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Thesis and Dissertation Guide

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• Introduction
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• List of Abbreviations
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Non-Traditional Formats

Font type and size, spacing and indentation, tables, figures, and illustrations, formatting previously published work.

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II. Formatting Guidelines

All copies of a thesis or dissertation must have the following uniform margins throughout the entire document:

• Left: 1″ (or 1 1/4" to ensure sufficient room for binding the work if desired)
• Right: 1″
• Bottom: 1″ (with allowances for page numbers; see section on Pagination )
• Top: 1″

Exceptions : The first page of each chapter (including the introduction, if any) begins 2″ from the top of the page. Also, the headings on the title page, abstract, first page of the dedication/ acknowledgements/preface (if any), and first page of the table of contents begin 2″ from the top of the page.

Non-traditional theses or dissertations such as whole works comprised of digital, artistic, video, or performance materials (i.e., no written text, chapters, or articles) are acceptable if approved by your committee and graduate program. A PDF document with a title page, copyright page, and abstract at minimum are required to be submitted along with any relevant supplemental files.

Fonts must be 10, 11, or 12 points in size. Superscripts and subscripts (e.g., formulas, or footnote or endnote numbers) should be no more than 2 points smaller than the font size used for the body of the text.

Space and indent your thesis or dissertation following these guidelines:

• The text must appear in a single column on each page and be double-spaced throughout the document. Do not arrange chapter text in multiple columns.
• New paragraphs must be indicated by a consistent tab indentation throughout the entire document.
• The document text must be left-justified, not centered or right-justified.
• For blocked quotations, indent the entire text of the quotation consistently from the left margin.
• Ensure headings are not left hanging alone on the bottom of a prior page. The text following should be moved up or the heading should be moved down. This is something to check near the end of formatting, as other adjustments to text and spacing may change where headings appear on the page.

Exceptions : Blocked quotations, notes, captions, legends, and long headings must be single-spaced throughout the document and double-spaced between items.

Paginate your thesis or dissertation following these guidelines:

• Use lower case Roman numerals (ii, iii, iv, etc.) on all pages preceding the first page of chapter one. The title page counts as page i, but the number does not appear. Therefore, the first page showing a number will be the copyright page with ii at the bottom.
• Arabic numerals (beginning with 1, 2, 3, 4, etc.) start at chapter one or the introduction, if applicable. Arabic numbers must be included on all pages of the text, illustrations, notes, and any other materials that follow. Thus, the first page of chapter one will show an Arabic numeral 1, and numbering of all subsequent pages will follow in order.
• Do not use page numbers accompanied by letters, hyphens, periods, or parentheses (e.g., 1., 1-2, -1-, (1), or 1a).
• Center all page numbers at the bottom of the page, 1/2″ from the bottom edge.
• Pages must not contain running headers or footers, aside from page numbers.
• If your document contains landscape pages (pages in which the top of the page is the long side of a sheet of paper), make sure that your page numbers still appear in the same position and direction as they do on pages with standard portrait orientation for consistency. This likely means the page number will be centered on the short side of the paper and the number will be sideways relative to the landscape page text. See these additional instructions for assistance with pagination on landscape pages in Microsoft Word .

Format footnotes for your thesis or dissertation following these guidelines:

• Footnotes must be placed at the bottom of the page separated from the text by a solid line one to two inches long.
• Begin at the left page margin, directly below the solid line.
• Single-space footnotes that are more than one line long.
• Include one double-spaced line between each note.
• Most software packages automatically space footnotes at the bottom of the page depending on their length. It is acceptable if the note breaks within a sentence and carries the remainder into the footnote area of the next page. Do not indicate the continuation of a footnote.
• Number all footnotes with Arabic numerals. You may number notes consecutively within each chapter starting over with number 1 for the first note in each chapter, or you may number notes consecutively throughout the entire document.
• Footnote numbers must precede the note and be placed slightly above the line (superscripted). Leave no space between the number and the note.
• While footnotes should be located at the bottom of the page, do not place footnotes in a running page footer, as they must remain within the page margins.

Endnotes are an acceptable alternative to footnotes. Format endnotes for your thesis or dissertation following these guidelines:

• Always begin endnotes on a separate page either immediately following the end of each chapter, or at the end of your entire document. If you place all endnotes at the end of the entire document, they must appear after the appendices and before the references.
• Include the heading “ENDNOTES” in all capital letters, and center it 1″ below the top of the first page of your endnotes section(s).
• Single-space endnotes that are more than one line long.
• Number all endnotes with Arabic numerals. You may number notes consecutively within each chapter starting over with number 1 for the first note in each chapter, or you may number notes consecutively throughout the entire document.
• Endnote numbers must precede the note and be placed slightly above the line (superscripted). Leave no space between the number and the note.

Tables, figures, and illustrations vary widely by discipline. Therefore, formatting of these components is largely at the discretion of the author.

For example, headings and captions may appear above or below each of these components.

These components may each be placed within the main text of the document or grouped together in a separate section.

Space permitting, headings and captions for the associated table, figure, or illustration must be on the same page.

The use of color is permitted as long as it is consistently applied as part of the finished component (e.g., a color-coded pie chart) and not extraneous or unprofessional (e.g., highlighting intended solely to draw a reader's attention to a key phrase). The use of color should be reserved primarily for tables, figures, illustrations, and active website or document links throughout your thesis or dissertation.

The format you choose for these components must be consistent throughout the thesis or dissertation.

Ensure each component complies with margin and pagination requirements.

Refer to the List of Tables, Figures, and Illustrations section for additional information.

If your thesis or dissertation has appendices, they must be prepared following these guidelines:

• Appendices must appear at the end of the document (before references) and not the chapter to which they pertain.
• When there is more than one appendix, assign each appendix a number or a letter heading (e.g., “APPENDIX 1” or “APPENDIX A”) and a descriptive title. You may number consecutively throughout the entire work (e.g., 1, 2 or A, B), or you may assign a two-part Arabic numeral with the first number designating the chapter in which it appears, separated by a period, followed by a second number or letter to indicate its consecutive placement (e.g., “APPENDIX 3.2” is the second appendix referred to in Chapter Three).
• Include the chosen headings in all capital letters, and center them 1″ below the top of the page.
• All appendix headings and titles must be included in the table of contents.
• Page numbering must continue throughout your appendix or appendices. Ensure each appendix complies with margin and pagination requirements.

You are required to list all the references you consulted. For specific details on formatting your references, consult and follow a style manual or professional journal that is used for formatting publications and citations in your discipline.

Your reference pages must be prepared following these guidelines:

• If you place references after each chapter, the references for the last chapter must be placed immediately following the chapter and before the appendices.
• If you place all references at the end of the thesis or dissertation, they must appear after the appendices as the final component in the document.
• Select an appropriate heading for this section based on the style manual you are using (e.g., “REFERENCES”, “BIBLIOGRAPHY”, or “WORKS CITED”).
• Include the chosen heading in all capital letters, and center it 1″ below the top of the page.
• References must be single-spaced within each entry.
• Include one double-spaced line between each reference.
• Page numbering must continue throughout your references section. Ensure references comply with margin and pagination requirements.

In some cases, students gain approval from their academic program to include in their thesis or dissertation previously published (or submitted, in press, or under review) journal articles or similar materials that they have authored. For more information about including previously published works in your thesis or dissertation, see the section on Use of Your Own Previously Published Materials and the section on Copyrighting.

If your academic program has approved inclusion of such materials, please note that these materials must match the formatting guidelines set forth in this Guide regardless of how the material was formatted for publication.

Some specific formatting guidelines to consider include:

• Fonts, margins, chapter headings, citations, and references must all match the formatting and placement used within the rest of the thesis or dissertation.
• If appropriate, published articles can be included as separate individual chapters within the thesis or dissertation.
• A separate abstract to each chapter should not be included.
• The citation for previously published work must be included as the first footnote (or endnote) on the first page of the chapter.
• Do not include typesetting notations often used when submitting manuscripts to a publisher (i.e., insert table x here).
• The date on the title page should be the year in which your committee approves the thesis or dissertation, regardless of the date of completion or publication of individual chapters.
• If you would like to include additional details about the previously published work, this information can be included in the preface for the thesis or dissertation.

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Thesis / dissertation formatting manual (2024).

• Filing Fees and Student Status
• Submission Process Overview
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• Formatting Overview
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Every page in your manuscript (except the Title and Copyright pages) must be numbered.

All page numbers should be centered at the bottom of each manuscript page.

See specific Pagination guidelines for the Preliminary Pages and the Text and Reference (Body) Pages .

Page Size and Margins

The final version of your thesis/dissertation must be on an  8.5" x 11" (letter size)  page.

All manuscript text, excluding manuscript page numbers, must fit within these specified margin requirements:

Minimum 1-inch margins  from the top, left, right, and bottom edges of each page

Tables, figures, graphs, photographs, and appendices are also included in these margin requirements. Materials may be reduced or enlarged, if necessary, to fit within the required margins. Pages may be rotated to landscape orientation to accommodate tables or illustrations .

Your manuscript must be  double-spaced,  with the exception of footnotes/endnotes, bibliographic entries, long quotations, data in lists and tables, lists in appendices and figure/table captions, all of which should be single-spaced.

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Formatting Requirements

Page layout, margins and numbering.

Your scholarly approach may call for a different presentational method. These are the requirements and recommendations for text-based theses.

