceived differences among nation-states as those that give orders, those that obey, and those that rebel, could be used as a means for understanding conflicted relationships among countries in Africa. A test of this theory could be the following: Does Peripheral Realism Theory help explain intra-state actions, such as, the disputed split between southern and northern Sudan that led to the creation of two nations?

However, you may not always be asked by your professor to test a specific theory in your paper, but to develop your own framework from which your analysis of the research problem is derived . Based upon the above example, it is perhaps easiest to understand the nature and function of a theoretical framework if it is viewed as an answer to two basic questions:

  • What is the research problem/question? [e.g., "How should the individual and the state relate during periods of conflict?"]
  • Why is your approach a feasible solution? [i.e., justify the application of your choice of a particular theory and explain why alternative constructs were rejected. I could choose instead to test Instrumentalist or Circumstantialists models developed among ethnic conflict theorists that rely upon socio-economic-political factors to explain individual-state relations and to apply this theoretical model to periods of war between nations].

The answers to these questions come from a thorough review of the literature and your course readings [summarized and analyzed in the next section of your paper] and the gaps in the research that emerge from the review process. With this in mind, a complete theoretical framework will likely not emerge until after you have completed a thorough review of the literature .

Just as a research problem in your paper requires contextualization and background information, a theory requires a framework for understanding its application to the topic being investigated. When writing and revising this part of your research paper, keep in mind the following:

  • Clearly describe the framework, concepts, models, or specific theories that underpin your study . This includes noting who the key theorists are in the field who have conducted research on the problem you are investigating and, when necessary, the historical context that supports the formulation of that theory. This latter element is particularly important if the theory is relatively unknown or it is borrowed from another discipline.
  • Position your theoretical framework within a broader context of related frameworks, concepts, models, or theories . As noted in the example above, there will likely be several concepts, theories, or models that can be used to help develop a framework for understanding the research problem. Therefore, note why the theory you've chosen is the appropriate one.
  • The present tense is used when writing about theory. Although the past tense can be used to describe the history of a theory or the role of key theorists, the construction of your theoretical framework is happening now.
  • You should make your theoretical assumptions as explicit as possible . Later, your discussion of methodology should be linked back to this theoretical framework.
  • Don’t just take what the theory says as a given! Reality is never accurately represented in such a simplistic way; if you imply that it can be, you fundamentally distort a reader's ability to understand the findings that emerge. Given this, always note the limitations of the theoretical framework you've chosen [i.e., what parts of the research problem require further investigation because the theory inadequately explains a certain phenomena].

The Conceptual Framework. College of Education. Alabama State University; Conceptual Framework: What Do You Think is Going On? College of Engineering. University of Michigan; Drafting an Argument. Writing@CSU. Colorado State University; Lynham, Susan A. “The General Method of Theory-Building Research in Applied Disciplines.” Advances in Developing Human Resources 4 (August 2002): 221-241; Tavallaei, Mehdi and Mansor Abu Talib. "A General Perspective on the Role of Theory in Qualitative Research." Journal of International Social Research 3 (Spring 2010); Ravitch, Sharon M. and Matthew Riggan. Reason and Rigor: How Conceptual Frameworks Guide Research . Second edition. Los Angeles, CA: SAGE, 2017; Reyes, Victoria. Demystifying the Journal Article. Inside Higher Education; Trochim, William M.K. Philosophy of Research. Research Methods Knowledge Base. 2006; Weick, Karl E. “The Work of Theorizing.” In Theorizing in Social Science: The Context of Discovery . Richard Swedberg, editor. (Stanford, CA: Stanford University Press, 2014), pp. 177-194.

Writing Tip

Borrowing Theoretical Constructs from Other Disciplines

An increasingly important trend in the social and behavioral sciences is to think about and attempt to understand research problems from an interdisciplinary perspective. One way to do this is to not rely exclusively on the theories developed within your particular discipline, but to think about how an issue might be informed by theories developed in other disciplines. For example, if you are a political science student studying the rhetorical strategies used by female incumbents in state legislature campaigns, theories about the use of language could be derived, not only from political science, but linguistics, communication studies, philosophy, psychology, and, in this particular case, feminist studies. Building theoretical frameworks based on the postulates and hypotheses developed in other disciplinary contexts can be both enlightening and an effective way to be more engaged in the research topic.

CohenMiller, A. S. and P. Elizabeth Pate. "A Model for Developing Interdisciplinary Research Theoretical Frameworks." The Qualitative Researcher 24 (2019): 1211-1226; Frodeman, Robert. The Oxford Handbook of Interdisciplinarity . New York: Oxford University Press, 2010.

Another Writing Tip

Don't Undertheorize!

Do not leave the theory hanging out there in the introduction never to be mentioned again. Undertheorizing weakens your paper. The theoretical framework you describe should guide your study throughout the paper. Be sure to always connect theory to the review of pertinent literature and to explain in the discussion part of your paper how the theoretical framework you chose supports analysis of the research problem or, if appropriate, how the theoretical framework was found to be inadequate in explaining the phenomenon you were investigating. In that case, don't be afraid to propose your own theory based on your findings.

Yet Another Writing Tip

What's a Theory? What's a Hypothesis?

The terms theory and hypothesis are often used interchangeably in newspapers and popular magazines and in non-academic settings. However, the difference between theory and hypothesis in scholarly research is important, particularly when using an experimental design. A theory is a well-established principle that has been developed to explain some aspect of the natural world. Theories arise from repeated observation and testing and incorporates facts, laws, predictions, and tested assumptions that are widely accepted [e.g., rational choice theory; grounded theory; critical race theory].

A hypothesis is a specific, testable prediction about what you expect to happen in your study. For example, an experiment designed to look at the relationship between study habits and test anxiety might have a hypothesis that states, "We predict that students with better study habits will suffer less test anxiety." Unless your study is exploratory in nature, your hypothesis should always explain what you expect to happen during the course of your research.

The key distinctions are:

  • A theory predicts events in a broad, general context;  a hypothesis makes a specific prediction about a specified set of circumstances.
  • A theory has been extensively tested and is generally accepted among a set of scholars; a hypothesis is a speculative guess that has yet to be tested.

Cherry, Kendra. Introduction to Research Methods: Theory and Hypothesis. About.com Psychology; Gezae, Michael et al. Welcome Presentation on Hypothesis. Slideshare presentation.

Still Yet Another Writing Tip

Be Prepared to Challenge the Validity of an Existing Theory

Theories are meant to be tested and their underlying assumptions challenged; they are not rigid or intransigent, but are meant to set forth general principles for explaining phenomena or predicting outcomes. Given this, testing theoretical assumptions is an important way that knowledge in any discipline develops and grows. If you're asked to apply an existing theory to a research problem, the analysis will likely include the expectation by your professor that you should offer modifications to the theory based on your research findings.

Indications that theoretical assumptions may need to be modified can include the following:

  • Your findings suggest that the theory does not explain or account for current conditions or circumstances or the passage of time,
  • The study reveals a finding that is incompatible with what the theory attempts to explain or predict, or
  • Your analysis reveals that the theory overly generalizes behaviors or actions without taking into consideration specific factors revealed from your analysis [e.g., factors related to culture, nationality, history, gender, ethnicity, age, geographic location, legal norms or customs , religion, social class, socioeconomic status, etc.].

Philipsen, Kristian. "Theory Building: Using Abductive Search Strategies." In Collaborative Research Design: Working with Business for Meaningful Findings . Per Vagn Freytag and Louise Young, editors. (Singapore: Springer Nature, 2018), pp. 45-71; Shepherd, Dean A. and Roy Suddaby. "Theory Building: A Review and Integration." Journal of Management 43 (2017): 59-86.

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Example Theoretical Framework of a Dissertation or Thesis

Published on 8 July 2022 by Sarah Vinz . Revised on 10 October 2022.

Your theoretical framework defines the key concepts in your research, suggests relationships between them, and discusses relevant theories based on your literature review .

A strong theoretical framework gives your research direction, allowing you to convincingly interpret, explain, and generalise from your findings.

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Table of contents

Sample problem statement and research questions, sample theoretical framework, your theoretical framework, frequently asked questions about sample theoretical frameworks.

Your theoretical framework is based on:

  • Your problem statement
  • Your research questions
  • Your literature review

To investigate this problem, you have zeroed in on the following problem statement, objective, and research questions:

  • Problem : Many online customers do not return to make subsequent purchases.
  • Objective : To increase the quantity of return customers.
  • Research question : How can the satisfaction of the boutique’s online customers be improved in order to increase the quantity of return customers?

The concepts of ‘customer loyalty’ and ‘customer satisfaction’ are clearly central to this study, along with their relationship to the likelihood that a customer will return. Your theoretical framework should define these concepts and discuss theories about the relationship between these variables.

Some sub-questions could include:

  • What is the relationship between customer loyalty and customer satisfaction?
  • How satisfied and loyal are the boutique’s online customers currently?
  • What factors affect the satisfaction and loyalty of the boutique’s online customers?

As the concepts of ‘loyalty’ and ‘customer satisfaction’ play a major role in the investigation and will later be measured, they are essential concepts to define within your theoretical framework .

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Below is a simplified example showing how you can describe and compare theories. In this example, we focus on the concept of customer satisfaction introduced above.

Customer satisfaction

Thomassen (2003, p. 69) defines customer satisfaction as ‘the perception of the customer as a result of consciously or unconsciously comparing their experiences with their expectations’. Kotler and Keller (2008, p. 80) build on this definition, stating that customer satisfaction is determined by ‘the degree to which someone is happy or disappointed with the observed performance of a product in relation to his or her expectations’.

Performance that is below expectations leads to a dissatisfied customer, while performance that satisfies expectations produces satisfied customers (Kotler & Keller, 2003, p. 80).

The definition of Zeithaml and Bitner (2003, p. 86) is slightly different from that of Thomassen. They posit that ‘satisfaction is the consumer fulfillment response. It is a judgement that a product or service feature, or the product of service itself, provides a pleasurable level of consumption-related fulfillment.’ Zeithaml and Bitner’s emphasis is thus on obtaining a certain satisfaction in relation to purchasing.

Thomassen’s definition is the most relevant to the aims of this study, given the emphasis it places on unconscious perception. Although Zeithaml and Bitner, like Thomassen, say that customer satisfaction is a reaction to the experience gained, there is no distinction between conscious and unconscious comparisons in their definition.

The boutique claims in its mission statement that it wants to sell not only a product, but also a feeling. As a result, unconscious comparison will play an important role in the satisfaction of its customers. Thomassen’s definition is therefore more relevant.

Thomassen’s Customer Satisfaction Model

According to Thomassen, both the so-called ‘value proposition’ and other influences have an impact on final customer satisfaction. In his satisfaction model (Fig. 1), Thomassen shows that word-of-mouth, personal needs, past experiences, and marketing and public relations determine customers’ needs and expectations.

These factors are compared to their experiences, with the interplay between expectations and experiences determining a customer’s satisfaction level. Thomassen’s model is important for this study as it allows us to determine both the extent to which the boutique’s customers are satisfied, as well as where improvements can be made.

Figure 1 Customer satisfaction creation 

Framework Thomassen

Of course, you could analyse the concepts more thoroughly and compare additional definitions to each other. You could also discuss the theories and ideas of key authors in greater detail and provide several models to illustrate different concepts.

A theoretical framework can sometimes be integrated into a  literature review chapter , but it can also be included as its own chapter or section in your dissertation . As a rule of thumb, if your research involves dealing with a lot of complex theories, it’s a good idea to include a separate theoretical framework chapter.

While a theoretical framework describes the theoretical underpinnings of your work based on existing research, a conceptual framework allows you to draw your own conclusions, mapping out the variables you may use in your study and the interplay between them.