For a text-based thesis, or the text portions of a thesis, the page size must be 8.5" x 11", and the text must be in a single, page-wide column. Do not use two or more columns in your thesis.

The text of the thesis is written in paragraph form.

• the first line of each paragraph should be indented, OR
• there should be a larger space between paragraphs than there is between lines.

Each chapter should generally start at the top of a new page.

Left: 1.25 inches (32 mm) is recommended if you intend to bind copies of your thesis; 1 inch minimum.

Right, top, and bottom: 1 inch recommended; 0.75 inches (19 mm) minimum

Page Numbering

Preliminary pages:.

• must be numbered in lower case Roman numerals (ii, iii, iv, etc.)
• the title page is "i" but this number must not appear on the page
• numbering begins at "ii" on the committee page
• the first page of the abstract is page iii

Body of thesis:

• must be numbered in Arabic numerals (1, 2, 3, etc.)
• the first page of the text is "1"
• subsequent pages are numbered continuously throughout, including pages with tables and figures, bibliographies, appendices, and index

Whole thesis:

• every page except the title page must have a number on it
• there must be no blank pages in the thesis.

Page numberS:

• must be placed at least .5 inches (12 mm) from the edge of the page
• may be either in the lower centre or on the top or lower right of the page, when the page is viewed in portrait view. Lower right is preferred.

Landscape Pages

Landscape pages must be orientated in your PDF so that they are readable without rotation. You do not need to change the location or orientation of the page number, but may if you wish.

Facing Pages

Facing pages are not acceptable; you must use one-sided layout and pagination. If the caption for a figure, table, etc., cannot appear on the same page as its accompanying illustration, place the illustration on a separate page after the caption.

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Thesis & Dissertation: Guidelines for Masters and PhD Programs

General guidelines for formatting dissertation or thesis.

In formatting your dissertation or thesis, you must follow the guidelines for page composition presented on the following requirements. General guidelines are shown first; specific guidelines relative to each section of your dissertation or thesis follow.

Pagination for Body of Dissertation or Thesis

• Use continuous Arabic numbers (beginning with 1) inthe same size font as the text for the body of the dissertation or thesis.
• Page numbers are placed at the bottom of the page,centered between the margins. There should always be at least a 24-point space between the page number and the text.
• Chapters within the text begin on new pages.
• There are no format requirements for chapter headings. You should use a format that is standard in your field and be consistent for all chapters.
•  There should be no page breaks between sections or before tables or figures, unless they occur naturally. (Exception: If the bibliography is placed at the end of each chapter, a page break needs to be placed at the end of the text and the bibliography started on the next page. The page number stays at the bottom of the page.)
• In a dissertation or thesis with two volumes, the second must continue the numbering of the first part. Each volume must contain a title page (labelled beneath the title with the words “Volume I” or “Volume II”), and the title page of the second volume is counted as a text page but the numeral is not printed on the page.

Pagination for Preliminary Pages

• Preliminary pages are numbered consecutively, usinglowercase Roman numerals in the same size font as the text, centered between the margins, at least 0.5 inch from the bottom of the page.
• Page numbering starts with the biographical sketch,which is numbered as “iii.” (The title page and copyright page are counted but not numbered; the abstract is neither counted nor numbered.) Every preliminary page thereafter is numbered, including multiple pages within a section.

Exact margins are absolutely essential so that the dissertation or thesis can be microfilmed in its entirety for interlibrary loan. After photocopying, margins must be at least:

• Left margin: 1.5 inches or slightly larger.
• Top, bottom, right margins: 1 inch or slightly larger.

(Hint: It is recommended that you set margins at 1.6 inches for the left margin and 1.1 inches for all other margins, since photocopying may enlarge the text by as much as 2 percent.) These margins apply to all pages, including those with tables and figures.

Justification

• Left-aligned, ragged right margins are preferred.
• If you are using a computer or word processor, usejustified margins only if the computer does this well, i.e., does not separate punctuation from characters or leave large gaps in the text.

The dissertation or thesis must contain correct vertical spacing (or 24-point spacing), which is defined as three lines of type and three line spaces per vertical inch throughout the text. Microsoft Word users: go to Format/Paragraph/Indents and Spacing/Line spacing and choose “Exactly.” Set the points at 24. (To check that the font is three lines per inch, place a ruler vertically on the page and measure from the top of the first line to the top of the fourth line.) Exceptions:

• Quotations and footnotes may be single-spaced within each entry.
• Lengthy tables may be single-spaced.
• In an M.F.A. thesis, irregular spacing is permitted to accommodate poetry, some of which is written single-spaced, some triple-spaced, and some with variable spacing.

The Body of the Dissertation or Thesis

• Appendix (or Appendices) (optional)

Bibliography (or References or Works Cited)

• If using a PC, the following fonts and font sizes are acceptable:
• Times New Roman 12
• Helvetica 12
• Times 14 (Times 12 is not acceptable)
• Other fonts may be acceptable (but Courier is not).Check the font with the Thesis Advisor.
• Footnotes may be single-spaced in a 10-point size but must be in the same font as the rest of the text.

Equations, Formulas, and Sub- and Superscripts

• All equations and formulas should be typeset.
• When a computer, word processor, or typewriter cannot make the symbol, insertions by hand are acceptable.
• Equations also may be inserted from a non-matching typewriter or laser-printer font.
• All subscripts and superscripts must be large enough to be read on microfilm. (To ensure readability on microfilm, test a page with sub- or superscripts by photocopying the page using a 25 percent text reduction. If the sub- or superscripts are still readable, then they are large enough.)

Corrections

Strikeovers, correction fluid, and correction tape are not acceptable in the filed copies.

Widows and Headings Separated from Text

•  A dissertation or thesis will not be accepted if it contains “widows” (short lines ending a paragraph at the top of a page) at the end of a chapter.
•  A dissertation or thesis will not be accepted if it contains a heading or subhead at the bottom of a page that is separate from its respective text on the following page.
• In addition to the general formatting guidelines shown above, the following specific guidelines must be followed for each individual section of your dissertation or thesis.

Required Sections, Guidelines, and Suggestions

Required yes.

Typeset the title in all capital letters, centered within the left and right margins, correctly spaced, about 1.5 inches from the top of the page. • Carefully select words for the title of the dissertation or thesis to represent the subject content as accurately as possible. Words in the title are important access points to researchers who may use keyword searches to identify works in various subject areas. • Use word substitutes for formulas, symbols, superscripts, Greek letters, etc. Below the title, at the vertical and horizontal center of the margins, correctly spaced, position the following five lines (all centered): Line 1: A Dissertation [or Thesis] Line 2: Presented to the Faculty of the Weill Cornell Graduate School Line 3: of Medical Sciences Line 4: in Partial Fulfillment of the Requirements for the Degree of Line 5: Doctor of Philosophy [or other appropriate degree] • Center the following three lines within the margins, 1.5 inches from the bottom of the page: Line 1: by Line 2: [name under which you are registered in the University Registrar’s Office] Line 3: [month and year of degree conferral, not the date the dissertation or thesis is submitted; no comma between month and year]

Copyright page

A notice of copyright should appear as the sole item on the page (there is no page heading), centered vertically and horizontally within the margins: © 201_ [student’s registered name] • The copyright symbol is a lower case “c,” which must be circled. (On Macintosh computers, the symbol is typed by pressing the “option” and “g” keys simultaneously. If the font does not have the © symbol, type the “c” and circle it by hand. On PCs, go to the insert menu, choose “symbol,” and highlight the © symbol.)

Required ? Yes

Doctoral candidates.

The heading of the abstract in a dissertation is centered between the left and right margins about 1.1 inches down from the top of the page; it includes the following lines: TITLE OF DISSERTATION Student’s Name, Ph.D. Cornell University 201_ [year of conferral]

• Following the heading lines, skip one 24-point-spaced line and begin the text of the abstract on the same page.
• The abstract should state the problem, describe the methods and procedures used, and give the main results or conclusions of the research.
• The abstract must not exceed 350 words in length (generally about one-and-one-half correctly spaced pages; the abstract may not be more than two pages).

Master’s candidates

• The page heading of the abstract in a thesis is simply the word “ABSTRACT” in all capital letters, centered within the margins at the top of the page. (The thesis abstract does not display the thesis title, author’s name, degree, university, or date of degree conferral.)
•  The abstract must not exceed 600 words in length (approximately two-and-one-half to three pages of correctly spaced typing).

Biographical Sketch

The biographical sketch must be written in third-person voice and contain your educational background. It may contain additional biographical facts.

• As a page heading, use “BIOGRAPHICAL SKETCH” in all capital letters, centered on the page.
•  Number this page as iii. (This is the first numbered preliminary page.)

Dedication 

Required optional.

No title is used on the page.

• The text is centered on the page and can be shown in italic or regular type.
• Text on this page does not need to be in English

Acknowledgments

• The acknowledgments may be written in first-person voice. If your research has been funded by outside grants, you should check with the principal investigator of the grant regarding proper acknowledgment of the funding source. Most outside funding sources require some statement of acknowledgment of the support; some also require a disclaimer from responsibility for the results.
• As a page heading, use “ACKNOWLEDGMENTS” in all capital letters, centered on the page.

Table of Contents

As a page heading, use “TABLE OF CONTENTS” in all capital letters, centered on the page.