A literature review and a theoretical framework are not the same thing and cannot be used interchangeably. While a theoretical framework describes the theoretical underpinnings of your work, a literature review critically evaluates existing research relating to your topic. You’ll likely need both in your dissertation .

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Sarah Vinz

Sarah's academic background includes a Master of Arts in English, a Master of International Affairs degree, and a Bachelor of Arts in Political Science. She loves the challenge of finding the perfect formulation or wording and derives much satisfaction from helping students take their academic writing up a notch.

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Guide for Thesis Research

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Some Articles About Theory

The following are articles that may help you understand the importance of theory as a fundamental aspect of academic research.

  • It's Just a Theory
  • Literature Reviews, Conceptual Frameworks, and Theoretical Frameworks: Terms, Functions, and Distinctions
  • Use of Theoretical Frameworks in Research

Why is theory important?

thesis writing theoretical framework

Theories reflect previous study and analysis that has been conducted in your field.  They propose explanations for phenomena that occur in an area of study. Over time, theories are reexamined, refined, and sometimes discarded in favor of new ones, always with the purpose of providing ever more accurate explanations for the dynamics that operate in our world.

The following quote, taken from John Kuada's book Research Methodology: A Project Guide for University Students , helps to explain the importance of theory when developing a research project:

“Theory provides the language, the concepts, and assumptions that help researchers to make sense of the phenomenon that they seek to investigate. It enables researchers to connect the issues they are investigating to the existing body of knowledge in the area” (Kuada, 2012, p. 64).

A theory can help researchers make predictions about the phenomena they are setting out to study. They can be informative in terms of determining what variables should be observed, as well as how data should be collected, analyzed, and interpreted on the way to presenting and justifying conclusions. 

As a researcher working on a project, it is essential that you be aware of theories that have gained prominence in your field. Think of scholarship as an ongoing conversation. As people publish ideas and develop theories, they help shape that conversation. When you do research and present your findings and ideas, you are joining in on those discussions. You become a contributor. Therefore, it is good to have a sense of what has been said before.

Identify major theories in your field. Be conscious of the fundamental concepts that have guided scholars in your area, and be aware of emerging perspectives and trends. Try to identify a theoretical base from which you can develop your arguments. This will greatly strengthen your positions when the time comes to present your thesis.

Resources About Theory and Theoretical Frameworks

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Conceptual and Theoretical Frameworks for Thesis Studies: What you must know

thesis writing theoretical framework

A theoretical framework is a conceptual model that provides a systematic and structured way of thinking about a research problem or question. It helps to identify key variables and the relationships between them and to guide the selection and interpretation of data. Theoretical frameworks draw on existing theories and research and can be used to develop new hypotheses or test existing ones. They provide a foundation for research design, data collection, and analysis and can help to ensure that research is relevant, rigorous, and coherent. Theoretical frameworks are common in many disciplines, including social sciences, natural sciences, and humanities, and are essential for building knowledge and advancing understanding in a field.

This article explains the importance of frameworks in a thesis study and the differences between conceptual frameworks and theoretical frameworks. It provides guidelines on how to write a thesis framework, definitions of variable types, and examples of framework types.

What is a research framework and why do I need one?

When planning your thesis study, you need to justify your research and explain its design to your readers. This is called the research framework.

When planning your thesis study, you need to justify your research and explain its design to your readers. This is called the research framework. Think of it as the foundation of a building. A good building needs a strong foundation. Similarly, your research needs to be supported by reviewing and explaining the existing knowledge in the field, describing how your research study will fit within or contribute to the existing literature (e.g., it could challenge or test an existing theory or address a knowledge gap), and informing the reader how your study design aligns with your thesis question or hypothesis.

Important components of the framework are a literature review of recent studies associated with your thesis topic as well as theories/models used in your field of research. The literature review acts as a filtering tool to select appropriate thesis questions and guide data collection, analysis, and interpretation of your findings. Think broadly! Apart from reviewing relevant published papers in your field of research, also explore theories that you have come across in your undergraduate courses, other published thesis studies, encyclopedias, and handbooks.

There are two types of research frameworks: theoretical and conceptual .

What is a conceptual framework?

A conceptual framework is a written or visual representation that explains the study variables and their relationships with each other. The starting point is a literature review of existing studies and theories about your topic.

Steps to develop a conceptual framework

  • Clarify your study topic by identifying and defining key concepts in your thesis problem statement and thesis question. Essentially, your thesis should address a knowledge gap.
  • Perform a literature review to provide a background to interpret and explain the study findings. Also, draw on empirical knowledge that you have gained from personal experience.
  • Identify crucial variables from the literature review and your empirical knowledge, classify them as dependent or independent variables, and define them.
  • Brainstorm all the possible factors that could affect each dependent variable.
  • Propose relationships among the variables and determine any associations that exist between all variables.
  • Use a flowchart or tree diagram to present your conceptual framework.

Types of variables

When developing a conceptual framework, you will need to identify the following:

  • Independent variables
  • Dependent variables
  • Moderating variables
  • Mediating variables
  • Control variables

First, identify the independent (cause) and dependent (effect) variables in your study. Then, identify variables that influence this relationship, such as moderating variables, mediating variables, and control variables. A moderating variable changes the relationship between independent and dependent variables when its value increases or decreases. A mediating variable links independent and dependent variables to better explain the relationship between them. A control variable could potentially impact the cause-and-effect relationship but is kept constant throughout the study so that its effects on the findings/outcomes can be ruled out.

Example of a conceptual framework

You want to investigate the hours spent exercising (cause) on childhood obesity (effect).

thesis writing theoretical framework

Now, you need to consider moderating variables that affect the cause-and-effect relationship. In our example, the amount of junk food eaten would affect the level of obesity.

thesis writing theoretical framework

Next, you need to consider mediating variables. In our example, the maximum heart rate during exercise would affect the child’s weight.

thesis writing theoretical framework

Finally, you need to consider control variables. In this example, because we do not want to investigate the role of age in obesity, we can use this as a control variable. Thus, the study subjects would be children of a specific age (e.g., aged 6–10 years).

thesis writing theoretical framework

What is a theoretical framework?

A theoretical framework provides a general framework for data analysis. It defines the concepts used and explains existing theories and models in your field of research.

A theoretical framework provides a general framework for data analysis. It defines the concepts used and explains existing theories and models in your field of research. It also explains any assumptions that were used to inform your approach and your choice of specific rationales. Theoretical frameworks are often used in the fields of social sciences.

Purpose of a theoretical framework

  • Test and challenge existing theories
  • Establish orderly connections between observations and facts
  • Predict and control situations
  • Develop hypotheses

Steps to develop a theoretical framework

  • Identify and define key concepts in your thesis problem statement and thesis question.
  • Explain and evaluate existing theories by writing a literature review that describes the concepts, models, and theories that support your study.
  • Choose the theory that best explains the relationships between the key variables in your study.
  • Explain how your research study fills a knowledge gap or fits into existing studies (e.g., testing if an established theory applies to your thesis context).
  • Discuss the relevance of any theoretical assumptions and limitations.

A thesis topic can be approached from a variety of angles, depending on the theories used.

  • In psychology, a behavioral approach would use different methods and assumptions compared with a cognitive approach when treating anxiety.
  • In literature, a book could be analyzed using different literary theories, such as Marxism or poststructuralism.

Structuring a theoretical framework

The structure of a theoretical framework is fluid, and there are no specific rules that need to be followed, as long as it is clearly and logically presented.

The theoretical framework is a natural extension of your literature review. The literature review should identify gaps in the field of your research, and reviewing existing theories will help to determine how these can be addressed. The structure of a theoretical framework is fluid, and there are no specific rules that need to be followed, as long as it is clearly and logically presented. The theoretical framework is sometimes integrated into the literature review chapter of a thesis, but it can also be included as a separate chapter, depending on the complexity of the theories.

Example of a theoretical framework

The sales staff at Company X are unmotivated and struggling to meet their monthly targets. Some members of the management team believe that this could be achieved by implementing a comprehensive product-training program, but others believe that introducing a sales commission structure will help.

Company X is not achieving their monthly sales targets

To increase monthly sales.

Research question:

How can Company X motivate their sales team to achieve its monthly sales targets?

Sub-questions:

  • Why do the sales staff feel unmotivated?
  • What is the relationship between motivation and monetary rewards?
  • Do the sales staff feel that they have sufficient product knowledge?

Theoretical framework:

A literature search will need to be performed to understand the background of the many different theories of motivation in psychology. For example, Maslow’s Hierarchy of Needs (basic human needs—physiological, safety, love/belonging, esteem, and self-actualization—have to be fulfilled before one can live up to their true potential), Vroom’s Theory of Expectancy (people decide upon their actions based on the outcomes they expect), and Locke’s Goal-Setting Theory (goals are a key driver of one’s behavior). These theories would need to be investigated to determine which would be the best approach to increase the motivation of the sales staff in Company X so that the monthly sales targets are met.

A robust conceptual or theoretical framework is crucial when writing a thesis/dissertation. It defines your research gap, identifies your approach, and guides the interpretation of your results.

A thesis is the most important document you will write during your academic studies. For professional thesis editing and thesis proofreading services, check out Enago's Thesis Editing service s for more information.

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What type of framework is used in the Humanities and Social Sciences (HSS) domain? +

Theoretical frameworks are typically used in the HSS domain, while conceptual frameworks are used in the Sciences domain.

What is the difference between mediating versus moderating variables? +

The difference between mediators and moderators can be confusing. A moderating variable is unaffected by the independent variable and can increase or decrease the strength of the relationship between the independent and dependent variables. A mediating variable is affected by the independent variable and can explain the relationship between the independent and dependent variables. T he statistical correlation between the independent and dependent variables is higher when the mediating variable is excluded.

What software should I use to present my conceptual framework? +

The software program Creately provides some useful templates that can help you get started. Other recommended programs are SmartDraw , Inkscape , and diagrams.net .

Mary DePew Resource Center for Research Writing: Theoretical Frameworks

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A theoretical framework consists of concepts and, together with their definitions and reference to relevant scholarly literature, existing theory that is used for your particular study.  Theoretical frameworks provide a perspective through which to examine a topic, especially when constructing your dissertation. There are many different lenses, which may be used to define specific concepts and explain phenomena. Different lenses can be:

  • psychological theories
  • social theories
  • organizational theories
  • economic theories

Sometimes frameworks may come from an area outside of your immediate academic discipline.  Using a theoretical framework for your dissertation will help you to better analyze past events by providing a particular set of questions to ask and a perspective to use when examining your topic.

Traditionally, Ph.D. and Applied Degree research must include relevant theoretical framework(s) to frame, or inform, every aspect of the dissertation. Dissertations should make an  original  contribution to the field by adding support for the theory or demonstrating ways in which the theory may not be as explanatory as originally thought.

It can be difficult to find scholarly work that takes a particular theoretical approach because articles, books, and book chapters are typically described according to the topics they tackle rather than the methods they use to tackle them.

Unfortunately, there is no single database or search technique for locating theoretical information. However, the suggestions below provide techniques for locating possible theoretical frameworks and theorists in the CUC library databases.  In addition to your Library research, you should discuss possible theories your Dissertation Chair to ensure they align with your study.   You will likely find and discard several potential theoretical frameworks before one is finally chosen.

I.  Developing the Framework

Here are some strategies to develop of an effective theoretical framework:

  • Examine your thesis title and research problem . The research problem anchors your entire study and forms the basis from which you construct your theoretical framework.
  • Brainstorm about what you consider to be the key variables in your research . Answer the question, "What factors contribute to the presumed effect?"
  • Review related literature  to find how scholars have addressed your research question.
  • List  the constructs and variables  that might be relevant to your study. Group these variables into independent and dependent categories.
  • Review key social science theories  that are introduced to you in your course readings and choose the theory that can best explain the relationships between the key variables in your study [note the Writing Tip on this page].
  • Discuss the assumptions or propositions  of this theory and point out their relevance to your research.

A theoretical framework is used to limit the scope of the relevant data  by focusing on specific variables and defining the specific viewpoint [framework] that the researcher will take in analyzing and interpreting the data to be gathered. It also facilitates the understanding of concepts and variables according to given definitions and builds new knowledge by validating or challenging theoretical assumptions.

II.  Purpose

Think of theories as the conceptual basis for understanding, analyzing, and designing ways to investigate relationships within social systems.  To that end, the following roles served by a theory can help guide the development of your framework.

  • Means by which new research data can be interpreted and coded for future use,
  • Response to new problems that have no previously identified solutions strategy,
  • Means for identifying and defining research problems,
  • Means for prescribing or evaluating solutions to research problems,
  • Ways of discerning certain facts among the accumulated knowledge that are important and which facts are not,
  • Means of giving old data new interpretations and new meaning,
  • Means by which to identify important new issues and prescribe the most critical research questions that need to be answered to maximize understanding of the issue,
  • Means of providing members of a professional discipline with a common language and a frame of reference for defining the boundaries of their profession, and
  • Means to guide and inform research so that it can, in turn, guide research efforts and improve professional practice.

Adapted from: Torraco, R. J. “Theory-Building Research Methods.” In Swanson R. A. and E. F. Holton III , editors.  Human Resource Development Handbook: Linking Research and Practice . (San Francisco, CA: Berrett-Koehler, 1997): pp. 114-137; Jacard, James and Jacob Jacoby.  Theory Construction and Model-Building Skills: A Practical Guide for Social Scientists . New York: Guilford, 2010; Sutton, Robert I. and Barry M. Staw. “What Theory is Not.”  Administrative Science Quarterly  40 (September 1995): 371-384.

No framework is necessarily more effective than another. Frameworks serve to provide a conceptual overview, separate from methodologies or implementation. Though there are thousands of theoretical frameworks leveraged in teaching, some of the more popular frameworks are:

  • Andragogy/Adult Learning Theory  – Theorists like Knowles (1980) believed adults are problem-oriented participants that want to incorporate experience and self-direction into subjects or projects that are relevant to their lives. Andragogic education tends to incorporate methods like constructivism and connectivism, leveraging task-oriented processes and projects, also stressing application.
  • Behaviorism  – Theorists like Skinner (1953) often focused on observable behavior, believing learning was supported through drill & practice and related reinforcement.  Behaviorist instruction tends to be directive, incorporating lectures and practice problems, often leveraging objective assessments including multiple choice questions or other rote approaches.  
  • Cognitivism  – Theorists like Gagné (Gagne, Wager, Golas, & Keller, 2004) focused more on thought processes and structures. For instance, Gagné developed nine events of instruction to describe optimal conditions for learning. Cognitivist instruction often incorporates lecture along with methods like visual tools or organizers to promote retention.  It may leverage objective assessments with multiple choice, though also including response or essay activities for learners to demonstrate thought processes.
  • Connectivism  – Theorists like Siemens & Downes (2009) saw learners as part of many nodes or connections, driving their personal learning by leveraging the knowledge of that network, and contributing to the knowledge infrastructure. Connectivist instruction tends to be self-directed, including a variety of information sources/references and is often used in online education. It could also be considered a constructivist approach.
  • Constructivism  – Theorists like Piaget (1950) & Brunner (1961) proposed individuals construct knowledge from within, contributing to the process by incorporating personal experience. Constructivist instruction tends to be social and exploratory, sometimes without clearly defined outcomes, often leveraging critical thinking activities, peer review, and/or collaborative projects.
  • Objectivism  – Theorists or writers like Rand (1943) believed knowledge exists outside the individual as opposed to constructivist perspectives valuing knowledge from within. Objectivist frameworks can describe both behaviorist and cognitivist perspectives. Objectivist instruction tends to be directive and linear, valuing inductive logic, and often leverages objective assessments.

Credit to Central Michigan

  • National University: Theoretical Frameworks Sheet
  • Grant, C., & Osanloo, A. (2014). Understanding, Selecting, and Integrating a Theoretical Framework in Dissertation Research: Creating the Blueprint for Your “House.” Administrative Issues Journal: Education, Practice & Research, 4(2), 12–26. https://doi.o
  • Kumar, S., Dawson, K., Pollard, R., & Jeter, G. (2022). Analyzing Theories, Conceptual Frameworks, and Research Methods in EdD Dissertations. TechTrends: Linking Research & Practice to Improve Learning, 66(4), 721–728. https://doi.org/10.1007/s11528-022-0
  • Tegtmeyer, J. (2022). Building a Dissertation Conceptual and Theoretical Framework: A Recent Doctoral Graduate Narrates behind the Curtain Development. Penn GSE Perspectives on Urban Education, 20(1).
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6 Steps to Mastering the Theoretical Framework of a Dissertation

Tonya Thompson

As the pivotal section of your dissertation, the theoretical framework will be the lens through which your readers should evaluate your research. It's also a necessary part of your writing and research processes from which every written section will be built.

In their journal article titled Understanding, selecting, and integrating a theoretical framework in dissertation research: Creating the blueprint for your "house" , authors Cynthia Grant and Azadeh Osanloo write:

The theoretical framework is one of the most important aspects in the research process, yet is often misunderstood by doctoral candidates as they prepare their dissertation research study. The importance of theory-driven thinking and acting is emphasized in relation to the selection of a topic, the development of research questions, the conceptualization of the literature review, the design approach, and the analysis plan for the dissertation study. Using a metaphor of the "blueprint" of a house, this article explains the application of a theoretical framework in a dissertation. Administrative Issues Journal

They continue in their paper to discuss how architects and contractors understand that prior to building a house, there must be a blueprint created. This blueprint will then serve as a guide for everyone involved in the construction of the home, including those building the foundation, installing the plumbing and electrical systems, etc. They then state, We believe the blueprint is an appropriate analogy of the theoretical framework of the dissertation.

As with drawing and creating any blueprint, it is often the most difficult part of the building process. Many potential conflicts must be considered and mitigated, and much thought must be put into how the foundation will support the rest of the home. Without proper consideration on the front end, the entire structure could be at risk.

Your theoretical framework is the blueprint for your entire dissertation.

With this in mind, I'm going to discuss six steps to mastering the theoretical framework section—the "blueprint" for your dissertation. If you follow these steps and complete the checklist included, your blueprint is guaranteed to be a solid one.

Complete your review of literature first

In order to identify the scope of your theoretical framework, you'll need to address research that has already been completed by others, as well as gaps in the research. Understanding this, it's clear why you'll need to complete your review of literature before you can adequately write a theoretical framework for your dissertation or thesis.

Simply put, before conducting any extensive research on a topic or hypothesis, you need to understand where the gaps are and how they can be filled. As will be mentioned in a later step, it's important to note within your theoretical framework if you have closed any gaps in the literature through your research. It's also important to know the research that has laid a foundation for the current knowledge, including any theories, assumptions, or studies that have been done that you can draw on for your own. Without performing this necessary step, you're likely to produce research that is redundant, and therefore not likely to be published.

Understand the purpose of a theoretical framework

When you present a research problem, an important step in doing so is to provide context and background to that specific problem. This allows your reader to understand both the scope and the purpose of your research, while giving you a direction in your writing. Just as a blueprint for a home needs to provide needed context to all of the builders and professionals involved in the building process, so does the theoretical framework of your dissertation.

So, in building your theoretical framework, there are several details that need to be considered and explained, including:

  • The definition of any concepts or theories you're building on or exploring (this is especially important if it is a theory that is taken from another discipline or is relatively new).
  • The context in which this concept has been explored in the past.
  • The important literature that has already been published on the concept or theory, including citations.
  • The context in which you plan to explore the concept or theory. You can briefly mention your intended methods used, along with methods that have been used in the past—but keep in mind that there will be a separate section of your dissertation to present these in detail.
  • Any gaps that you hope to fill in the research
  • Any limitations encountered by past researchers and any that you encountered in your own exploration of the topic.
  • Basically, your theoretical framework helps to give your reader a general understanding of the research problem, how it has already been explored, and where your research falls in the scope of it. In such, be sure to keep it written in present tense, since it is research that is presently being done. When you refer to past research by others, you can do so in past tense, but anything related to your own research should be written in the present.

Use your theoretical framework to justify your research

In your literature review, you'll focus on finding research that has been conducted that is pertinent to your own study. This could be literature that establishes theories connected with your research, or provides pertinent analytic models. You will then mention these theories or models in your own theoretical framework and justify why they are the basis of—or relevant to—your research.

Basically, think of your theoretical framework as a quick, powerful way to justify to your reader why this research is important. If you are expanding upon past research by other scholars, your theoretical framework should mention the foundation they've laid and why it is important to build on that, or how it needs to be applied to a more modern concept. If there are gaps in the research on certain topics or theories, and your research fills these gaps, mention that in your theoretical framework, as well. It is your opportunity to justify the work you've done in a scientific context—both to your dissertation committee and to any publications interested in publishing your work.

Keep it within three to five pages

While there are usually no hard and fast rules related to the length of your theoretical framework, it is most common to keep it within three to five pages. This length should be enough to provide all of the relevant information to your reader without going into depth about the theories or assumptions mentioned. If you find yourself needing many more pages to write your theoretical framework, it is likely that you've failed to provide a succinct explanation for a theory, concept, or past study. Remember—you'll have ample opportunity throughout the course of writing your dissertation to expand and expound on these concepts, past studies, methods, and hypotheses. Your theoretical framework is not the place for these details.

If you've written an abstract, consider your theoretical framework to be somewhat of an extended abstract. It should offer a glimpse of the entirety of your research without going into a detailed explanation of the methods or background of it. In many cases, chiseling the theoretical framework down to the three to five-page length is a process of determining whether detail is needed in establishing understanding for your reader.

Reducing your theoretical framework to three to five pages is a process of chiseling down the excess details that should be included in the separate sections of your dissertation

Use models and other graphics

Since your theoretical framework should clarify complicated theories or assumptions related to your research, it's often a good idea to include models and other helpful graphics to achieve this aim. If space is an issue, most formats allow you to include these illustrations or models in the appendix of your paper and refer to them within the main text.

Use a checklist after completing your first draft

You should consider the following questions as you draft your theoretical framework and check them off as a checklist after completing your first draft:

  • Have the main theories and models related to your research been presented and briefly explained? In other words, does it offer an explicit statement of assumptions and/or theories that allows the reader to make a critical evaluation of them?
  • Have you correctly cited the main scientific articles on the subject?
  • Does it tell the reader about current knowledge related to the assumptions/theories and any gaps in that knowledge?
  • Does it offer information related to notable connections between concepts?
  • Does it include a relevant theory that forms the basis of your hypotheses and methods?
  • Does it answer the question of "why" your research is valid and important? In other words, does it provide scientific justification for your research?
  • If your research fills a gap in the literature, does your theoretical framework state this explicitly?
  • Does it include the constructs and variables (both independent and dependent) that are relevant to your study?
  • Does it state assumptions and propositions that are relevant to your research (along with the guiding theories related to these)?
  • Does it "frame" your entire research, giving it direction and a backbone to support your hypotheses?
  • Are your research questions answered?
  • Is it logical?
  • Is it free of grammar, punctuation, spelling, and syntax errors?