• List the sections/chapters of the body of the dissertation or thesis; also list preliminary sections starting with the biographical sketch. (The title page, copyright page, and abstract are not listed.)
• If the dissertation or thesis consists of two volumes, list “Volume II” as a section in the table of contents.
• Page numbers must be listed in a column to the right of each section or chapter title; only the first page of each chapter or section is stated (not a range of page numbers, such as 7–22).
• The table of contents may be single-spaced.

List of Figures and List of Illustrations

Required if included.

As a page heading, use “LIST OF FIGURES” or "LIST OF ILLUSTRACTIONS" in all capital letters, centered on the page.

• The list must contain enough of the titles or descriptions so that readers can locate particular items using the list. (It may not be necessary to include entire figure/illustration captions.)
• The list must contain the page number on which each figure or illustration is found, as in a table of contents.
• The list of figures/ illustrations may be single-spaced.
• Figures/ illustrations must be placed as close as possible to their first mention in the text. They may be placed on a page with no text above or below, or they may be placed directly into the text. If a figure is placed directly into the text, text may appear above or below the figure/illustration/table; no text may wrap around the figure/illustration/table.
• If a figure/illustration appears on a page without other text, it must be centered vertically within the margins on the page.
• Figures/ Illustrations may not be placed at the end of the chapter or at the end of the dissertation or thesis.
• Figure/illustration must be either continuous throughout the dissertation or thesis, or by chapter (e.g., 1.1, 1.2; 2.1, 2.2, etc.). The word “Figure,”  "Illustration" must be spelled out (not abbreviated), and the first letter must be capitalized.
• A caption for a figure/illustration must be placed at the bottom of the figure.
•  If the figure/illustration not including the caption, takes up the entire page, the figure/illustration caption must be placed alone on the preceding page and centered vertically and horizontally within the margins. (When the caption is on a separate page, the List of Figures, List of Illustrations  will list the page number containing the caption.)
• If the figure/illustration not including the caption, takes up more than two pages it must be preceded by a page consisting of the caption only. The first page of the figure/illustration must include the figure/illustration (no caption), and the second and subsequent pages of the figure/illustration/table must also include, at the top of the figure/illustration/table, words that indicate its continuance—for example, “Figure 5 (Continued)”—and on these pages the caption is omitted.
• If figures/illustrations are too large, they may be slightly reduced so as to render a satisfactory product or they must either be split into several pages or be redone. If a figure/illustration is reduced, all lettering must be clear, readable, and large enough to be legible. All lettering, including subscripts, must still be readable when reduced 25 percent beyond the final version. All page margin requirements must be maintained. Page numbers and headings must not be reduced. Figure/illustration captions must be in the same font and font size as the text, not reduced.
• The caption of a figure may be single-spaced, but then captions for all figures/illustrations/tables must be single-spaced.
• Horizontal figures/ illustrations must be positioned correctly—i.e., the top of the figure/illustration will be at the left margin of the vertical page of the dissertation or thesis (remember: pages are bound on the left margin). Figure/illustration headings/captions are placed with the same orientation as the figure/illustration when they are on the same page as the figure/illustration. When they are on a separate page, headings/captions are always placed in vertical orientation, regardless of the orientation of the figure/ illustration.
• Page numbers are always placed as if the figure/illustration was vertical on the page.

List of Tables

• As a page heading, use ““LIST OF TABLES” in all capital letters, centered on the page.
• There must be separate pages for “LIST OF TABLES” even if there is only one example of each.
• The list must contain enough of the titles or descriptions so that readers can locate particular items using the list. (It may not be necessary to include entire table captions.)
• The list must contain the page number on which each  table is found, as in a table of contents.
• The list of tables may be single-spaced.
• Tables must be placed as close as possible to their first mention in the text. They may be placed on a page with no text above or below, or they may be placed directly into the text. If a table is placed directly into the text, text may appear above or below the figure/illustration/table; no text may wrap around the figure/illustration/table.
• If a table appears on a page without other text, it must be centered vertically within the margins on the page.
• Tables may not be placed at the end of the chapter or at the end of the dissertation or thesis.
• Table numbering must be either continuous throughout the dissertation or thesis, or by chapter (e.g., 1.1, 1.2; 2.1, 2.2, etc.). The word “Table” must be spelled out (not abbreviated), and the first letter must be capitalized.
•  A caption for a table must be placed above the table.
• If the table, not including the caption, takes up the entire page, the table caption must be placed alone on the preceding page and centered vertically and horizontally within the margins. (When the caption is on a separate page, the List of Tables will list the page number containing the caption.)
• If the table, not including the caption, takes up more than two pages it must be preceded by a page consisting of the caption only. The first page of the table must include the table (no caption), and the second and subsequent pages of the table must also include, at the top of the table, words that indicate its continuance—for example, “Figure 5 (Continued)”—and on these pages the caption is omitted.
• If tables are too large, they may be slightly reduced so as to render a satisfactory product or they must either be split into several pages or be redone. If a table is reduced, all lettering must be clear, readable, and large enough to be legible. All lettering, including subscripts, must still be readable when reduced 25 percent beyond the final version. All page margin requirements must be maintained. Page numbers and headings must not be reduced.
• Table captions must be in the same font and font size as the text, not reduced.
• The caption of a figure/illustration/table may be single-spaced, but then captions for all figures/illustrations/tables must be single-spaced.
•  Horizontal tables must be positioned correctly—i.e., the top of the table will be at the left margin of the vertical page of the dissertation or thesis (remember: pages are bound on the left margin). Table headings/captions are placed with the same orientation as the table when they are on the same page as the table. When they are on a separate page, headings/captions are always placed in vertical orientation, regardless of the orientation of the table.

List of Abbreviations

•  As a page heading, use “LIST OF ABBREVIATIONS” in all capital letters, centered on the page.

List of Symbols

•  As a page heading, use “LIST OF SYMBOLS” in all capital letters, centered on the page.
• As a page heading, use “PREFACE” in all capital letters, centered on the page.

Body of the Dissertation or Thesis: Text, Appendix, Bibliography

•  Chapter headings may be included that conform to the standard of your academic field.
• Textual notes that provide supplementary information, opinions, explanations, or suggestions that are not part of the text must appear at the bottom of the page as footnotes. Lengthy footnotes may be continued on the next page. Placement of footnotes at the bottom of the page ensures that they will appear as close as possible in the microfilm to the referenced passage.
•  Footnotes may be single-spaced in a 10-point size but must be in the same font as the text.
• Footnotes should be numbered with superscripted Arabic numerals. Numbering can be continuous throughout the dissertation or thesis or may start again for each chapter or page, but the method used must be consistent throughout the document. (Once footnotes have been numbered, any footnotes that are inserted later will require the renumbering of all footnotes to accommodate the newly inserted one. Amending the existing footnote numbers by adding letters to distinguish repeated Arabic numerals—for example, 12a, 12b—is not allowed.)

Published Material.

• If the material in any chapter has already been published or accepted for publication, written permission from the publisher authorizing the student to use it in the dissertation must be submitted.
• On the first page of all published chapters, type an asterisk (*) next to the title(s). The asterisk should appear again at the bottom of the page, followed by a complete reference to the publication.

Appendix (or Appendices)

•  As a page heading, use “APPENDIX” in all capital letters, centered on the page.
•  Place in an appendix any material that is peripheral but relevant to the main text of the dissertation or thesis, such as survey instruments, additional data, computer printouts, details of a procedure or analysis, a relevant paper that you wrote, etc.
•  The appendix may include text that does not meet the general font and spacing requirements of the other sections of the dissertation or thesis.
• As a page heading, use “BIBLIOGRAPHY” (or “REFERENCES” or “WORKS CITED”) in all capital letters, centered on the page.
•  Bibliographies may be single-spaced within each entry but must be 24-point-spaced between entries.
• The Graduate School recommends that you follow the standard citation format used by a major journal in your academic field and that the style be consistent throughout the dissertation or thesis. (Also see “References for Style and Format.”)

For more information please read the Graduate Degree Requirements: Instructions for Doctoral Dissertation and Thesis Preparation:

Fair Use, Copyright, Patent, and Publishing Options

1. Is information that you plan to include from others considered “fair use” and are you acknowledging these sources correctly?

You are responsible for acknowledging any facts, ideas, or materials of others that you include in your work. You must follow the guidelines for acknowledging the work of others in the “Code of Academic Integrity and Acknowledging the Work of Others” (published in the Policy Notebook for the Cornell Community).

If you use any copyrighted material in the dissertation or thesis, it is your responsibility to give full credit to the author and publisher of work quoted. The acknowledgment should be placed in a footnote at the bottom of the first page of the paper or chapter. Additionally, you must determine whether use of the material can be classified as a “fair use” by performing an analysis of your use of each copyrighted item. Please access the Copyright sources at Weill Cornell Library here. These resources are helpful tools for performing this analysis. (See also, Copyright Law and the Doctoral Dissertation: Guidelines to Your Legal Rights and Responsibilities , published by ProQuest, or The Chicago Manual of Style, published by the University of Chicago Press.)

If your use of material is not considered a “fair use,” you must obtain written permission from the copyright owner. Two copies of each permission letter must be submitted with the dissertation or thesis. ProQuest has specific requirements for the content of the permission letter. For these guidelines, consult the ProQuest Doctoral Dissertation Agreement form (published by ProQuest).

If you have already published or had accepted for publication part of your own dissertation or thesis material in a journal, depending on the terms of your publication agreement, it may be necessary to write to that journal and obtain written authorization to use the material in your dissertation.

2. Embargo of online copies

The value of your dissertation extends well beyond your graduation requirements. It’s important that you make an informed decision about providing online access, via ProQuest and eCommons, to your work. This decision can expand the visibility and impact of your work, but it can also shape the options available to you for publishing subsequent works based on your dissertation.

ProQuest’s ProQuest Dissertations and Theses (PQDT) database indexes almost all dissertations published in the U.S. and provides subscription access online to the full text of more recent dissertations. ProQuest also sells print copies of dissertations, paying royalties to authors, when they exceed a minimum threshold. Authors retain copyright in the works they submit to ProQuest.

eCommons is a service of the Cornell University Library that provides long-term, online access to Cornell-related content of enduring value. Electronic theses and dissertations deposited in eCommons, unless subject to embargo, are freely accessible to anyone with an internet connection. When submitting to eCommons, you retain copyright in your work. Ph.D. dissertations and master’s theses submitted to ProQuest are automatically submitted to eCommons, subject to the same embargo you select for ProQuest.

Electronic copies of dissertations in PQDT or eCommons may be made accessible immediately upon submission or after an embargo period of six months, one year, or two years. You may wish to consider an embargo period which helps address publishers’ interests in being the first to publish scholarly books or articles, while also ensuring that scholarship is accessible to the general public within a reasonable period of time. Your decision should be made in consultation with your special committee.

3. Creative Commons license

Creative Commons licenses provide authors with a straightforward and standardized means of prospectively granting certain permissions to potential users of the author’s material. Authors may request proper attribution, permit copying and the creation of derivative works, request that others share derivative works under the same terms and allow or disallow commercial uses. Authors may even choose to place their works directly into the public domain. You will have the option of selecting a Creative Commons license when you upload your dissertation or thesis to ProQuest, and your choice will automatically be applied to the copy of your work in eCommons.

4. Has a patent application been filed (or will one be) on the basis of your thesis or dissertation research?

Cornell University Policy 1.5 governs inventions and related property rights and MSK’s Policy on Intellectual Property . Inventions made by faculty, staff, and students must be disclosed to the Center for Technology Licensing at Cornell University (CTL). Theses and dissertations describing patentable research should be withheld from publication, in order to avoid premature public disclosure. Use the delayed release (embargo) option if a patent application is or will be in process, noting the reason for the delay as “patent pending.” If you have any questions, please contact Cornell’s Center for Technology Licensing at 607-254-4698 or [email protected] .

5. Register for copyright?

Copyright law involves many complex issues that are relevant to you as a graduate student, both in protecting your own work and in referencing the work of others. Discussion of copyright in this publication is not meant to substitute for the legal advice of qualified attorneys. A more detailed discussion of copyright law can be found in the publication from ProQuest entitled Copyright Law and the Doctoral Dissertation: Guidelines to Your Legal Rights and Responsibilities by Kenneth D. Crews.

Copyright protection automatically exists from the time the work is created in fixed form and the copyright immediately becomes the property of the author. Registration with the United States Copyright Office is not required to secure copyright; rather it is a legal formality to place on public record the basic facts of a particular copyright. Although not a condition of copyright protection itself, registering the copyright is ordinarily necessary before any infringement suits can be filed in court.

To register a copyright for your dissertation or thesis, register online or download printable forms . You may also request forms by mail from the Information Section, U.S. Copyright Office, Library of Congress, Washington, D.C. 20559, or contact them by telephone at 202-707-3000.

Doctoral candidates: You may authorize ProQuest to file, on your behalf, an application for copyright registration. This option will be presented to you as part of the submission process.

6. Supplementary materials

If supplementary materials (audio, video, datasets, etc., up to 2GB per file) are part of your thesis or dissertation, you may submit them as supplementary files during the online submission process. For help selecting long-lived file formats, note ProQuest’s guidance in their document, “Preparing Your Manuscript for Submission (Including Supplemental Files).” File formats for which ProQuest does not guarantee migration may still have a high likelihood of preservation in Cornell’s digital repository; please see the eCommons help page for further guidance.

Do not embed media files in the PDF version of your thesis or dissertation, as this can significantly increase the size of the file and make it difficult to download and access. Include a description of each supplementary file in the abstract of your thesis or dissertation. You may include an additional supplementary file containing more detailed information about the supplementary materials as a “readme” file or other form of documentation; this is particularly advisable for data sets or code. The Research Data Management Service Group ( [email protected] ) offers assistance in preparing and documenting data sets for online distribution.

7. Make your work discoverable on search engines?

ProQuest offers authors the option of making their graduate work discoverable through major search engines including Yahoo, Google, Google Scholar, and Google Books. If you chose the Search Engine option on their dissertation “paper” publishing agreement or within ProQuest’s PROQUEST ETD Administrator (electronic submission service), you can expect to have your work appear in the major search engines.

If you change your mind and do not want your work to be made available through search engines, you can contact customer service at [email protected] or 800-521-0600 ext. 77020. In addition, if you did not initially adopt this option but now want your works made available through this service, contact the customer service group to change your selection. Please note that search engines index content in eCommons, regardless of the choice you make for ProQuest.

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Thesis Help 2023-24

• Thesis General Info
• Thesis Submission Process
• Electronic Thesis Archive
• Copyright Help This link opens in a new window
• How to Cite Sources
• Data Help This link opens in a new window
• CUS Thesis Help This link opens in a new window
• Frequently Asked Questions

Thesis Submission Info

This guide contains the updated formatting and submission guidelines for thesis students. This guide may be updated prior to thesis deadlines. 

For more information on using the Microsoft Word template or transferring your thesis from Google Docs to Microsoft Word, see the directions from CUS . Please email Ask A Librarian with questions.

Formatting Your Thesis - Required

For the library to accept your final thesis the following requirements must be met.

• Title and Approval Pages are formatted correctly. See examples below.
• Title Page 
• Approval Page
• Table of Contents
• Major body of text
• Bibliography / References 
• To ensure your thesis can be printed and bound, check that you have a  Section Break (Odd Page)  after each section of your thesis.
• 1.5" on the inside margin and 1" on the outside margin.
• The thesis template will default to these settings. 

General formatting questions? Ask a Librarian!

Specific formatting questions?  Ask CUS!  There are virtual formatting hours on Mondays from 5-7 PST.  For more information, see  this help page .

Common Formatting Problems

See the following examples of common formatting errors.

• Sample thesis with incorrect section breaks
• Sample thesis with incorrect margins
• Sample thesis with incorrect pagination

Title and Approval Pages

No variations in the title or approval pages will be accepted. Examples are linked below. A   complete list of majors for the Approval Page  is available but please verify the listing with your thesis advisor. 

Requirements

• Title and Approval Pages for a Division   
• Title and Approval Pages for an Established Interdisciplinary Committee
• Title and Approval Pages for an Interdisciplinary Committee
• Title and Approval Pages for an Interdivisional Committee
• Use a consistent font and size
• Do not use decorative graphics/fonts
• The date on your title page should be the month and year you are submitting your thesis

CORRECT : May 2022

INCORRECT : May 14, 2022

Thesis Sections and Order

The contents of your thesis must follow the order below. Required sections are indicated in bold.

• Title Page - Required
• Approval Page - Required
• Acknowledgments / Preface
• List of Abbreviations
• Table of Contents- Required
• List of Tables/Figures/Spectra
• Abstract - Required (except for creative writing)
• Major body of text - Required
• Bibliography / References - Required

Formatting Your Thesis - Optional Best Practices

• Best Practices
• Page Numbers
• Figures and Tables
• Building Lists

If you want your thesis to conform to traditional best practices above and beyond the requirements, take these extra steps. 

• All sections are present and in the correct order.  See guidelines below .
• Page numbers are formatted correctly.
• Chapters or new sections start on the right side. 

For examples of past theses, see the Spring 2020 theses in Reed College Electronic Theses Archive .

Example using the LaTex Template

Example using the Word Template

• Starting with the first page of the Introduction/Chapter 1, sequential page numbers should appear on every page. If you are using the thesis template the first page of chapters and blank pages may not display a page number.
• The first page of every chapter should be listed in the table of contents.
• Page numbers can appear anywhere on the page as long as they are consistently placed.

General formatting questions?  Ask a Librarian!

Specific formatting questions? Ask CUS!

• Double-spaced and space-and-a-half are preferred, but if your thesis is particularly long, consult with your thesis adviser to see if single spacing would be appropriate. 

General formatting questions?  Ask a Librarian!  

• Images can appear within chapters, at the end of chapters, or in a separate appendix at the end of your thesis (this is easiest). Your adviser can provide guidance on whether to place the full image citation below the image or in your Bibliography.
• Instructions for inserting images and tables into the thesis templates are available on the  CUS Thesis Help Page .
• Including a List of Tables/Figures/Spectra is optional, but it is recommended to include one if you have multiple tables/figures/spectra. A sample List of Figures as well as specifics about formatting are in the thesis template ( Word or  LaTeX )
• Footnotes should be single-spaced and numbered continuously for each chapter or for the entire work. Do not restart the numbering of footnotes on each page.
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Format Requirements for Your Dissertation or Thesis

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The final dissertation or thesis manuscript must have a ready-for-publication appearance and standard features.