A final note

In conclusion, I would like to leave you with a quote from Grant and Osanloo:

The importance of utilizing a theoretical framework in a dissertation study cannot be stressed enough. The theoretical framework is the foundation from which all knowledge is constructed (metaphorically and literally) for a research study. It serves as the structure and support for the rationale for the study, the problem statement, the purpose, the significance, and the research questions. The theoretical framework provides a grounding base, or an anchor, for the literature review, and most importantly, the methods and analysis. Administrative Issues Journal

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Your thesis always requires a theoretical foundation that contextualizes the research or development task. You need to construct this theoretical framework based on previously published knowledge, such as relevant literature, research articles, or reliable internet sources. You can also use expert interviews, lecture materials, or previous theses and dissertations as part of your theoretical framework. When writing the theoretical framework, it should be reflective and connected to practical application. The text should include your own reflections, so you need to write the information you have read in your own words and provide in-text citations to indicate when the text is based on sources and when it is your own writing. Plagiarism is strictly prohibited. Include in the theoretical framework only the necessary information that you will need for the practical part. Do not present conclusions at this stage.  

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Organizing Academic Research Papers: Theoretical Framework

  • Purpose of Guide
  • Design Flaws to Avoid
  • Glossary of Research Terms
  • Narrowing a Topic Idea
  • Broadening a Topic Idea
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  • Choosing a Title
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  • Paragraph Development
  • Executive Summary
  • Background Information
  • The Research Problem/Question
  • Theoretical Framework
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  • Secondary Sources
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  • Limitations of the Study
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  • Dealing with Nervousness
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  • Multiple Book Review Essay
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  • About Informed Consent
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  • Acknowledgements

Theories are formulated to explain, predict, and understand phenomena and, in many cases, to challenge and extend existing knowledge, within the limits of the critical bounding assumptions. The theoretical framework is the structure that can hold or support a theory of a research study. The theoretical framework introduces and describes the theory which explains why the research problem under study exists.

Importance of Theory

A theoretical framework consists of concepts, together with their definitions, and existing theory/theories that are used for your particular study. The theoretical framework must demonstrate an understanding of theories and concepts that are relevant to the topic of your  research paper and that will relate it to the broader fields of knowledge in the class you are taking.

The theoretical framework is not something that is found readily available in the literature . You must review course readings and pertinent research literature for theories and analytic models that are relevant to the research problem you are investigating. The selection of a theory should depend on its appropriateness, ease of application, and explanatory power.

The theoretical framework strengthens the study in the following ways .

  • An explicit statement of  theoretical assumptions permits the reader to evaluate them critically.
  • The theoretical framework connects the researcher to existing knowledge. Guided by a relevant theory, you are given a basis for your hypotheses and choice of research methods.
  • Articulating the theoretical assumptions of a research study forces you to address questions of why and how. It permits you to move from simply describing a phenomenon observed to generalizing about various aspects of that phenomenon.
  • Having a theory helps you to identify the limits to those generalizations. A theoretical framework specifies which key variables influence a phenomenon of interest. It alerts you to examine how those key variables might differ and under what circumstances.

By virtue of its application nature, good theory in the social sciences is of value precisely because it fulfills one primary purpose: to explain the meaning, nature, and challenges of a phenomenon, often experienced but unexplained in the world in which we live, so that we may use that knowledge and understanding to act in more informed and effective ways.

The Conceptual Framework. College of Education. Alabama State University; Drafting an Argument . Writing@CSU. Colorado State University; Trochim, William M.K. Philosophy of Research. Research Methods Knowledge Base. 2006.

Strategies for Developing the Theoretical Framework

I.  Developing the Framework

Here are some strategies to develop of an effective theoretical framework:

  • Examine your thesis title and research problem . The research problem anchors your entire study and forms the basis from which you construct your theoretical framework.
  • Brainstorm on what you consider to be the key variables in your research . Answer the question, what factors contribute to the presumed effect?
  • Review related literature to find answers to your research question.
  • List  the constructs and variables that might be relevant to your study. Group these variables into independent and dependent categories.
  • Review the key social science theories that are introduced to you in your course readings and choose the theory or theories that can best explain the relationships between the key variables in your study [note the Writing Tip on this page].
  • Discuss the assumptions or propositions of this theory and point out their relevance to your research.

A theoretical framework is used to limit the scope of the relevant data by focusing on specific variables and defining the specific viewpoint (framework) that the researcher will take in analyzing and interpreting the data to be gathered, understanding concepts and variables according to the given definitions, and building knowledge by validating or challenging theoretical assumptions.

II.  Purpose

Think of theories as the conceptual basis for understanding, analyzing, and designing ways to investigate relationships within social systems. To the end, the following roles served by a theory can help guide the development of your framework.*

  • Means by which new research data can be interpreted and coded for future use,
  • Response to new problems that have no previously identified solutions strategy,
  • Means for identifying and defining research problems,
  • Means for prescribing or evaluating solutions to research problems,
  • Way of telling us that certain facts among the accumulated knowledge are important and which facts are not,
  • Means of giving old data new interpretations and new meaning,
  • Means by which to identify important new issues and prescribe the most critical research questions that need to be answered to maximize understanding of the issue,
  • Means of providing members of a professional discipline with a common language and a frame of reference for defining boundaries of their profession, and
  • Means to guide and inform research so that it can, in turn, guide research efforts and improve professional practice.

*Adapted from: Torraco, R. J. “Theory-Building Research Methods.” In Swanson R. A. and E. F. Holton III , editors. Human Resource Development Handbook: Linking Research and Practice . (San Francisco, CA: Berrett-Koehler, 1997): pp. 114-137; Sutton, Robert I. and Barry M. Staw. “What Theory is Not.” Administrative Science Quarterly 40 (September 1995): 371-384.

Structure and Writing Style

The theoretical framework may be rooted in a specific theory , in which case, you are expected to test the validity of an existing theory in relation to specific events, issues, or phenomena. Many social science research papers fit into this rubric. For example, Peripheral Realism theory, which categorizes perceived differences between nation-states as those that give orders, those that obey, and those that rebel, could be used as a means for understanding conflicted relationships among countries in Africa. A test of this theory could be the following: Does Peripheral Realism theory help explain intra-state actions, such as, the growing split between southern and northern Sudan that may likely lead to the creation of two nations?

However, you may not always be asked by your professor to test a specific theory in your paper, but to develop your own framework from which your analysis of the research problem is derived . Given this, it is perhaps easiest to understand the nature and function of a theoretical framework if it is viewed as the answer to two basic questions:

  • What is the research problem/question? [e.g., "How should the individual and the state relate during periods of conflict?"]
  • Why is your approach a feasible solution? [I could choose to test Instrumentalist or Circumstantialists models developed among Ethnic Conflict Theorists that rely upon socio-economic-political factors to explain individual-state relations and to apply this theoretical model to periods of war between nations].

The answers to these questions come from a thorough review of the literature and your course readings [summarized and analyzed in the next section of your paper] and the gaps in the research that emerge from the review process. With this in mind, a complete theoretical framework will likely not emerge until after you have completed a thorough review of the literature .

In writing this part of your research paper, keep in mind the following:

  • Clearly describe the framework, concepts, models, or specific theories that underpin your study . This includes noting who the key theorists are in the field who have conducted research on the problem you are investigating and, when necessary, the historical context that supports the formulation of that theory. This latter element is particularly important if the theory is relatively unknown or it is borrowed from another discipline.
  • Position your theoretical framework within a broader context of related frameworks , concepts, models, or theories . There will likely be several concepts, theories, or models that can be used to help develop a framework for understanding the research problem. Therefore, note why the framework you've chosen is the appropriate one.
  • The present tense is used when writing about theory.
  • You should make your theoretical assumptions as explicit as possible . Later, your discussion of methodology should be linked back to this theoretical framework.
  • Don’t just take what the theory says as a given! Reality is never accurately represented in such a simplistic way; if you imply that it can be, you fundamentally distort a reader's ability to understand the findings that emerge. Given this, always note the limitiations of the theoretical framework you've chosen [i.e., what parts of the research problem require further investigation because the theory does not explain a certain phenomena].

The Conceptual Framework. College of Education. Alabama State University; Conceptual Framework: What Do You Think is Going On? College of Engineering. University of Michigan; Drafting an Argument . Writing@CSU. Colorado State University; Lynham, Susan A. “The General Method of Theory-Building Research in Applied Disciplines.” Advances in Developing Human Resources 4 (August 2002): 221-241; Tavallaei, Mehdi and Mansor Abu Talib. A General Perspective on the Role of Theory in Qualitative Research. Journal of International Social Research 3 (Spring 2010); Trochim, William M.K. Philosophy of Research. Research Methods Knowledge Base. 2006.

Writing Tip

Borrowing Theoretical Constructs from Elsewhere

A growing and increasingly important trend in the social sciences is to think about and attempt to understand specific research problems from an interdisciplinary perspective. One way to do this is to not rely exclusively on the theories you've read about in a particular class, but to think about how an issue might be informed by theories developed in other disciplines. For example, if you are a political science student studying the rhetorical strategies used by female incumbants in state legislature campaigns, theories about the use of language could be derived, not only from political science, but linguistics, communication studies, philosophy, psychology, and, in this particular case, feminist studies. Building theoretical frameworks based on the postulates and hypotheses developed in other disciplinary contexts can be both enlightening and an effective way to be fully engaged in the research topic.

Another Writing Tip

Don't Undertheorize!

Never leave the theory hanging out there in the Introduction never to be mentioned again. Undertheorizing weakens your paper. The theoretical framework you introduce should guide your study throughout the paper. Be sure to always connect theory to the analysis and to explain in the discussion part of your paper how the theoretical framework you chose fit the research problem, or if appropriate, was inadequate in explaining the phenomenon you were investigating. In that case, don't be afraid to propose your own theory based on your findings.

Still Another Writing Tip

What's a Theory? What's a Hypothesis?

The terms theory and hypothesis are often used interchangeably in everyday use. However, the difference between them in scholarly research is important, particularly when using an experimental design. A theory is a well-established principle that has been developed to explain some aspect of the natural world. Theories arise from repeated observation and testing and incorporates facts, laws, predictions, and tested hypotheses that are widely accepted [e.g., rational choice theory; grounded theory].

A hypothesis is a specific, testable prediction about what you expect to happen in your study. For example, an experiment designed to look at the relationship between study habits and test anxiety might have a hypothesis that states, "We predict that students with better study habits will suffer less test anxiety." Unless your study is exploratory in nature, your hypothesis should always explain what you expect to happen during the course of your research.

The key distinctions are:

  • A theory predicts events in a broad, general context;  a hypothesis makes a specific prediction about a specified set of circumstances.
  • A theory has been extensively tested and is generally accepted among scholars; a hypothesis is a speculative guess that has yet to be tested.

Cherry, Kendra. Introduction to Research Methods: Theory and Hypothesis . About.com Psychology; Gezae, Michael et al. Welcome Presentation on Hypothesis . Slideshare presentation.

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Theoretical Framework in Research: Definition & How to Write It

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One of the most challenging phases in research is creating a theoretical framework. Failure to include this part may result in your work being rejected by publishers or professors. It is a crucial part of dissertation writing because it offers a theoretical context that enables readers to assess your work. Specifically, it helps in establishing a foundation upon which all sections of a study are developed.  But can you tell what is theoretical framework in research? Students, in general, find it very difficult to even define, choose, and formulate an appropriate background that can inform their research. If you are one of them, then this piece is specifically created to address your needs. The article describes ideas about how to write a theoretical framework. Additionally, you will gain insights into the types of theory in research so that you can create a solid blueprint for an inquiry.  Contact our Ph.D. academic writers if you need help with dissertation . We're open to helping you anytime.

What Is a Theoretical Framework: Definition

So, what is a theoretical foundation? A theoretical framework is a summary of all theories that outline and clarify the boundaries of what you are investigating. It is impossible to explore all things associated with your topic. Rather, you usually present assumptions regarding how various ideas are related and explain a particular issue using a theoretical framework. These are the key variables, constructs, or factors of your dissertation that illuminate exactly the scope of analysis.  Theoretical frameworks are critically important both for quantitative and qualitative studies . As the basis of a thesis or dissertation, they are built on existing and relevant research theories and must comply with your objectives. Theories intend to support and structure the rationale, problem, purpose, questions, and meaning of your research paper. Remember that as the investigation progresses and data is collected, the core assumptions you identified might also change. Thus, you can refine the context of your study along the way.