The Office of the University Registrar does not endorse or verify the accuracy of any dissertation or thesis formatting templates that may be available to you.

It is your student responsibility to make sure that the formatting meets these requirements. Introductory material, text, and appendices must all be clearly and consistently prepared and must meet all of the specifications outlined below.

Once you upload and submit your dissertation or thesis in Axess, and it has been approved by the university, the submission is considered final and no further changes are permitted.

The digital file of the dissertation or thesis, which is sent to Stanford Libraries for cataloging, must meet certain technical requirements to ensure that it can be easily accessed by readers now and into the future. 

Follow the specifications outlined below.

Style and Format

Word and text divisions, style guides, content and layout, special instructions for d.m.a. students, order and content, page orientation, embedded links, supplementary material and publishing, supplementary material, scholarly reference, published papers and multiple authorship, use of copyrighted material, copyrighting your dissertation, file security and file name, stanford university thesis & dissertation publication license.

Pages should be standard U.S. letter size (8.5 x 11 inches).

In order to ensure the future ability to render the document, standard fonts must be used. 

For the main text body, type size should be 10, 11, or 12 point. Smaller font sizes may be used in tables, captions, etc. 

The font color must be black. 

Font Families

Acceptable font styles include:

• Times New Roman (preferred)
• Courier, Courier Bold, Courier Oblique, Courier Bold-Oblique;
• Helvetica, Helvetica Bold, Helvetica Oblique, Helvetica Bold-Oblique;
• Times, Times Bold, Times Italic, Times Bold-Italic;
• Computer Modern (or Computer Modern Roman).

Note: Do not use script or ornamental fonts. Do not use proprietary fonts.

If you use mathematical or other scientific notation in your dissertation or thesis using a font other than Symbol, you must embed the font into the PDF that is submitted to the university. 

Inner margins (left edge if single-sided; right edge for even-numbered pages, and left edge for odd-numbered pages if double-sided) must be 1.5 inches. All other margins must be one inch.

Pagination, headers, and/or footers may be placed within the margin, but no closer than one-half inch from the edge of the page.

For double-sided copies, 1.5 inches must be maintained as the inner margin. Margin requirements should apply to the entire document, including the title page.

The main text of the manuscript should be one-and-a-half or double-spaced lines, except where conventional usage calls for single spacing, such as footnotes, indented quotations, tables, etc.

Words should be divided correctly at the end of a line and may not be divided from one page to the next. Use a standard dictionary to determine word division. 

Avoid short lines that end a paragraph at the top of a page, and any heading or subheading at the bottom of a page that is not followed by text.

The dissertation and thesis must be in English. 

Language Exceptions for Dissertations Only

Approval for writing the dissertation in another language is normally granted only in cases where the other language or literature in that language is also the subject of the discipline. 

Exceptions are granted by the school dean upon submission of a written request from the chair of your major department. Approval is routinely granted for dissertations in the Division of Literature, Cultures, and Languages within department specifications.

Prior to submitting in Axess, you must send a copy of the approval letter (or email message chain) from the department dean to [email protected]    

Dissertations written in another language must include an extended summary in English (usually 15 to 20 pages in length). In this case, you should upload your English summary as a supplemental file, during Step 4 of the online submission process.

Select a standard style approved by your department and use it consistently. 

Some reliable style guides are:

• K.A. Turabian’s A Manual for Writers of Term Papers, 
• Theses and Dissertations (University of Chicago Press), and 
• the MLA Handbook for Writers of Research Papers, Theses, and Dissertations (Modern Language Association).

If you are a student in the Doctor of Musical Arts program, you may submit musical scores formatted at 11 x 17 inches in size. 

If you are submitting a performance as your dissertation, submit the audio file in WAV format as a supplemental file. 

Note: The maximum file size accepted for submission is 100 MB. If a performance recording exceeds the maximum file size, break the file into multiple files and submit the parts individually as supplemental files.

Your dissertation or thesis must contain the following sections. All sections must be included in a single digital file for upload.

• Title Page — The format must be followed exactly. View these title page examples for Ph.D. Dissertation and this title page sample for an Engineer Thesis . Use uppercase letters. The title of the dissertation or thesis should be a meaningful description of the content of the manuscript. Use word substitutes for formulas, symbols, superscripts, subscripts, Greek letters, etc. The month and year must be the actual month and year in which you submit your dissertation or thesis electronically to the university. (Note: A student who submits in Autumn quarter is conferred his/her degree in the following calendar year.)
• Copyright Page — The dissertation or thesis PDF uploaded in Axess should not contain a copyright page. The copyright page will be created automatically by the online submission system and inserted into the file stored by Stanford Libraries.
• Signature Page — The dissertation or thesis PDF uploaded in Axess should also not contain a signature page. The submission process has moved away from ink-signatures, so a digital facsimile of the signature page will be created automatically by the online submission system and inserted into the dissertation or thesis in its final format stored by Stanford Libraries.
• Abstract — An abstract may be included in the preliminary section of the dissertation or thesis. The abstract in the body of the dissertation or thesis follows the style used for the rest of the manuscript and should be placed following the signature page. There is no maximum permissible length for the abstract in the dissertation or thesis.    Dissertation authors must enter an abstract using the online submission form for uploading the digital dissertation or thesis file to the library. This abstract, which will be indexed for online searching, must be formatted in plain text (no HTML or special formatting). It should be a pithy and succinct version of the abstract included in the dissertation or thesis itself.
• Preface, an Acknowledgment, or a Dedication
• Table of Contents – Include page references.
• List of Tables –  Include titles and page references. This list is optional.
• List of Illustrations – Include titles and page references. This list is optional
• Introduction  
• Main body – Include suitable, consistent headings for the larger divisions and more important sub-divisions.
• Appendices.
• Bibliography or List of References.

Except for the title page, which counts as 'i' but is not physically numbered, each page of the manuscript, including all blank pages, pages between chapters, pages with text, photographs, tables, figures, maps, or computer code must be assigned a number. 

Consistent placement of pagination, at least one-half inch from the paper’s edge, should be used throughout the manuscript.

Follow these pagination instructions exactly:

• For the preliminary pages, use small Roman numerals (e.g., iv, v, vi).
• The title page is not physically numbered, but counts as page i.
• Keep in mind that a copyright page ii and augmented signature page iii (based off your student record) will automatically be inserted to your manuscript during submission.  This means you must ensure to remove pages ii and iii from your dissertation or thesis.
• Failing to remove pages ii and iii is most common formatting mistake: you must remove your copyright page ii and signature page iii from the pdf file before you submit your dissertation or thesis, and begin pagination on your abstract with page number "iv". If the document is formatted for double-sided printing with each section starting on the right page, then pagination will begin on a blank page (page"iv") and the Abstract should be numbered as page "v", and so forth.
• For the remainder of the manuscript, starting with the Introduction or Chapter 1 of the Main Body, use continuous pagination (1, 2, 3, etc) for text, illustrations, images, appendices, and the bibliography. Remember to start with Arabic numbered page 1, as this is not a continuation of the Roman numeral numbering from the preliminary pages.
• The placement of page numbers should be consistent throughout the document.

For text, illustrations, charts, graphs, etc., printed in landscape form, the orientation should be facing away from the bound edge of the paper.

Images (color, grayscale, and monochrome) included in the dissertation or thesis should be clearly discernible both on screen and when printed. The dimensions should not exceed the size of the standard letter-size page (8.5” x 11”).

Image resolution should be 150 dots per inch (dpi), though resolutions as low as 72 dpi (and no lower) are acceptable. 

The format of images embedded in the PDF should be JPEG or EPS (the format JPEG2000 is also acceptable when it is supported in future versions of the PDF format). GIF and PNG are not preferred image file formats.

Large images, including maps and charts or other graphics that require high resolution, should not be included in the main dissertation or thesis file. Instead, they can be submitted separately as supplemental files and formatted in other formats as appropriate. 

Multimedia, such as audio, video, animation, etc., must not be embedded in the body of the dissertation or thesis. These media types add size and complexity to the digital file, introducing obstacles to users of the dissertation or thesis who wish to download and read (and “play back”) the content, and making it more difficult to preserve over time.

If you wish to include multimedia with your submission, upload the media separately as a stand-alone file in an appropriate media format. See Supplementary Material section below.

It is acceptable to include “live” (i.e., clickable) web URLs that link to online resources within the dissertation or thesis file. Spell out each URL in its entirety (e.g., http://www.stanford.edu ) rather than embedding the link in text (e.g., Stanford homepage ). By spelling out the URL, you improve a reader’s ability to understand and access the link reference.

Supplementary material may be submitted electronically with the dissertation or thesis. This material includes any supporting content that is useful for understanding the dissertation or thesis, but is not essential to the argument. It also covers core content in a form that can not be adequately represented or embedded in the PDF format, such as an audio recording of a musical performance.

Supplementary materials are submitted separately than the dissertation or thesis file, and are referred to as supplemental files.

A maximum of twenty supplemental files can be submitted. There are no restrictions on the file formats. The maximum file size is 1 GB.

You are encouraged to be judicious about the volume and quality of the supplemental files, and to employ file formats that are widely used by researchers generally, if not also by scholars of the discipline.

The following table outlines recommended file formats for different content types. By following these recommendations, the author is helping to ensure ongoing access to the material.

After uploading each supplemental file, it is important to enter a short description or label (maximum 120 characters for file name and the description). This label will be displayed to readers in a list of the contents for the entire submission.

If copyrighted material is part of the supplementary material, permission to reuse and distribute the content must be obtained from the owner of the copyright. Stanford Libraries requires copies of permission letters (in PDF format) to be uploaded electronically when submitting the files, and assumes no liability for copyright violations. View this sample permission letter .

System restrictions allow for a maximum of 10 individually uploaded permission files. If you have more than 10 permission files we recommend combining all permission letters into a single PDF file for upload.

In choosing an annotation or reference system, you should be guided by the practice of your discipline and the recommendations of your departments. In addition to the general style guides listed in the Style section above, there are specific style guides for some fields. When a reference system has been selected, it should be used consistently throughout the dissertation or thesis. The placement of footnotes is at your discretion with reading committee approval.

An important aspect of modern scholarship is the proper attribution of authorship for joint or group research. If the manuscript includes joint or group research, you must clearly identify your contribution to the enterprise in an introduction.

The inclusion of published papers in a dissertation or thesis is the prerogative of the major department. Where published papers or ready-for-publication papers are included, the following criteria must be met:

• There must be an introduction that integrates the general theme of the research and the relationship between the chapters. The introduction may also include a review of the literature relevant to the dissertation or thesis topic that does not appear in the chapters.
• Multiple authorship of a published paper should be addressed by clearly designating, in an introduction, the role that the dissertation or thesis author had in the research and production of the published paper. The student must have a major contribution to the research and writing of papers included in the dissertation or thesis.
• There must be adequate referencing of where individual papers have been published.
• Written permission must be obtained for all copyrighted materials. Letters of permission must be uploaded electronically in PDF form when submitting the dissertation or thesis. 
• The published material must be reformatted to meet the university's format requirements (e.g., appropriate margins and pagination) of the dissertation. The Office of the University Registrar will approve a dissertation or thesis if there are no deviations from the normal specifications that would prevent proper dissemination and utilization of the dissertation or thesis. If the published material does not correspond to these standards, it will be necessary for you to reformat that portion of the dissertation or thesis.
• Multiple authorship has implications with respect to copyright and public release of the material. Be sure to discuss copyright clearance and embargo options with your co-authors and your advisor well in advance of preparing your thesis for submission.

If copyrighted material belonging to others is used in your dissertation or thesis or is part of your supplementary materials, you must give full credit to the author and publisher of the work in all cases, and obtain permission from the copyright owner for reuse of the material unless you have determined that your use of the work is clearly fair use under US copyright law (17 USC §107). 

The statute sets out four factors that must be considered when assessing Fair Use:

• the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purpose;
• the nature of the copyrighted work;
• the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
• the effect of the use upon the potential market for or value of the copyrighted work.

The Association of American University Presses requires permission for any quotations that are reproduced as complete units (poems, letters, short stories, essays, journal articles, complete chapters or sections of books, maps, charts, graphs, tables, drawings, or other illustrative materials). You can find this guideline and other detailed information on Fair Use at http://fairuse.stanford.edu . 

If you are in doubt, it is safest to obtain permission. Permission to use copyrighted material must be obtained from the owner of the copyright. Stanford Libraries requires copies of permission letters (in PDF format) to be uploaded electronically when submitting the dissertation or thesis, and assumes no liability for copyright violations. For reference, view this sample permission letter .

Copyright protection is automatically in effect from the time the work is in fixed form. A proper copyright statement consisting of the copyright symbol, the author’s name, year of degree conferral, and the phrase “All Rights Reserved” will be added automatically to the dissertation or thesis in its final form.

Registration of copyright is not required, but it establishes a public record of your copyright claim and enables copyright owners to litigate against infringement. You need not register your copyright with the U.S. Copyright Office at the outset, although registration must be made before the copyright may be enforced by litigation in case of infringement. 

Early registration does have certain advantages: it establishes a public record of your copyright claim, and if registration has been made prior to the infringement of your work, or within three months after its publication, qualifies you to be awarded statutory damages and attorney fees in addition to the actual damages and profits available to you as the copyright owner (should you ever have to sue because of infringement).

For more information about copyright, see the Stanford Libraries' resource on Copyright Considerations .

For further information on Registration of Copyright, see https://www.copyright.gov/registration/ .

Do not require a password to make changes to your submitted PDF file, or apply other encryption or security measures. Password-protected files will be rejected.

The file name and description will be printed on a page added to your dissertation or thesis, so choose a file name accordingly.

Important note: File names may only consist of alphanumeric characters, hyphen, underscore, at sign, space, ampersand, and comma – before the ending period and file extension.  Specifically,

• A file name cannot start with a space, period (nor contain a period), underscore, or hyphen.
• Files names must be 120 characters or less.

Here is an example of a filename that is allowed, including all of the possible characters:

• A Study of Social Media with a Focus on @Twitter Accounts, Leland Student_30AUG2023.pdf

In submitting a thesis or dissertation to Stanford, the author grants The Trustees of Leland Stanford Junior University (Stanford) the non-exclusive, worldwide, perpetual, irrevocable right to reproduce, distribute, display and transmit author's thesis or dissertation, including any supplemental materials (the Work), in whole or in part in such print and electronic formats as may be in existence now or developed in the future, to sub-license others to do the same, and to preserve and protect the Work, subject to any third-party release or display restrictions specified by Author on submission of the Work to Stanford.

Author further represents and warrants that Author is the copyright holder of the Work, and has obtained all necessary rights to permit Stanford to reproduce and distribute third-party materials contained in any part of the Work, including use of third-party images, text, or music, as well as all necessary licenses relating to any non-public, third-party software necessary to access, display, and run or print the Work. Author is solely responsible and will indemnify Stanford for any third party claims related to the Work as submitted for publication.

Author warrants that the Work does not contain information protected by the Health Insurance Portability and Accountability Act (HIPAA), the Family Educational Rights and Privacy Act (FERPA), confidentiality agreements, or contain Stanford Prohibited, Restricted or Confidential data described on the University IT website , or other data of a private nature.

Stanford is under no obligation to use, display or host the work in any way and may elect not to use the work for any reason including copyright or other legal concerns, financial resources, or programmatic need.

Thesis and Dissertation Formatting

Introduction.

The requirements listed in the Thesis and Dissertation Formatting Requirements apply to the formal master’s thesis and the doctoral dissertation.

The thesis or dissertation is a report of original research and scholarly work that is shared with the academic community and is made available to the public. The thesis or dissertation becomes part of the UWM Digital Commons and is also made available through ProQuest. Information about submission can be found on the Electronic Thesis & Dissertation Submission website.

These format standards have been developed to ensure a degree of consistency in the written presentation of this research across academic disciplines.

The Graduate School will not accept theses or dissertations that do not conform to these requirements. Have your formatting reviewed by the Graduate School by the formatting deadline .

• All students: email a draft to [email protected]

General Instructions

Required page order, preliminary pages:.

• Title page – required
• Abstract page – required
• Copyright page – optional
• Dedication – optional
• Table of Contents – required for all except creative works
• List of Figures – required if figures appear in thesis
• List of Tables – required if tables appear in the thesis
• List of Abbreviations – optional
• Acknowledgements – required if permission to reproduce copyright material is necessary
• Frontispiece (illustration) or Epigraph (quotation) – optional
• Appendices – optional

Thesis and Dissertation Formatting Resources:

• Manual (PDF) • Presentation (.pptx) • Thesis Formatting Template (.docx) • Dissertation Formatting Template (.docx) • Checklist (PDF)

Double space throughout, with the exception of the title page; captions; table or figure headings; extensive quotations; footnotes or endnotes; entries in the References section; entries in the Table of Contents; and appendices.

Any standard font is acceptable; however, the same font should be used throughout. Use a font size of approximately 12. The only exceptions to this font size are captions (not smaller than 9 point) and headings (not larger than 20 point).

ALL pages must have 1″ top, bottom, left, and right margins.

Preliminary Pages

Preliminary pages are the required pages that appear at the beginning of the final document. There are also optional pages which can be placed in this section.

Page Numbering

All preliminary pages are numbered with lower case Roman numerals, centered at the bottom of the page, with the bottom of the number at least 1/2 inch from the edge of the page. The exception to this is the title page, which is counted but not numbered.

Sample pages (PDF)

Pages appear in this order

• Title page – Required The title page is counted but not numbered. Follow the format shown in the sample pages (PDF) . All items centered and TITLE IN ALL CAPS. Use official degree names only. The date is the month and year of degree conferral. Degrees are awarded three times a year: in May, August, and December.
• Abstract – Required The abstract is a summary of the dissertation. Follow the format shown in the sample pages (PDF) . Copy the abstract heading sample exactly. See Sample ABSTRACT TEXT for important information. It always starts with page number “ii”.
• Copyright and Your Dissertation or Thesis (ProQuest) (PDF)
• copyright.gov
• UWM Libraries: Copyright and Fair Use
• Dedication – Optional May be combined with acknowledgements. There is no required heading on this page.
• Table of Contents – Required for all except creative works. The Table of Contents lists all sections that follow it (with the exception of an epigraph or frontispiece). Type TABLE OF CONTENTS centered at the top of the page, double space and begin the entries. Single space within entries and double space in-between entries.
• List of Figures – Required if figures appear in the thesis. Type LIST OF FIGURES centered at the top of the page, double space and begin. The term figures includes various non-text items. List the number, caption, and page number of each figure. Figures should be numbered consecutively throughout the thesis.
• List of Tables – Required if tables appear in the thesis. Type LIST OF TABLES at the top of the page, double space and begin. List the number, caption, and page number of each table. Tables should be numbered consecutively throughout the thesis.
• List of Abbreviations (or List of Symbols, or Nomenclature) – Optional, include as necessary. Format heading the same as List of Figures.
• Acknowledgments – Required if permission to reproduce copyrighted material is necessary. Type ACKNOWLEDGMENTS at the top of the page, double space, and begin the remarks.
• Frontispiece (illustration) or Epigraph (quotation) – Optional The source of the epigraph is listed below the quotation, but is not listed in the bibliography unless it is also cited in the main text.