What is a theoretical framework

Why Are Theoretical Frameworks Important?

Your work will be of no use if you cannot describe its theoretical foundation. Here is how the theoretical framework benefits your study. It:

  • Guides all aspects of an inquiry from thesis declaration to the conclusion. It helps you in exploring diverse theories, which enriches your investigation’s strengths.
  • Offers a structure demonstrating how your report is expressed. In particular, a theoretical framework in research can be stated analytically, epistemologically, or philosophically.
  • Helps you avoid simple descriptions of an issue by examining different factors surrounding it. Thus, ensure to affirm your theoretical statements.
  • Allows readers to evaluate your manuscript from varying angles.
  • Enables you to predict your research problem, including any limits of your focus area. Its importance is in specifying which main variables affect your dissertation topic and explaining how they vary based on what conditions.
  • Acts as a tool for filtering relevant questions and guiding data collection.

Types of Research Theories

There is a close connection between an investigation and what model is used, as stated previously, about how important it is to establish a theoretical basis. This association can be characterized as a transaction in which theoretical models determine the kind of data that can be collected and how a study should be organized. Therefore, it is essential to know the three types of theory in research:

  • Descriptive This is what an exploratory researcher uses in classifying a particular feature or element of an event, situation, group, or individual by identifying commonalities. Usually, this is done after observing them discreetly. It is a simple type of theory in research, and is needed when you do not understand a phenomenon entirely.
  • Relational These research theories are used by mostly correlational researchers in specifying how various characteristics of a phenomenon of interest are related. Researchers use them to explain the relationship between different parts of an issue. Their development requires one to know the essential aspects of a problem or first develop and validate a descriptive model.
  • Explanatory Explanatory theories in research go further than relational accounts by precisely predicting the causative association between dimensions of a topic or how groups differ. Experimental investigators develop these models after formulating relational ones and use them to address cause and effect type of questions.

Theoretical Framework in Research

At this point, you already know what a theoretical framework is. However, you may not understand the types of theories in research that you can consider for an inquiry. Well, a model offers a perspective through which you will explore a study problem. But, this view can be from any theoretical approach depending on the nature of your manuscript.  Specifically, different categories of frameworks can be selected. Examples include grounded , critical, leadership, driving force, phenomenological , transcendental, and feminist theories. Others are functional, postmodernism, Marxist, constructionist, critical race, and game approach. As highlighted earlier, your field of study and discipline influence which theoretical model you will use. Even within a specific discipline, your pick affects how the analysis will be conducted because a single topic can be interpreted by different philosophies.  Consider domestic violence as an example. Conflict theory will look into differences in resource possession as the cause, while the functional system will focus on gender role differences. Thus, the best way to find applicable concepts for your paper involves immersing yourself in the existing literature about a phenomenon. While you may find a specific principle, the theoretical review will reveal one or different interrelated core ideas from which to frame an investigation. Whatever choice you have, make sure to explain it in your work. Buy dissertations at StudyCrumb in case you have limited time and can’t prepare your theoretical framework.

Theoretical Framework Structure

The theoretical framework is an illustrative view of the link you anticipate seeing between variables of interest. These concepts are generated after reviewing relevant studies. Therefore, place this section just after a literature review segment to guide your methodology part. Learn how to write your theoretical framework by following this layout. Structure it by:

  • Setting your objectives and aims first. This helps you relate a model to the main goals.
  • Defining and explaining a theory. Clarify which approach you are focusing on, its major supporters, and its applications.
  • Developing a strong argument. Evaluate your selection critically over other potential models.
  • Choosing and describing your thoughts. Identify which side you are on and why.
  • Ascertaining the ideas. Organize a theoretical framework by elaborating on which concepts you will use and why. Also, elucidate how these notions are associated with each other and the aims of your approach and how you will achieve the objectives.
  • Stating your view. What is your epistemological and ontological standpoint?
  • Recognizing any limitations of your framework. Expound why it cannot account for a specific feature of your work and solution.

How to Write a Theoretical Framework

To create a theoretical framework , you must first identify a study problem and understand why your approach offers a practicable solution. You do this after reviewing relevant course texts in your dissertation. If you can provide an answer to the aforementioned issues, you have the foundations for composing your thesis or dissertation. The following steps demonstrate how to develop a theoretical framework based on the design mentioned previously. You can apply them in qualitative, quantitative, and mixed methods studies.

How to Write a Theoretical Framework in 5 Steps

1. Inspect Your Research Problem

Consider your research problem or the subject of your work very closely because it acts as a theoretical base. You will build an appropriate model using it. Describe any gaps in understanding that drove your project and offer a summary of different ways others have tackled the issue. This provides a specific setting for your theoretical framework by showing how you are examining instances of broader phenomena. It also helps in linking your manuscript to the wider theoretical constructs, contested views, or existing gaps in your field. In turn, this enables you to demonstrate that the thesis aims to illuminate vital themes and is, therefore, crucial for your subject area.

2. Determine the Key Variables

Next, list all variables you think are key in your theoretical framework. These can be: 

  • Independent and dependent variables
  • Confounding variables
  • Extraneous variables .

In other words you should identify what factors contribute to the estimated outcome. This helps you locate, define, and break down the central terms related to your research question or problem statement . It is important because some of them can mean several things based on context. Thus, your theoretical work must clarify what each one denotes. You use this information in your future discussion about theories linking the identified concepts. 

For example, a business is unable to reach young customers under 25 years old . It operates a chain of cafes across the city. Although it has a new website and dishes for this group, there are no orders. The key leadership thinks adding online payment techniques will appeal to young clients and enhance user satisfaction . It is anticipated that this will simplify the buying process, attract more people, and grow the user base.

Here, the core elements of a theoretical background are determined by:

  • Identifying an issue, which is the lack of orders from young customers.
  • Explaining the objective, i.e., examining if online payment techniques increase user satisfaction.
  • Formulating a research question stated below.
Does implementing online payments enhance user satisfaction among young online customers aged under 25 years old ?

The main components are: 

  • “ user satisfaction ”
  • “ clients aged under 25 years old ”
  • “ online payments .”

Your model must define and discuss these ideas.

3. Conduct a Literature Review

The third step in developing a theoretical framework is conducting a literature review associated with your topic. The intention is to ascertain how others have discussed an issue, identify which tools and assumptions they applied and made respectively, and discover how they specified and built connections of key concepts. Remember to use credible and peer-reviewed works only as you research the theoretical framework. Your focus here is on contrasting and assessing the approaches of various scholars critically while writing a theoretical framework of a study. Specifically, check how they defined important ideas, their justifications, and what theories they used. This helps you in building your project and establishing vital and fitting definitions. You may need a sample literature review outline , we have a special blog to help you with this step.

4. Discuss Relevant Theories

You also need to analyze relevant theories when writing a theoretical framework. Remember that while some of them are popular, no right or perfect system for your research paper exists. Therefore, you must state which approaches you encountered in your review of current studies, discuss what they propose or assume, and elaborate on how these suggestions relate to your study. Clarify how your selected model will assist in answering your research question and conducting an investigation. In other words, how can it serve as a reference for your project? This offers useful knowledge that helps in building a theoretical framework in research. You should also assess the relative value of each principle for your subject area to have a sense of which ones are commonly applied in examining your research problem.  Additionally, identify how your work will implement those ideas by scrutinizing whether specific perspectives hold in the context of your inquiry. You will gain useful insights to help in selecting the best theories in research. What is more, in the framework a theory must relate to your most important propositions. Make sure this is the case. For example, if you found a certain belief unfit, explain why.

5. Go Beyond the Existing Theories

In addition to evaluating and exemplifying extant viewpoints as you write a theoretical framework, you should demonstrate how your work refutes or supports actual theories. Specifically, position your research in a wider context or with varying models. This enables you to build a theoretical framework that offers genuine insights into your problem. It also helps you in examining if an existing view can be used to interpret your findings, deliberating on or challenging notions critically, and combining different philosophies in a new or unique way to form a distinct philosophy.  Finish your theoretical writing by providing your audience with an explanation about how your project is useful or solves an issue feasibly in the field. You can then continue with other sections of your work such as research methodology , discussion section , or results section . 

Theoretical Framework Writing Tips

Here are additional tips for writing a theoretical framework. When composing this section, ensure to:

  • Use the present tense during discussions about your work.
  • Describe your model, concepts, and specific theoretical framework models you will use explicitly.
  • Explain any assumptions of your selected framework clearly.
  • Identify the strengths and drawbacks of your approach, particularly those elements of your research problem requiring further investigation due to inadequate descriptions by the theory.
  • Develop a theoretical framework diagram. This is like a conceptual map that helps in identifying key ideas, philosophies, and the relationship between them.
  • Conduct an interdisciplinary review by examining constructs outside of your field.
  • Use your identified approach throughout the study.
  • Be ready to challenge the validity of any model you encounter.

Theoretical Framework Checklist

Consider the following checklist as you complete your theoretical framework:

Bottom Line on Theoretical Framework

This article provided a thorough explanation of what is a theoretical model. Therefore, you should be able to define a theoretical framework without any difficulties after reading all the sections. It is a crucial part of your research paper that cannot be ignored because it determines how you develop, collect data, and explain the findings of your work. The blog also described the process of how to make a theoretical framework. Use these details to create appropriate models for your project. Once you do that, you might also need to develop a conceptual framework .

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In case you still experience any difficulties with your research, delegating your task to a professional writing service will be a smart solution. Buy thesis or dissertation at our platform and we will find the most qualified expert to work on your research.

FAQ About Theoretical Frameworks

1. what is the purpose of a theoretical framework.

The purpose of a theoretical framework is to capture any lessons and concepts from current theories and propose how a new research problem can be answered. Since you will find multiple models that can offer theoretical support to your paper, a framework provides guidance that helps in comparing and selecting the best options.

2. How long should a theoretical framework be?

Even though there are no rules regarding the length of a theoretical framework, this section should be 3-5 pages long. You must provide enough relevant details to your audience within this space. However, if you go past this span and find yourself needing to add more information, a possible reason is that you did not explain yourself succinctly.

3. What is the difference between a theoretical framework and a literature review?

The two are not the same thing. A literature review is where you make a case for your work by examining existing studies and identifying gaps in knowledge. This is what your project will focus on filling based on your research aims, objectives, and hypotheses . In contrast, with a theoretical framework, you demonstrate how to address an issue or which perspective you will use to collect and understand data.

5. What tense should I use when writing a theoretical framework?

While writing your theoretical framework, ensure to use the present tense. This is important because it is what you are currently doing. Apply this to all things related to your project.

4. What should I include in a theoretical framework?

In developing your theoretical framework, make sure to include a definition of theories or ideas you are basing your work on, a statement of which context these concepts have been examined previously, key studies about your selected models and propositions, and your plan for exploring them. Additionally, identify any gaps you intend to fill and limitations encountered by you and others.

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  • checkbox I presented and explained the main models and theories related to my work. Alternatively, my assumptions are stated explicitly to enable readers to evaluate them critically.
  • checkbox I can describe what theoretical frameworks are.
  • checkbox I used peer-reviewed sources and cited them correctly.
  • checkbox I have discussed and assessed existing literature about approaches or ideas and identified gaps.
  • checkbox I provided information regarding how key concepts are related.
  • checkbox I have identified relevant models informing my research.
  • checkbox My framework explains why my work is important and valid.
  • checkbox I stated and included relevant assumptions and their guiding theories.
  • checkbox My model acts as the basis for my entire manuscript and gives direction in answering my research question.