Beginning with the text of the thesis, the page numbering changes to Arabic numerals, centered at the bottom of the page, with at least 1/2″ clearance from each edge. The first page of the main text is page 1, and should be displayed on the page. All subsequent pages are numbered throughout the text.

Tables and Figures

All illustrative materials must maintain the same margins as the rest of the thesis. 1″ top, bottom, left, and right margins

All illustrative material must be large enough to be easily read. Minimum font size is 9.

Landscape format

In order to maintain the required page margins for tables or figures, it may be necessary to print them in landscape format. The top margin will now be the edge that is bound. However, the page number must be placed on the page as though the page was in portrait format. It needs to appear in the same location and have the same text direction as the other (portrait) pages. See Thesis and Dissertation Formatting (.pptx) for additional help and examples.

Figure Captions

If space permits, the caption should appear on the same page as the figure. Font size must not be smaller than 9 point.

References and Citations

Any of the standard style manuals may be used as a guide in formatting references to works cited in the thesis. References may be placed at the end of the main text, or at the end of each chapter. Endnotes and/or footnotes may also be used. Whatever format is chosen, it must be followed consistently throughout the thesis.

If you are not following a style manual, please single space within each entry and double space between the entries.

Reference pages are numbered. Use the next consecutive page number of your document for your references.

All material included in the appendices must meet minimum font and margin requirements.

Many theses will not need this section. Material that supports the research, but is not essential to an understanding of the text, is placed in the appendices. Examples include raw data, extensive quotations, and survey or test instruments.

If there is only one appendix, it is simply called Appendix, not Appendix A. If there are multiple, appendices should be designated A: Title B: Title C: Title etcetera. Each appendix and its title and page number are listed in the Table of Contents.

Start the Appendix or Appendices with the next consecutive page number. The Appendix or Appendices should be listed in the Table of Contents.

The appendix title can be on its own page, or at the beginning of the actual material. See sample pages for examples.

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Organizing and Formatting Your Thesis and Dissertation

Learn about overall organization of your thesis or dissertation. Then, find details for formatting your preliminaries, text, and supplementaries.

Overall Organization

A typical thesis consists of three main parts – preliminaries, text, and supplementaries. Each part is to be organized as explained below and in the order indicated below:

1. Preliminaries:

• Title page (required)
• Copyright page (required)
• Abstract (required) only one abstract allowed
• Acknowledgments (optional) located in the Preliminary Section only
• Preface (optional)
• Autobiography (optional)
• Dedication (optional)
• Table of Contents (required)
• List of Tables (optional)
• List of Figures (optional)
• List of Plates (optional)
• List of Symbols (optional)
• List of Keywords (optional)
• Other Preliminaries (optional) such as Definition of Terms

3. Supplementaries:

• References or bibliography (optional)
• Appendices (optional)
• Glossary (optional)
• List of Abbreviations (optional)

Preliminaries

These are the general requirements for all preliminary pages.

• Preliminary pages are numbered with lower case Roman numerals.
• Page numbers are ½” from the bottom of the page and centered.
• The copyright page is included in the manuscript immediately after the title page and is not assigned a page number nor counted.
• The abstract page is numbered with the Roman numeral “ii”.
• The remaining preliminary pages are arranged as listed under “Organizing and Formatting the Thesis/Dissertation” and numbered consecutively.
• Headings for all preliminary pages must be centered in all capital letters 1” from the top of the page.
• Do not bold the headings of the preliminary pages.

A sample Thesis title page pdf is available here ,  and a sample of a Dissertation title page pdf is available here.

Refer to the sample page as you read through the format requirements for the title page.

• Do not use bold.
• Center all text except the advisor and committee information.

The heading “ Thesis ” or “ Dissertation ” is in all capital letters, centered one inch from the top of the page.

• Your title must be in all capital letters, double spaced and centered.
• Your title on the title page must match the title on your GS30 – Thesis/Dissertation Submission Form

Submitted by block

Divide this section exactly as shown on the sample page. One blank line must separate each line of text.

• Submitted by
• School of Advanced Materials Discovery 
• School of Biomedical Engineering
• Graduate Degree Program in Cell and Molecular Biology
• Graduate Degree Program in Ecology

If your department name begins with “School of”, list as:

• School of Education
• School of Music, Theatre and Dance
• School of Social Work

If you have questions about the correct name of your department or degree, consult your department. Areas of Study or specializations within a program are not listed on the Title Page.

Degree and Graduating Term block

• In partial fulfillment of the requirements
• For the Degree of
• Colorado State University
• Fort Collins, Colorado (do not abbreviate Colorado)

Committee block

• Master’s students will use the heading Master’s Committee:
• Doctoral students will use the heading Doctoral Committee:
• The Master’s Committee and Doctoral Committee headings begin at the left margin.
• One blank line separates the committee heading and the advisor section.
• One blank line separates the advisor and committee section.
• Advisor and committee member names are indented approximately half an inch from the left margin.
• Titles before or after the names of your advisor and your members are not permitted (Examples – Dr., Professor, Ph.D.).

Copyright Page

• A sample copyright page pdf is available here.
• A copyright page is required.
• A copyright page is included in the manuscript immediately after the title page.
• This page is not assigned a number nor counted.
• Center text vertically and horizontally.
• A sample abstract page pdf is available here – refer to the sample page as you read through the format requirements for the abstract.
• Only one abstract is permitted.
• The heading “ Abstract ” is in all capital letters, centered one inch from the top of the page.
• Three blank lines (single-spaced) must be between the “ Abstract ” heading and your title.
• Your title must be in all capital letters and centered.
• The title must match the title on your Title Page and the GS30 – Thesis/Dissertation Submission Form
• Three blank lines (single-spaced) must be between the title and your text.
• The text of your abstract must be double-spaced.
• The first page of the abstract is numbered with a small Roman numeral ii.

Table of Contents

• A sample Table of Contents page pdf is available.
• The heading “ Table of Contents ” is in all capital letters centered one inch from the top of the page.
• Three blank lines (single-spaced) follow the heading.
• List all parts of the document (except the title page) and the page numbers on which each part begins.
• The titles of all parts are worded exactly as they appear in the document.
• Titles and headings and the page numbers on which they begin are separated by a row of dot leaders.
• Major headings are aligned flush with the left margin.
• Page numbers are aligned flush with the right margin.

The text of a thesis features an introduction and several chapters, sections and subsections. Text may also include parenthetical references, footnotes, or references to the bibliography or endnotes.

Any references to journal publications, authors, contributions, etc. on your chapter pages or major heading pages should be listed as a footnote .

• The entire document is 8.5” x 11” (letter) size.
• Pages may be in landscape position for figures and tables that do not fit in “portrait” position.
• Choose one type style (font) and font size and use it throughout the text of your thesis. Examples: Times New Roman and Arial.
• Font sizes should be between 10 point and 12 point.
• Font color must be black. 
• Hyperlinked text must be in blue. If you hyperlink more than one line of text, such as the entire table of contents, leave the text black. 
• Margins are one inch on all sides (top, bottom, left, and right).
• Always continue the text to the bottom margin except at the end of a chapter.

• Please see preliminary page requirements .
• Body and references are numbered with Arabic numerals beginning with the first page of text (numbered 1).
• Page numbers must be centered ½” from the bottom of the page.

Major Headings

• A sample page pdf for major headings and subheadings is available here.
• Use consistent style for major headings.
• Three blank lines (single-spaced) need to be between the major heading and your text.
• Each chapter is started on a new page.
• The References or Bibliography heading is a major heading and the formatting needs to match chapter headings.

Subheadings

• A sample page pdf for major headings and subheadings is available here .
• Style for subheadings is optional but the style should be consistent throughout.
• Subheadings within a chapter (or section) do not begin on a new page unless the preceding page is filled. Continue the text to the bottom of the page unless at the end of a chapter.
• Subheadings at the bottom of a page require two lines of text following the heading and at least two lines of text on the next page.

Running Head

Do not insert a running head.

When dividing paragraphs, at least two lines of text should appear at the bottom of the page and at least two lines of text on the next page.

Hyphenation

The last word on a page may not be divided. No more than three lines in succession may end with hyphens. Divide words as indicated in a standard dictionary.

• The text of the thesis is double-spaced.
• Bibliography or list of reference entries and data within large tables may be single-spaced. Footnotes should be single spaced.
• Footnotes and bibliography or list of reference entries are separated by double-spacing.
• Quoted material of more than three lines is indented and single-spaced. Quoted material that is three lines or fewer may be single-spaced for emphasis.

Poems should be double-spaced with triple-spacing between stanzas. Stanzas may be centered if lines are short.