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Writing a theoretical framework for a PhD thesis: How important it is?

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While presenting my PhD research proposal to the doctoral committee, one of the members asked, “gentleman everything is fine about your proposal but what is the theoretical or conceptual framework of your study”. I stood dumbfounded. I had absolutely no idea, till that very moment, what actually the theoretical or conceptual frameworks did stand for? I responded to the best of my understanding but truth be told, I was unable to convince him as I was not convinced myself, in the first place. This was the first major setback I received during my PhD journey and that literally flattened me.

If I had a rough idea of the critically important concepts of theoretical and conceptual frameworks at an early stage of the doctoral studies, I would have figured out the same and would have comfortably evaded the embarrassment. But it was not the case. The key lessons- on the bumpy road of PhD, one has to be mentally and emotionally prepared for such surprises. I was not. Besides, one cannot blame others for it. I had no other option but to blame myself for the failing.

This was a brief account of how I was introduced to the vitally important concepts of theoretical and conceptual frameworks during the course of my PhD studies.

Over the years, what I personally experienced, a vast majority of the PhD scholars and doctoral candidates face difficulties while conceptualizing and writing a strong theoretical or conceptual framework. In view of the fact, that there is very limited guidance available to the research scholars from the concerned supervisor or respective universities, in the less developed higher education systems of the world, this series of articles is aimed at providing some useful insight, guidance and professional support for the PhD scholars, academics and novice researchers about this sensitive scholastic area with a prime focus on how to write a solid theoretical or conceptual framework in qualitative and quantitative research.

These blog posts first of all explain what a theoretical framework is?. Discussion is concentrated on the significance of a theoretical or conceptual framework in PhD research studies. The elements of a theoretical framework, the types of the theoretical framework and the difference between theoretical and conceptual frameworks are also discussed in detail.

Some concrete examples of the theoretical and conceptual frameworks , challenges confronted by the scholars while making a theoretical framework and eventually what makes a strong theoretical framework, shall be the center of attention of these articles.

Finally, the most important points which need to be taken into consideration while writing a theoretical framework have been meticulously explained.

What is a theoretical framework?

Writing a theoretical framework for a PhD thesis: How important it is?

A theoretical framework is a blueprint or guide or a map or a plan for a research activity that describes the concepts, models or specific theories, providing theoretical support for the research study. It is a structure that reinforces a theory of a scholarly research undertaking. It reflects the researcher’s synthesis of the literature, explaining a phenomenon. It delineates the actions required during the course of the study, given the existing knowledge postulated by other researchers and the personal reflections of the scholars.

Borrowed by the scholars for cementing groundwork for the research study, it is a model based on the existing theory in the related discipline or field of inquiry that is pertinent to the hypothesis of the study and serves as the cornerstone upon which the edifice of the research work is constructed. It helps not only to guide the researchers but to keep them confined to the accepted theories to make a subtle contribution to the body of knowledge.

It is a mental picture; the scholars believe can best germinate the natural progression of the phenomenon to be inquired. It is the scholar’s account of how a research problem would be investigated. It introduces an integrated way of looking at a problem under study. Describing the association between the main concepts of a study, it is arranged in a logical sequence to provide a visual image of how ideas in a research inquiry are connected to one another. By exhibiting the series of action the scholar intends to carry out in a research undertaking, it makes it a lot easier for the scholar to delineate and specify the concepts within the broad paradigm of the problem under study.

To be brief, it is the lens through which the scholar glances into his/her research world. This is a particular perspective to examine a research area, define a concept and explain a phenomenon. The theoretical or conceptual frameworks can either be a graphical representation of the phenomenon or in a narrative form or a blend of both showing key variables or constructs to be studied and the assumed relationships between them along with narration.

Importance of a theoretical framework in qualitative research

A theoretical framework is of the essence in qualitative research as it allows the scholar to conceptualize the study in a broader context of the field of knowledge. A robust theoretical framework lends the research study a sound scientific foundation. It demonstrates the researchers understanding of the depth of the existing knowledge in the area and allows the researchers to evaluate the guiding assumptions of the study.

The theoretical framework provides theoretical underpinnings for the research work. Working out the theoretical framework, grounded on the postulates and hypotheses evolved in other disciplinary contexts can both be enlightening. instrumental and effective, to be fully engrossed in the research theme. This not only enhances the empiricism and rigour of the research study but also gives credence to a research endeavour.

How to write a theoretical framework?

thesis writing theoretical framework

Being an essential building block, theoretical or conceptual frameworks are required to be developed by the research scholars. These are generative in nature, reflecting the thinking behind the entire research process. Generally, diagrams are developed to explicitly define the constructs and variables of the research study and their internal association are depicted by the use of arrows.

Here the research scholars are at complete liberty to follow an existing framework, modifying it to suit to the nature and context of the study. A well-developed framework must also be presented and elaborated in black and white to be understood comprehensively by the readers, superior and examiners. This connotes that once the scholar develops a diagrammatic representation of the main variables, he/she needs to further elaborate on the relationship among the underlying variable as well.

Difference between Conceptualization and Theoretical Framework

In fact, the conceptualization and theoretical or conceptual frameworks are totally different concepts. The Conceptualization is the process involving conceiving, developing and clarifying concepts, whereas, a theoretical framework is a blueprint or guide or a map or a plan for a research activity that describes the concepts, models or specific theories, providing theoretical underpinnings for the research study.

To dig deeper, the conceptualization is the process of development and clarification of concepts whereas, a theoretical framework embraces concepts existing theories already used for a particular research study as theoretical support. The theoretical or conceptual framework must demonstrate an understanding of the relevant theories and concepts that are relevant to the research study and that relate to the broader areas of knowledge being debated about. In fact, the theoretical framework is supposed to be not something readily found within the body of scholarly literature. One must have to review pertinent research studies for theories that are pertinent to the research problem one is investigating. The selection of a theory should depend on its appropriateness, ease of application and most importantly explanatory power.

The term conceptualization is more an abstract term. It is the action or process of forming a concept or developing an idea of something. A theoretical framework or theoretical underpinnings instead is a robust body of knowledge that is employed by a research scholar in support of finding the answer, or answers to a research question.

How to make selection of a theoretical framework for a research study?

There is no distinct generally known and widely accepted theory for any doctoral research work, nevertheless, some theories stand relevant, make a lot of sense and hence draw a more favourable consideration, than the rest. The adoption of a theory needs to reflect the understanding of the researcher about the nature, purpose, rationale and significance of the research work and hence must drive the study.

The selection of a theoretical framework stipulates a deeper understanding of the research problem, its context, purpose, significance and research questions to be answered. It is crucial for the very reason that when the selection of a theory is undertaken in an unprofessional manner, it would be as if the researcher has set out on a wrong route or taken a wrong ride. The selected theoretical framework must substantiate the design and significance of the research study. To make an effective selection of a theoretical framework, the scholars must take into consideration the guiding principles of the study and position the problem in concert.

Important points need consideration while writing a theoretical framework for qualitative research

There are a number of points, considered thoughtfully shall enable the scholars and researchers to identify a suitable and strong theoretical framework for their research study. For instance, serious consideration of the discipline the theory is going to be applied to; agreement of the theory with the methodological analysis, looking for a well-developed theory with loads of constructs, having specific concepts and the guiding principles and focusing on the purpose and importance of the study being correlated with the theoretical framework. Apart from this, the theory must be used in concert with the research questions, inform the literature review, guide the data analysis and finally back the conclusions and recommendations.

Apart from this, it is worthwhile to understand the main concern for the inquiry into the research, ascertain key variables in the research, list the constructs and variables that might be relevant considerations, how the variables are related to the theory, consider the alternative theories, challenging the perspectives of the scholar and finally consider the limitations associated with the selected theory.

Theoretical or conceptual frameworks provide the philosophical, epistemological, methodological and analytical underpinnings of the research work. The PhD research scholars are expected to understand, select and expatiate theoretical or conceptual frameworks from the time the research proposal is initially conceptualized. Hence, the scholars’ choice of a theory, its constructs, rational and model must be clearly stated in the PhD research proposal and must duly be incorporated in the PhD thesis.

The blog post: Understanding the difference between theoretical and conceptual frameworks , discusses in detail the important elements of a theoretical framework, the types of a theoretical framework, the difference between theoretical and conceptual frameworks, examples of theoretical and conceptual frameworks, challenges confronted by the scholars while writing a theoretical framework and finally what makes a strong theoretical & conceptual framework.

A brief version of this article has been presented in the video available on my YouTube channel- Exploring Academia:   https://www.youtube.com/channel/UCOP-skVKbNoio_DVl4p_q0w?view_as=subscriber  and can be accessed directly on:  https://www.youtube.com/watch?v=e_p1rSiIZo4&t=8s

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Dr Syed Hafeez Ahmad

Writing a theoretical framework for a PhD thesis: How important it is?

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Writing a theoretical framework for a PhD thesis: How important it is?

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Q: What is theoretical framework in thesis or dissertation writing?

How relevant is it in thesis/dissertation in the humanities?

Asked on 06 Jul, 2019

The theoretical framework is a structure that supports the theory that explains why the research problem you are studying exists. It encompasses concepts, definitions, existing theories, and other literature that you have referred to in your study. The theoretical framework demonstrates your understanding of the concepts related to the research paper and the broader topic. Stating clearly the theoretical assumptions used in the study helps the readers evaluate them clearly and provides a basis for choosing your research hypothesis and the research methods.

‘Humanities’ covers a vast list of disciplines from literature and philosophy to law and politics. Irrespective of the discipline, your dissertation must have a strong foundation for the theory you have based your study on. You can refer to articles published in the humanities journals to better understand how a theoretical framework forms the foundation for evaluating the research problem and the research question in a paper.

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  • How to make an effective theoretical and conceptual framework of a research study?
  • Is theoretical framework indispensable in scholarly research like thesis and dissertation?  

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Theoretical vs. conceptual frameworks: Simple definitions and an overview of key differences

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Understanding the differences between theoretical and conceptual frameworks in research, including thesis writing, can be challenging. Therefore, here are easy-to-understand explanations and definitions of both theoretical and conceptual frameworks, along with frequently asked questions and a detailed comparison. Additionally, a helpful comparison table of key differences will help you grasp the distinction between theoretical and conceptual frameworks once and for all.

Does every research have a theoretical framework?

What is the scope of a theoretical framework in research, how do i develop a theoretical framework, does every research have a conceptual framework, do you develop a conceptual model for both quantitative and qualitative research, what is the relationship between a conceptual framework and a theoretical framework, level of detail, application, an easily understandable definition of a theoretical framework.

A theoretical framework forms the backbone of every new research endeavor; we never start from complete scratch but always have some preconceived ideas in mind.

In academic papers, the literature review section is sometimes even labeled as the ‘theoretical framework.’ This practice underscores the foundational role of existing theories and academic research in shaping theoretical frameworks.

Let’s first understand what a theory is. According to the Oxford Language Dictionary , a theory is “ a supposition or a system of ideas intended to explain something, especially one based on general principles independent of the thing to be explained. ” In simpler terms, a theory represents general principles or rules that apply to many situations.

Once we understand what a theory is, a theoretical framework becomes easy to define:

A theoretical framework can be defined as the general principles or rules that can be applied to understand and explain your research topic.

Thus, in research, a theoretical framework guides us by using existing theories and general principles to analyze a research topic.

We build a theoretical framework for our research by identifying relevant theories and presenting existing knowledge on the topic.

Every research includes a theoretical framework. While some researchers explicitly state and apply their chosen framework, others may not mention it overtly. Regardless, every research inherently relies on a theoretical foundation, which shapes new insights and principles based on existing knowledge. Whether implicit or explicit, the theoretical framework is an integral part of the research process.

The scope of a theoretical framework varies. For instance, a theoretical framework for a PhD thesis is typically much more detailed than one for a bachelor’s thesis. Additionally, some researchers choose to use a single specific theory as the primary lens for their research. Others may define a more expansive theoretical framework that includes different theories, elements, and related discussions.

Developing a theoretical framework involves thoroughly reviewing discussions on your research topic, usually through a literature review. Explore the theories that scholars employ to explain phenomena related to your research, and look for patterns in their findings. This can aid in establishing general principles or rules that may also be applicable to your specific topic.

You may also like: How to harness theoretical and conceptual frameworks for groundbreaking research

An easily understandable definition of a conceptual framework

Theoretical frameworks often cover a broad spectrum of elements and dynamics. However, effective research is typically precise and focused. This is where conceptual frameworks play a crucial role.

A conceptual framework is like a practical version of a theoretical framework. It’s closely related to a theoretical model but gives a more focused explanation of what you will study, zooming in on several key concepts and variables.

Therefore, in academic language, it is often stated that a conceptual framework operationalizes the general principles of theoretical frameworks. Operationalizing refers to the process of turning abstract concepts or variables into more concrete, measurable terms.

Therefore, a conceptual model primarily helps you organize your research by serving as a guide, clarifying the key concepts you plan to investigate.

A theoretical framework relies more on existing research, while a conceptual framework incorporates more of your own ideas about which variables to analyze and which relationships to explore.

Every research project includes a conceptual framework, but some researchers emphasize it more clearly. In thesis writing, for example, the conceptual framework is often prominently featured. This is sometimes done in a conceptual model—a visual representation of the concepts and variables being studied. However, some researchers choose not to explicitly mention it. Nonetheless, as a student at any level, it’s beneficial to clearly explain your conceptual framework.

Yes, you can develop a conceptual model for both quantitative and qualitative research. In quantitative research, the conceptual model typically includes hypotheses about the relationships between variables, which are tested for instance by using statistical analysis. In qualitative research, the conceptual model helps to guide the exploration of concepts and relationships through in-depth qualitative analysis of data. So, while the specific elements and methods of application may differ between quantitative and qualitative research, the conceptual model plays a crucial role in both approaches.

Conceptual and theoretical frameworks are closely intertwined. The conceptual framework translates abstract theoretical ideas into tangible elements for study, ensuring that the research remains grounded in established theories and hypotheses. In essence, the conceptual framework is built upon the theoretical framework, as it directly applies theoretical concepts to the research context, helping to structure and guide the investigation. Therefore, you should always ensure that any variable included in your conceptual framework has been addressed in some manner within your theoretical framework.

Key differences between theoretical and conceptual frameworks

In research, frameworks play crucial roles in guiding studies, but they differ in various aspects. Nonetheless, it is imperative to bear the following in mind:

Though distinct, conceptual and theoretical frameworks are not mutually exclusive; rather, they complement each other in the research process.

That said, understanding the fundamental distinctions between theoretical and conceptual frameworks, including their nature, purpose, origin, level of detail, and application, is essential for conducting good research.

In the table below, you can find a summary of the key differences between theoretical and conceptual frameworks. And if you want to know more about how to apply these frameworks in practice, check out this post.

thesis writing theoretical framework

Theoretical frameworks encapsulate abstract principles in a field, providing an overarching view of established theories that guide research. This is often achieved through a comprehensive review of existing academic literature and research findings within the field of study. Conversely, conceptual frameworks adopt a more hands-on approach, emphasizing practicality and specificity. They engage in the operationalization of abstract concepts, translating them into measurable variables tailored to the particulars of a given study.

The primary objective of theoretical frameworks lies in explaining underlying principles, assumptions, and relationships between variables, thus providing researchers with a theoretical lens to interpret findings and generate hypotheses. Conceptual frameworks, on the other hand, aim to provide structure and understanding within the confines of a specific study. They offer researchers a roadmap for organizing and comprehending key concepts and variables, facilitating a more focused research journey.

Theoretical frameworks often originate from established theories and bodies of research within a discipline, offering a solid foundation upon which to build further investigations. Conceptual frameworks, while drawing from existing theories, are more flexible. They may introduce additional concepts specific to the research topic or context, thus allowing for customization and adaptability in research design.

Theoretical frameworks provide a big-picture perspective, offering an overview of fundamental principles in a field. On the other hand, conceptual frameworks offer a detailed roadmap, guiding researchers on how to translate abstract concepts into practical variables for their study.

Theoretical frameworks find application across various research studies within a specific field or discipline. They provide a theoretical basis for understanding phenomena and generating hypotheses, contributing to the advancement of theoretical understanding within the field. Conversely, conceptual frameworks are commonly employed in empirical research studies. They guide researchers through the practical aspects of data collection, analysis, and interpretation, laying a solid foundation for empirical investigations.

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Designing theoretical and conceptual framework Contributions to thesis writing evaluation

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the key argument of this paper is that both conceptual and theoretical frameworks serve different purposes and they are different-conceptually, methodologically and with regard to the scope of their application. conceptual framework is the researcher's idea on how the research problem will have to be explored.

Related Papers

Journal of African Interdisciplinary Studies

Ronald Mensah

This article critically discusses, the relationship between conceptual framework and theoretical framework drawing on their differences and similarities. The article has made it very clear that whereas the theoretical framework is drawn from the existing theoretical literature that you review about your research topic, a conceptual framework is a much broader concept that encompasses practically all aspects of your research. The latter refers to the entire conceptualisation of your research project. It is the big picture, or vision, comprising the totality of research. Methodologically, the paper used systematic and experiential literature review to draw supporting scholarly literature by authorities in the field and made inferences, sound reasonings and logical deductions from these authorities. The primary aim of this paper is to help researchers and students to understand the convergence and the divergence of theoretical and conceptual frameworks in order to appropriately be applied in research and academic writing discourses. Understanding the conceptual framework affects research in many ways. For instance, it assists the researcher in identifying and constructing his/her worldview on the phenomenon to be investigated. Also, it is the simplest way through which a researcher presents his/her asserted remedies to the milieu he/she has created. In addition, this accentuates the reasons why a research topic is worth studying, the assumptions of a researcher, the scholars he/she agrees with and disagrees with and how he/she conceptually grounds his/her approach. Paying attention, to the theoretical framework and its impact on research, it can be mentioned that theoretical framework provides a structure for what to look for in the data, for how you think of how what you see in the data fits together, and helps you to discuss your findings more clearly, in light of what existing theories say. It helps the researcher to make connections between the abstract and concrete elements observed in the data. In conclusion, both theoretical framework and conceptual framework are good variables which are used to inform a study to arrive at logical findings and conclusions. It is therefore recommended by researchers that; a good theoretical framework should be capable of informing the concepts in a research work.

thesis writing theoretical framework

Jeanette Berman

The author of this paper provides an example of a conceptual framework that supported her doctoral study and written dissertation in the field of educational psychology. The study was carried out prior to the more recent explicit emphasis on conceptual frameworks in postgraduate research texts and academic literature. The instigation for the development of an explicit conceptual framework was a change in supervisors and their need to be meaningfully included in the journey of the student. The conceptual framework supported the explanation of the multiple theoretical frameworks and literature base, as well as the professional educational context of the study. It also explicitly responded to the literature search in each area, clearly articulating theory and practice in school curriculum and assessment. This in turn supported the definition of research themes and research questions, and the research methodology (data gathering and analysis), from which the meaningful consideration of ...

Sains Insani

Nabilah Abdullah

Constructing a conceptual framework has always been a problem for many postgraduate students. Even though the students are exposed to many different tools as well as guided with 21st-century skills along the process of conducting research, many of them are seeking helps to complete their postgraduate studies in stages. A solid conceptual framework is an output of conducting a literature review. The construction of a conceptual framework involves multiple research skills. To meet the requirement of thesis completion, supervisors are always emphasizing the implementation of these skills as well as finding the best practice while addressing challenges of guiding them to understand and construct a conceptual framework. Meanwhile, the supervisors must get a better picture of how their postgraduate students undergo the process of constructing a conceptual framework from their literature review. Hence, the thesis supervisors need to understand a better way for helping them to achieve the ...

Abey Dubale

Dayana Mastura, FCCA(UK), MBA

Otolaryngology online

Balasubramanian Thiagarajan

This book has been authored with PhD scholars in mind. The author believes that this would be a good starting point for these scholars. The following chapters have been included: Chapters: 1. Introduction to Thesis Writing 2. Choosing a Topic and Developing a Thesis Statement 3. Conducting Literature Review 4. Methodology and Data Collection 5. Writing the Introduction and Background of Your Thesis 6. Presenting Your Findings and Analysis 7. Writing the Discussion and Conclusion of Your Thesis 8. Formatting and Structuring Your Thesis 9. Referencing and Citations 10. Defending Your Thesis: Preparing for the Viva Voce 11. Revising and Editing Your Thesis 12. Time Management and Staying on Track 13. Overcoming Writer's Block and Staying Motivated 14. Using Technology and Tools to Enhance Your Thesis Writing Process 15. Publishing Your Thesis and Next Steps. 16. Data visualization 17. Statistical tools This book also contains tips about choosing an ideal thesis topic. It also warns the student about the various pitfalls involved in choosing a research topic. The topic on referencing citations would be very useful for even a novice researcher. This book also introduces the researcher to the myriad of software tools that are available to the scholar. Using these software tools would make the life of the researcher that much easier.

Ewnetu Tamene

The impetus of this paper is the irreplaceable role yet confusing use of the term " conceptual framework " in research literature. Even though, there is a consensus among scholars of various field of study that conceptual framework is essential element of research endeavors, yet it is used interchangeably with theoretical framework, that create confusion. As a PhD student on the pre-proposal work, this makes me more anxious. Then my intent is to explore its conceptual meaning and purposes by bringing together similar meanings from different scholars with a view to shed some light on its understanding and its use in research. Hence, in attempting to address this, the following key terms; Concept, conceptual framework research design and theoretical framework are defined briefly as to help decipher the conceptual ties among them and illuminate the conceptual meaning and purpose of conceptual framework. The schematic representation of conceptual framework is developed based on the conceptual meaning provided by scholars. In doing this it is attempted to show conceptual meaning of conceptual framework in relation to research design, paradigms and philosophical assumptions that delineate it from theoretical framework. Conceptual framework serves essential role in inductive research design, while theoretical framework serves similar role in deductive research design.

Martin Otundo Richard

ABSTRACT A number of researchers either in scientific, social or academic researchers have found it difficult to differentiate between the theoretical and conceptual framework and their importance. This is a simple overview of the basic differences and some similarities between the theoretical and conceptual framework that is aimed at helping the learners and other researchers get a fast grasp of what can help them use the two effectively in their studies. A summary has been provided at the last part of the document that can aid one get the required information in his or her research.

Njinga & Sepé Journal

REVISTA (JOURNAL) NJINGA e SEPE (ISSN:2764-1244)

The primary objective of this research paper is to introduce a conceptual framework that can serve as a guide for research development in the Field of languages and applied linguistics, particularly in the context of teaching at higher education. This conceptual framework was devised by doctoral students during the early stages of their research. One of the key aims of the conceptual framework is to help Doctorate students grasp the significance of having a well-defined conceptual framework in research. It enables them to understand how a conceptual framework serves as a foundation for their studies and helps them organize and structure their research effectively. Furthermore, the research paper emphasizes the importance of critically evaluating existing conceptual frameworks in modern research. By engaging in this critical analysis, Doctorate students can identify the strengths and weaknesses of different frameworks and gain insights into how to develop a more comprehensive and dynamic conceptual framework. Another crucial aspect covered in the research paper is the assessment of the impact of a conceptual framework on research outcomes. This text highlights the importance of understanding how a conceptual framework affects research and its outcomes. It states that a research paper aims to provide guidelines for creating and utilizing a conceptual framework, specifically for Doctorate students. The paper includes explanatory texts that explain the theory behind the framework, ensuring a comprehensive understanding of its principles and concepts. Overall, the text presents a conceptual framework for research development in languages and applied linguistics, particularly in the context of teaching at a Higher education.