• Consult a style manual approved by your department for samples of footnotes.
• Footnotes are numbered consecutively throughout the entire thesis.
• Footnotes appear at the bottom of the page on which the reference is made.
• Footnotes are single-spaced.
• Consult a style manual approved by your department for samples of endnotes.
• Endnotes are numbered consecutively throughout the entire thesis.
• Endnotes may be placed at the end of each chapter or following the last page of text.
• The form for an endnote is the same as a footnote. Type the heading “endnote”.

Tables and Figures

• Tables and figures should follow immediately after first mentioned in the text or on the next page.
• If they are placed on the next page, continue the text to the bottom of the preceding page.
• Do not wrap text around tables or figures. Text can go above and/or below.
• If more clarity is provided by placing tables and figures at the end of chapters or at the end of the text, this format is also acceptable.
• Tables and Figures are placed before references.
• Any diagram, drawing, graph, chart, map, photograph, or other type of illustration is presented in the thesis as a figure.
• All tables and figures must conform to margin requirements.
• Images can be resized to fit within margins
• Table captions go above tables.
• Figure captions go below figures.
• Captions must be single spaced.

Landscape Tables and Figures

• Large tables or figures can be placed on the page landscape or broadside orientation.
• Landscape tables and figures should face the right margin (unbound side).
• The top margin must be the same as on a regular page.
• Page numbers for landscape or broadside tables or figures are placed on the 11” side.

Supplementaries

These are the general requirements for all supplementary pages.

• Supplementary pages are arranged as listed under “Organizing and Formatting the Thesis/Dissertation” and numbered consecutively.
• Headings for all supplementary pages are major headings and the formatting style needs to match chapter headings.

References or Bibliography

• The References or Bibliography heading is always a major heading and the formatting style needs to match chapter headings.
• References or Bibliography are ordered after each chapter, or at the end of the text.
• References or Bibliography must start on a new page from the chapter text.
• References are aligned flush with the left margin.
• The style for references should follow the format appropriate for the field of study.
• The style used must be consistent throughout the thesis.
• Appendices are optional and used for supplementary material.
• The Appendices heading is a major heading and the formatting style needs to match chapter headings.
• As an option the appendix may be introduced with a cover page bearing only the title centered vertically and horizontally on the page. The content of the appendix then begins on the second page with the standard one inch top margin.
• Quality and format should be consistent with requirements for other parts of the thesis including margins.
• Page numbers used in the appendix must continue from the main text.

A Foreign Language Thesis

Occasionally, theses are written in languages other than English. In such cases, an English translation of the title and abstract must be included in the document.

• Submit one title page in the non-English language (no page number printed).
• Submit one title page in English (no page number printed).
• Submit one abstract in the non-English language (page number is ii).
• Submit one abstract in English (page number is numbered consecutively from previous page – example: if the last page of the abstract in the foreign language is page ii the first page of the abstract in English is numbered page iii).

Multipart Thesis

In some departments, a student may do research on two or more generally related areas which would be difficult to combine into a single well-organized thesis. The solution is the multi-part thesis.

• Each part is considered a separate unit, with its own chapters, bibliography or list of references, and appendix (optional); or it may have a combined bibliography or list of references and appendix.
• A single abstract is required.
• The pages of a multi-part thesis are numbered consecutively throughout the entire thesis, not through each part (therefore, the first page of Part II is not page 1).
• The chapter numbering begins with Chapter 1 for each part, or the chapters may be numbered consecutively.
• Pagination is consecutive throughout all parts, including numbered separation sheets between parts.
• Each part may be preceded by a separation sheet listing the appropriate number and title.

Formatting Theses & Dissertations using Word 2010: Setting Margins

• Footnotes and Endnotes
• Images, Charts, Other Objects
• Cross-References
• Applying a Style
• Modifying a Style
• Setting up a Heading 1 Example

Setting Margins

• Creating and Using Templates
• Combining Chapters
• Finalizing Without Styles
• Adding Page Numbers
• Landscape Pages
• Automatic Table of Contents and Lists
• Commenting and Reviewing
• Quick Links

General guidelines require a 1” margin on  all sides except the left, which requires a 1.5” margin.

• On the Page Layout Ribbon, in the Page Setup Group , click on the arrow below the Margins options and select Custom Margins….
• In the Page Setup dialog box, select the Margins tab, and type 1.5” into the space for the left margin and 1’ for the rest of them.
• Before closing the dialog box, make sure the Apply to: setting is set to Whole Document .

Even though general guidelines say you need a 2 or 2.5 inch margin on the top of certain pages, do not use the margins to achieve this – see below for more details.

If for whatever reason you need to change the margin for only one section, be sure the Apply to: is set to This section only . 

Two-inch Margin Using Styles

Using a Heading 1 and redefining the style create the two-inch margin required by general guidelines on the chapter titles and major headings like Dedication and Acknowledgments is often the best method.

By adding the extra space above the Heading 1, you combine the one inch margin from the document with the one inch of space on the heading to create your two inches.

Please see the Setting Up Heading 1 Example on the previous page for the step-by-step instructions.

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• Last Updated: Dec 16, 2021 3:21 PM
• URL: https://research.auctr.edu/dissertation

• TEAL Paragraph Development: An Approach to Developing Strong, Meaningful Body Paragraphs

by acburton | Apr 25, 2024 | Resources for Students , Writing Resources

Raise your hand if you have heard of the ‘5-paragraph essay’. Organizing a relatively short set of ideas with an introduction, three body paragraphs, and a conclusion may seem simple enough and effective for a multitude of assignments.  However, when making complex arguments, reviewing a deep topic, or writing a lengthy term paper, you may need more than 5 paragraphs. What then?!

That’s where the TEAL paragraph formula comes in. Using TEAL (Topic Sentence, Example, Analysis, and Link to Thesis), provides you with a structure that will   give you the best results to creating an organized and developed body paragraph. Here’s how to use it!

In this post, we overview how to use TEAL. Download a Word Doc with examples to see TEAL in action.

Begin with your Topic Sentence

A topic sentence should have a piece of your major argument or thesis included, and it should be clearly stated so that the reader can see a clear connection from your thesis to your body paragraph. 

Your Topic Sentence should…

• Reference your thesis statement.
• Provide one specific idea and focus for the body paragraph.
• Clearly show the reader what this paragraph will be about and how it connects to your thesis.

Give Your Reader an Example

Along with providing you a template to discuss complex or in-depth topics, using this structure for your body paragraphs will also allow you to be sure that you are appropriately incorporating evidence into your draft.

Before you begin writing your body paragraph, the example or supporting evidence should be one of the first parts of your essay that you begin thinking about (even before you start writing your paper!). Providing your reader with an example may be the second part of TEAL (aka the second part in building your body paragraph), but you’ll want to think beforehand about how your example will support your topic sentence. If your example doesn’t support your topic sentence, then your topic sentence can’t support your thesis. Examples make it easier for you and your reader to find connections; connections that will lead to insightful points for analysis (up next!).

Examples can be direct quotations, paraphrased text, personal examples, data/statistics, etc. and no matter the type of example, you’ll want to make sure that your evidence is relevant and, again, connects to your topic sentence. Make sure every example is introduced and contextualized and that every example coming from a source other than yourself has a citation in the proper format!

Making Connections With Analysis

Analysis is an integral part of developing your body paragraphs. This is the section of your paragraph where you should be clearly explaining how your examples support your thesis and topic sentences.  

Not sure where to begin? Look to your professor’s prompts and decide what they are asking you to address in the assignment.  When you are sure that you are answering your professor’s prompt, you can also be sure that you are directly explaining how your support is addressing the key requirements of the prompt and assignment.

Things to consider…

• How does this example help your reader understand the topic sentence?
• What specific parts of this example show your topic sentence?
• What is important about this example in connection to your topic sentence?
• Aim for about 3-4 sentences of analysis per example to assure in-depth discussion

REMEMBER! Analysis will always come DIRECTLY after its respective example. You will introduce an example, provide the example, and then provide an analysis. Then, you will repeat this process until you are done giving examples. At the end, you will link the readers back to the thesis (think: T, E1, A1, E2, A2, L.)

Link Back to Your Thesis

When writing the last sentence of your body paragraph ask yourself: what is the key takeaway that the reader should get from this body paragraph? Cogitate how this paragraph (its topic sentence, example, and analysis) trace back to your thesis. How do they work together to help your reader understand your central argument? How does the evidence presented in this paragraph argue your main point? All in all, contemplate the relationship between the body paragraph that you have carefully crafted and your thesis statement.

While each body paragraph will vary in length and have its own number of examples, each paragraph must, however, incorporate each topic in TEAL. So once you have learned how to link back to your thesis in one paragraph, it’ll give you the confidence you need to do the same with the rest of your body paragraphs. It’ll also provide you with the tools to reinforce the assurance you’ve gained toward the evidence you’ve chosen and the thesis you’ve crafted before moving forward.

Bonus! Visit the Writing Center

As mentioned earlier, following the TEAL paragraph formula will often give you the best results in creating an organized and developed paragraph; however, it is not the only way to create strong paragraphs.  Depending on the assignment and professor, you may need to vary this formula. Visit us at the Writing Center if you have any questions about how to incorporate the TEAL paragraph formula into your next paper or for additional clarification about how to organize your essay using TEAL to address the prompt!

Our Newest Resources!

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