Serafin Talisayon

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Writing the thesis – the theoretical framework.

| March 12, 2018 | 0 responses

thesis writing theoretical framework

Not every thesis has a section or chapter devoted to a theoretical framework. But a lot do. (It’s the Ph in PhD after all.) And these ‘theory chapters’ can be very tricky to write – and are often tricky for the examiner to read.

Before starting to write your theory section/chapter it can be good to think about what the examiner wants to see.

The examiners have likely been appointed because they know, and possibly use, the same theoretical framing as you. And this means that you have to assume that they don’t need a basic introduction or a run-through of every possible thing there is to say about the theory. The examiner doesn’t want a general essay, the kind of here’s-the-lot that you wrote for doctoral course-work (or even your masters’ degree).

The purpose of the theory section/chapter in the doctoral thesis is to set the examiner up to make sense of what you’ve done and what you claim to have ‘found’. The examiner therefore expects – and needs – to see something particular to your work. Something that isn’t so general it could apply to any project anywhere, anytime. Something that is bespoke to what they are about to encounter.

The examiner wants to know:

  • How you understand your chosen theory – there are usually multiple ways that theories are interpreted. Which have you opted for and why? What are the advantages of the approach you have taken?
  • Why you’ve chosen this approach – what is it about this particular framing that gives you a way to conceive and design your project, and/or that gives your results real explanatory heft?
  • That you know the ways in which the theory is already used in the field. Who else has used this approach in ways similar to you? What can you build on from their work? Or perhaps, how does your use of this theory differ from the way it is usually put to work?
  • How you have used the theory – how and where have you brought the theory into conversation with your research? Are some aspects of the theory more important than others to your research? Which and why?
  • What are the potential down-sides to using this theory and approach – what doesn’t it do? What have you done about these potential problems?

And if you have brought two or more theoretical approaches together in your research, then you need to provide the answers to these questions for them both/all. But you also need to say why and how it is possible to use more than one approach. Does one theoretical framing fill in a gap left by the other? Are these theories (epistemologically) compatible? What tensions are there between them? Has anyone else done this? What potential issues are there that you need to draw the examiner’s attention to?

Once you’re clear on the audience and purpose for your theory chapter/section then it’s also important to consider the way you’re going to write it.

The examiner wants to know you are on top of the theory. That you know your stuff. That you have expertise. That you can speak with authority about it. So they  don’t  expect to read quote after quote after quote after quote. Assume that the examiners have read the original, so what they want is something other than a cut and paste of the stuff they’ve already encountered.

The examiner wants  your  theoretical explication – your approach to the theory and how it’s used – largely in your own words. Of course, the judicious juicy quote  can  be used for a few key points, those occasions where the theorist makes a point, just so. But it’s best if you can explain the key points about the theory in your own way.

And the examiner really doesn’t want to see you quoting large slabs of “introductions to”, that is, other people’s interpretations of key ideas, unless you are actually discussing how the theory has been interpreted in the field. They want to see that you have read the texts for yourself.

The examiner gets pretty worried if they can’t see you and your research in the theoretical chapter. They want to see you summarising, evaluating, managing a discussion, stating your take on the theory, explaining your use of it. If they can’t find you, then they’ll approach the viva wondering whether you really do grasp the framework you claim as the basis of your work. They’ll have a set of viva questions in mind to try to find this out. You don’t want that!

So in sum –  you need to have a deep and meaningful relationship with your chosen theory long before you put hand to mouse to write the relevant chapter. You need to know how to explain it. And you need to be very clear about how and why and where you’ve used it.

thesis writing theoretical framework

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  1. What Is a Theoretical Framework: Definition & Writing Guide

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  2. 31 Theoretical Framework Examples (2024)

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  3. How to Pick a Theoretical / Conceptual Framework For Your Dissertation

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  4. Thesis Quantitative Research Paper Theoretical Framework Example

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  5. Thesis Theoretical Framework Diagram

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  6. Theoretical Framework: Definition & How to Write It

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  1. Background, Literature Review, and Theoretical Framework -- Sarah Lynne Bowman

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  3. 34. Conceptual Framework of Thesis, Part-1 ဆရာတော် Dr. Kundala

  4. Thesis Proposal Writing Guideline -1

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  6. How to Write Chapter II Theoretical Background/Review of Related Literature and Studies

COMMENTS

  1. What is a Theoretical Framework? How to Write It (with Examples)

    A theoretical framework guides the research process like a roadmap for the study, so you need to get this right. Theoretical framework 1,2 is the structure that supports and describes a theory. A theory is a set of interrelated concepts and definitions that present a systematic view of phenomena by describing the relationship among the variables for explaining these phenomena.

  2. Theoretical Framework Example for a Thesis or Dissertation

    Your theoretical framework is based on: Your problem statement. Your research questions. Your literature review. Example: Problem statement and research questions. A new boutique downtown is struggling with the fact that many of their online customers do not return to make subsequent purchases. This is a big issue for the otherwise fast-growing ...

  3. Theoretical Framework

    Theoretical Framework. Definition: Theoretical framework refers to a set of concepts, theories, ideas, and assumptions that serve as a foundation for understanding a particular phenomenon or problem. It provides a conceptual framework that helps researchers to design and conduct their research, as well as to analyze and interpret their findings.

  4. What Is a Theoretical Framework?

    A theoretical framework is a foundational review of existing theories that serves as a roadmap for developing the arguments you will use in your own work. Theories are developed by researchers to explain phenomena, draw connections, and make predictions. In a theoretical framework, you explain the existing theories that support your research ...

  5. What is a Theoretical Framework?

    A theoretical framework is a foundational review of existing theories that serves as a roadmap for developing the arguments you will use in your own work. Theories are developed by researchers to explain phenomena, draw connections, and make predictions. In a theoretical framework, you explain the existing theories that support your research ...

  6. Theoretical Framework: Definition & How to Write It

    In a thesis or dissertation, a theoretical framework is a section where the writer evaluates or discusses the most relevant theories to their study. The purpose of this section is to: Define the key concepts. Combine and evaluate relevant models and theories. Explain expectations and assumptions that guide the project.

  7. PDF Understanding, Selecting, and Integrating a Theoretical Framework in

    The theoretical framework is one of the most important aspects in the research process, yet is often misunderstood by ... dissertation, doctoral, academic writing, research methods T he dissertation is a labor of love requiring much work, sweat, and tears, as well as organization skills and extensive resources from others who are involved with ...

  8. Theoretical Framework

    Here are some strategies to develop of an effective theoretical framework: Examine your thesis title and research problem. The research problem anchors your entire study and forms the basis from which you construct your theoretical framework. ... When writing and revising this part of your research paper, keep in mind the following: Clearly ...

  9. Example Theoretical Framework of a Dissertation or Thesis

    Example Theoretical Framework of a Dissertation or Thesis. Published on 8 July 2022 by Sarah Vinz . Revised on 10 October 2022. Your theoretical framework defines the key concepts in your research, suggests relationships between them, and discusses relevant theories based on your literature review. A strong theoretical framework gives your ...

  10. LibGuides: Guide for Thesis Research: Theoretical Frameworks

    Resources About Theory and Theoretical Frameworks. Challenging Ideas: Theory and Empirical Research in the Social Sciences and humanities Edited by Maren Lytje, Torben K. Nielsen, and Martin Ottovay Jørgensen. Call Number: Ebook, click link to view. ISBN: 9781443887373. Publication Date: 2015.

  11. Conceptual and Theoretical Frameworks for Thesis Studies: What ...

    Conclusion. A robust conceptual or theoretical framework is crucial when writing a thesis/dissertation. It defines your research gap, identifies your approach, and guides the interpretation of your results. A thesis is the most important document you will write during your academic studies.

  12. Mary DePew Resource Center for Research Writing: Theoretical Frameworks

    Using a theoretical framework for your dissertation will help you to better analyze past events by providing a particular set of questions to ask and a perspective to use when examining your topic. Traditionally, Ph.D. and Applied Degree research must include relevant theoretical framework(s) to frame, or inform, every aspect of the dissertation.

  13. 6 Steps to Mastering the Theoretical Framework of a Dissertation

    Complete your review of literature first. In order to identify the scope of your theoretical framework, you'll need to address research that has already been completed by others, as well as gaps in the research. Understanding this, it's clear why you'll need to complete your review of literature before you can adequately write a theoretical ...

  14. Writing the Theoretical Framework

    Writing the Theoretical Framework Your thesis always requires a theoretical foundation that contextualizes the research or development task. You need to construct this theoretical framework based on previously published knowledge, such as relevant literature, research articles, or reliable internet sources.

  15. Organizing Academic Research Papers: Theoretical Framework

    The theoretical framework may be rooted in a specific theory, in which case, you are expected to test the validity of an existing theory in relation to specific events, issues, or phenomena.Many social science research papers fit into this rubric. For example, Peripheral Realism theory, which categorizes perceived differences between nation-states as those that give orders, those that obey ...

  16. What Is a Theoretical Framework: Definition & Writing Guide

    The theoretical framework is an illustrative view of the link you anticipate seeing between variables of interest. These concepts are generated after reviewing relevant studies. Therefore, place this section just after a literature review segment to guide your methodology part. Learn how to write your theoretical framework by following this layout.

  17. Writing a theoretical framework for a PhD thesis: How important it is

    A theoretical framework is a blueprint or guide or a map or a plan for a research activity that describes the concepts, models or specific theories, providing theoretical support for the research study. It is a structure that reinforces a theory of a scholarly research undertaking. It reflects the researcher's synthesis of the literature ...

  18. writing the thesis

    Not every thesis has a section or chapter devoted to a theoretical framework. But a lot do. (It's the Ph in PhD after all.) And these 'theory chapters' can be very tricky to write - and are often tricky for the examiner to read. Before starting to write your theory section/chapter it can be good to think about what the examiner wants to ...

  19. What is theoretical framework in thesis/dissertation writing ...

    The theoretical framework is a structure that supports the theory that explains why the research problem you are studying exists. It encompasses concepts, definitions, existing theories, and other literature that you have referred to in your study. The theoretical framework demonstrates your understanding of the concepts related to the research ...

  20. Theoretical vs. conceptual frameworks: Simple definitions and an

    Understanding the differences between theoretical and conceptual frameworks in research, including thesis writing, can be challenging. Therefore, here are easy-to-understand explanations and definitions of both theoretical and conceptual frameworks, along with frequently asked questions and a detailed comparison. Additionally, a helpful comparison table of key differences will help you grasp ...

  21. Theoretical and Conceptual Framework: Mandatory Ingredients of A

    Introduction. The theoretical and conceptual framework explains the path of a. research and grounds it firmly in theoretical constructs. The overall. aim of the two frameworks is to make research ...

  22. Designing theoretical and conceptual framework Contributions to thesis

    the key argument of this paper is that both conceptual and theoretical frameworks serve different purposes and they are different-conceptually, methodologically and with regard to the scope of their application. conceptual framework is the ... Introduction to Thesis Writing 2. Choosing a Topic and Developing a Thesis Statement 3. Conducting ...

  23. Writing the thesis

    Not every thesis has a section or chapter devoted to a theoretical framework. But a lot do. (It's the Ph in PhD after all.) And these 'theory chapters' can be very tricky to write - and are often tricky for the examiner to read. Before starting to write your theory section/chapter it can be good to think about what the examiner wants to ...